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Religion and Forced Displacement in Serbia

Article by Aleksandra Đurić-Milovanović and Marko Veković

July 23, 2020

Religion and Forced Displacement in Serbia

Introduction

The civil war (1992 – 1995) which followed the dissolution of communist Yugoslavia had significant political, economic, and social consequences for the region. One of the most important social consequences was the forced displacement of people, which resulted in nearly three million[1] people from the former Yugoslavia being forced to leave their homes. The Federal Republic of Yugoslavia, and particularly Serbia, has been widely affected by this process. According to the Yugoslav 1996 census data on refugees, over 650.000 people (mostly from Bosnia and Herzegovina and Croatia) have been forcedly displaced to Serbia.[2] Due to the fact that the capacity of the state to help the population in need was very limited, a wide range of civil society actors helped the refugees. Religious communities and, particularly, religiously based humanitarian organisations dealt with this issue in a significant manner. For example, the Serbian Orthodox Church (SOC), as the dominant religious actor in the country, responded to this crisis mostly through its local network of parishes, and its humanitarian organisation Čovekoljublje (Philanthropy). Other religious communities were also very active in helping the population in need. For example, Caritas Serbia, ADRA, or the Bread of Life. However, their work has been widely affected by the socio-economic situation in Serbia, hyperinflation, and the problem of securing funds for their activities.

 

Religion, ethnicity and population

According to the latest census data (2011), the total population of the Republic of Serbia is 7,186,862, without Kosovo and Metohija.[3] When it comes to the religious and ethnic composition, Serbia is a predominately homogenous country, even though the data shows a wide range of religions represented, as well as various ethnicities. Regarding the religious composition, 6,079,396 people (84.6 per cent) are affiliated with Orthodox Christianity. Serbia’s religious composition also includes Roman Catholicism (five per cent), Islam (three per cent), followed by Protestantism (one per cent), Eastern religions (0.1 per cent), and 578 Jews. The 2011 census also shows a number of atheists (1.1 per cent), and a relatively significant number of people who did not want to indicate their religious affiliation (three per cent). The dominant religious community is the Serbian Orthodox Church (SOC). Meanwhile, the ethnic composition of the country is as follows: Serbs represent the vast majority of population (83.32 per cent), followed by Hungarians (3.53 per cent), Romas (2.05 per cent), Bosnians (2.02 per cent), Croatians (0.81 per cent) and Slovaks (0.73 per cent).[4] The next census will be conducted in April 2021.

 

Studies show that there is a strong correlation between religion and ethnicity in the Western Balkan region.[5] Thus, ethnicity in Serbia is closely related to religious affiliation. Even though it does not imply that a person cannot be a Serb if he/she is not affiliated with Orthodox Christianity, it is highly likely that affiliation with Orthodox Christianity corresponds with a Serbian ethnic background. However, recent surveys also show a low level of religiosity and religious activities within the Serbian population.[6] That is why the religious pattern in Serbia can be explained through the formula of ‘belonging without believing,’ as the majority of the population claims to identify with the SOC, yet shows a low level of religious activity. However, in their recent article Veković and Đogatović lament the paucity of scholarship about religion’s political significance in the Balkan states since the breakup of Yugoslavia.[7]

 

Religion-state relations

The dissolution of the communist regimes across Eastern Europe has been followed by a process of religious resurgence. This was also the case in Serbia, where the SOC offered itself as the ‘traditional bastion of national security and the centre of national life, as evidenced by its centuries-long role as the single institution that ‘never in history betrayed the Serbian people’.[8] The religious life of Serbia has been regulated by the 1990 Constitution of the Republic of Serbia, and particularly in Article 41, paragraph one, proclaims the freedom of religion, which includes the freedom of beliefs, confession of faith, and the freedom to perform religious rites.[9] Paragraph two of the same article adopted the secular concept of the state, and acknowledges that religious communities are free to organise their affairs and perform religious rites and activities. Moreover, paragraph three states that religious communities are free to organise religious schools and humanitarian organisations, while paragraph four asserts that the state can fund religious communities.[10] Religion-state relations during the regime of Slobodan Milošević (1991 – 2000) were dominated by the role of the SOC and its two main requests to the state: the introduction of religious education in schools, and the returning of property confiscated by the former communist regime. Both demands were denied by the state on multiple occasions. Moreover, church-state relations became even more complicated after the forced displacement of populations from Croatia and Bosnia Herzegovina to Serbia in 1992 – 1995. After the democratic revolution and the fall of Milošević’s regime in 2000, church-state relations in Serbia entered a new phase. The Serbian post-2000 regime was more positively inclined towards the SOC, and thus they supported the SOC’s main requests: religious education was introduced in schools in 2001 through the law on the ‘Regulation on Organization and Implementation of Religious Education and Teaching Alternative Courses in elementary and secondary Schools’.[11] Furthermore, in 2006 the state adopted the ‘Law on the Restoration (Restitution) of Property to the Churches and Religious Communities’.[12] Consequently, the social engagement activities of religious communities increased, particularly in the case of the SOC. However, the most important change in religion-state relations in post-communist Serbia has been the introduction of the ‘Law on Churches and Religious communities’ in 2006. [13] According to Veković, this law was necessary for several reasons, including but not limited to the ‘complexity of religious mosaic in Serbia, issue of returning of the expropriated property by the former communist regime, State’s support for clergy’s pension insurance, and the introduction of the religious education in Serbian school system.’[14] Yet, as Vukomanović pointed out, the 2006 Law led to the ‘fetatisation of the Church’.[15] One of the key characteristics of this law is the introduction of a distinction between traditional churches and religious communities and confessional communities, and other religious organisations (Article 4). Article 10, paragraph one, of this law lists the traditional religious communities in this order: the Serbian Orthodox Church, the Roman Catholic Church, the Slovak Evangelical Church, the Reformed Christian Church, the Evangelical Christian Church, the Islamic community and the Jewish community.[16] The argument of the law is that traditional religious communities deserves a special legal status due to their historical importance and previous legal status (Article 10, paragraph two), as these communities were legally recognised by the Kingdom of Yugoslavia prior to 1945. Moreover, Article 17 introduced the ‘Register of churches and religious communities’. This register was organised by the Ministry of Faith of the Republic of Serbia until 2012, when this ministry ceased to exist. Since then, the ‘Register of churches and religious communities’ has been conducted by the Directorate for Cooperation with Churches and Religious Communities within the Ministry of Justice.[17] The introduction of the ‘Law on Churches and Religious Communities’ was strongly criticised by several Serbian civil society organisations. The Constitutional Court of the Republic of Serbia received four motions to determine the constitutionality of the 2006 law, as well as two initiatives for determining the constitutionality of several articles of the law. In 2013, the constitutional court decided to reject all proposals and initiatives.[18]

 

Religion and forced displacement

The dissolution of communist Yugoslavia, followed by the civil war (1992 – 1995), which also had significant religious background, triggered mass population movements in the region. This conflict resulted in nearly three million people from the former Yugoslavia being forced to leave their homes.[19] Serbia, at that time a part of the Federal Republic of Yugoslavia (FRY), was greatly affected by the population movement, mainly from Croatia, and Bosnia and Herzegovina. According to relevant sources, by December 1995 over 650,000 people had been displaced from Croatia, and Bosnia and Herzegovina to Serbia and the FRY as a whole. It was ‘the largest refugee crisis in Europe since the Second World War,’ and as Helton argued, ‘the conflict in the former Yugoslavia became synonymous with a generation of refugees and displaced persons’.[20] Moreover, the Kosovo and Metohija conflict from 1999 resulted in about 200,000 displaced people. The majority of the displaced population moved to the capital city of Belgrade.[21]

 

The first census of refugees and forcibly displaced people was done in June 1996. The census registered a total of 566,275 refugees and forcibly displaced persons.[22] Most of them, 550,920, as stated in Table 1, had come from Bosnia and Herzegovina, and Croatia, while others hailed from other former Yugoslav republics, or did not want to answer the question concerning their place of origin. The majority of the population movement occurred in two major waves. The first wave was in 1992, while the second wave happened in late 1995. According to the 1996 census, 91.1 per cent of the people who moved to Serbia and the Federal Republic of Yugoslavia in the period 1991 – 1995 were Serbs. Although there are no data on the religious affiliation of displaced population arriving in Serbia, it is highly likely that the majority of them were Orthodox Christians.

 

Table 1. Forced displacement of people from Bosnia and Herzegovina and Croatia to the Federal Republic of Yugoslavia and Serbia, 1991 – 1996.[23]

 

The number of forcibly displaced people significantly declined in the post-1997 period, mostly due to the fact that majority of them were naturalised, and received Serbian citizenship. Out of the total of 566,275 people registered in the 1996 census, more than 60 per cent indicated that they wanted to receive the citizenship of the Republic of Serbia and stay there. On the other hand, only nine per cent declared that they wanted to return to their homes, while over 50,000 people stated that they wanted to move to a third country.[24]

 

In the aftermath of the civil war, Serbia was a war-torn country characterised by a high level of hyperinflation, and social and political instability. The population increase of roughly ten per cent as a consequence of the forced displacement represented a big challenge for the state. The needs of this section of the population included, but were not limited to, solving the main existential questions and thus the development of social and economic infrastructure. Even though the state tried to respond to these needs, its capacities were very limited. That is why one the key actors in providing support to the population in need were actually religious communities, and particularly religiously based humanitarian organisations. According to Stojić-Mitrović and Đurić-Milovanović, ‘During the 1990s, the activities of faith-based organisations were concentrated on the direct provision of humanitarian aid to refugees and internally-displaced people as victims of wars in Yugoslavia’.[25] As the dominant religious actor in Serbia, and as the institution representing the dominant religious affiliation of the displaced population, the Serbian Orthodox Church (SOC) was the most active religious institution in this regard. The first response of the SOC to the crisis was the foundng of the charity and humanitarian organisation Philanthropy.[26] Providing humanitarian help was the key activity of Philanthropy during the 1990s. On the other hand, it should be noted that the work of this organisation was highly dependent on donations and state support, which were not sufficient to meet all the needs of the displaced population. In the post-2000 period, this organisation focused on developing and implementing various development programs for marginalised and endangered groups within Serbia. The SOC also used its far-reaching network of parishes in order to help the population in need. However, it should be also said that the even though the SOC was the dominant religious actor, the years under the Yugoslav communist regime (1945 – 1990) left significant consequences on its material base for social engagement and activities. Moreover, it should be also stated that the majority of other Orthodox Christian Churches were also undergoing a post-communist transition process, and were therefore unable to offer any significant material support. At the same time, the state and the regime of Slobodan Milošević were not particularly interested in religion, and consequently in the needs of the SOC. These are the main reasons why the SOC did not engage more in helping the displaced population, even though it did all that was possible at that time and given the political context. At this time, other religious communities were also very active in helping the displaced population. Among others, the Belgrade Archdiocese of the Roman Catholic Church and the Adventist Development Relief Agency, the global humanitarian organisation of the Seventh Day Adventist Church, were very active in helping the displaced population. When it comes to the Belgrade Archdiocese, the main activities were organissed through the Serbian branch of the Caritas organisation (founded in 1995). By using the support of its strong international network, this organisation was very engaged in meeting the needs of the displaced population in Serbia. According to their data, they provided food, fuel and shelter to thousands of people in the 1990s. By the end of 2000, their estimates suggest that they reached over two million people in different ways.[27] The Serbian branch of the ADRA (the global humanitarian organisation of the Seventh-day Adventist Church) was founded in 1990, and was very active in helping the displaced population. Even though this organisation came to prominence during the siege of Sarajevo, when they managed to bring the humanitarian help into the city, they were also very active in the FRY, and particularly Serbia.[28] Lastly, a humanitarian organisation called ‘Bread for Life’, jointly founded in 1992 in Belgrade by the Protestant evangelical church and the Baptist church, responded very actively to the needs of the population. Their activities were focused on providing such things as material aid, self-support programmes, psychosocial support, medical assistance and Christmas presents for children.[29]

 

Policy perspectives

The best responses on the part of religious communities to the forced displacement of people came as a result of cooperation between state actors on one side, and the religious communities on the other. However, even though the state of Serbia adopted a law on refugees in 1992 and formed a body entitled the ‘Commissariat for Refugees’, the level of cooperation was rather very low.[30] The state did had neither the capacity to support the activities of religious communities, nor  the ability to leverage their huge potential, as their cooperation was under the influence of the wider socio-political context. The potential of religious communities to help the population in need was based in their widespread network of parishes (particularly of the SOC), as well as strong ties with international humanitarian networks (particularly in the case of the Roman Catholic and Protestant churches). That is why the religious communities have been left alone to deal with this issue. If the Commissariat for Refugees had responded by forming a special institution for cooperation with religious communities with regard to dealing with people in need, had helped them reach international support and the funds, and had then used their local network of parishes to disseminate aid, it is likely that the outcome of their work would have been much better. On the other hand, the state could also have used the local networks of parishes to disseminate their own funds to help displaced people without any additional costs. The problem of the displaced population should be also tackled through a bottom-up approach, particularly now, more than 20 years after the civil war. The needs of the displaced population today should be carefully surveyed, analysed and identified, and joint programs between the state and all interested religious communities should be developed in accordance with the findings. Lastly, the population in need would benefit greatly from joint programmes organised by different religious communities. Yet, this sort of cooperation and collaboration between religious communities should be also encouraged and supported by the state, since it did not occur spontaneously in the 1990s.

 

However, even without any significant state support, the level of engagement of Serbia’s religious communities in dealing with populations in need was quite considerable. The Roman Catholic Church, as well as numerous Protestant communities, used their international humanitarian networks to provide help for the displaced population, while the SOC used its humanitarian organisation Philanthropy, as well as its local network of parishes to meet the population’s needs.

 

Aleksandra Djuric-Milovanovic is an anthropologist working as an Associate Research Professor at the Institute for Balkan Studies of the Serbian Academy of Sciences and Arts. Her publications include, Distinctive Aspects of the Religion and Ethnicity of Romanians in Vojvodina (Institute for Balkan Studies SASA, 2015), Orthodox Christian Renewal Movements in Eastern Europe (co-editor with Radmila Radic; Palgrave Macmillan, 2017) and The Romanian Orthodox Church in the Yugoslav Banat between Two World Wars (co-author with Mircea Maran; Cluj University Press 2019).

 

Marko Veković is an Assistant Professor of Religion and Politics at University of Belgrade – Faculty of Political Sciences. His recent publications include: ‘Errando Discimus: Has Post-Yugoslav Political and Social Science Neglected Religion?’, Journal for the Scientific Study of Religion (2019), ‘Render unto Caesar: Explaining Political Dimension of the Autocephaly Demands in Ukraine and Montenegro’, Journal of Church and State (2019) and, ‘In Pursuit of ‘Twin Toleration’: Democracy and Church–State Relations in Serbia and Montenegro’, Occasional Papers on Religion in Eastern Europe (2019). His book Democratization in Christian Orthodox Europe: Comparing Greece, Serbia and Russia is forthcoming with the Routledge series in Religion and Politics (June 2020).

 

Cover photo: ‘Refugees registering for humanitarian aid provided by the Bread of Life outside the Baptist Church, Belgrade, April 1997′. Copyright: Dane Vidović. Printed with author’s permission.

 

[1] Silva Meznarić, Jelena Zlarković, ‘Winter, Forced Migration and Refugee flows in Croatia, Slovenia and Bosnia-Herzegovina: Early Warning, Beginning and Current State of Flows’, Refuge, Canada’s Journal on Refugees, 1993, 12 (7), p. 3; Kristina Zitnanova, ‘Refugee Protection and International Migration in the Western Balkans’, March 2014, UNHCR, p. 13, available at https://www.unhcr.org/5375c9ab9.pdf. All websites were accessed on 5 December 2019.

[1] Silva Meznarić, Jelena Zlarković, ‘Winter, Forced Migration and Refugee flows in Croatia, Slovenia and Bosnia-Herzegovina: Early Warning, Beginning and Current State of Flows’, Refuge, Canada’s Journal on Refugees, 1993, 12 (7), p. 3; Kristina Zitnanova, ‘Refugee Protection and International Migration in the Western Balkans’, March 2014, UNHCR, p. 13, available at https://www.unhcr.org/5375c9ab9.pdf. All websites were accessed on 5 December 2019.

[2] According to: Popis izbeglica i drugih ratom ugroženih lica u Saveznoj Republici Jugoslaviji, (Census of Refugees and other war-affected persons in the Federal Republic of Yugoslavia), UNHCR, Komesarijat za izbeglice Republike Srbije, Komesarijat za raseljena lica Crne Gore (UNHCR, Commissariat for Refugee of Republic of Serbia, Commissariat for displaced persons of Montenegro), 1996, p. 16.

[3] In 2011 Census there were no conditions on the territory of the south Serbian province for the conduction of a census, just like in the 2002 Census. The 1991 Census was boycotted by the majority of the Albanian population.

[4] All stated according to the ‘2011 Census of Population, Households and Dwellings in the Republic of Serbia’, Statistical Office of the Republic of Serbia, Belgrade, Serbia.

[5] See for example Vjekoslav Perica, Balkan Idols: Religion and Nationalism in Yugoslav States, Oxford University Press, 2002, pp. 7-9; Religious Belief and National Belonging in Central and Eastern Europe, Pew Research Center, available at https://www.pewforum.org/2017/05/10/religious-belief-and-national-belonging-in-central-and-eastern-europe/; Miroljub Jevtić, Uloga religije u identitetu južnoslovenskih naroda (The Role of Religion in the identity of South-Slavic People), Godišnjak FPN,  2008, 2 (2), pp. 171-186.

[6] Religious Belief and National Belonging in Central and Eastern Europe.

[7] Marko Veković, Veljko Đogatović, ‘Errando Discimus: Has Post-Yugoslav Political and Social Science Neglected Religion?’, Journal for the Scientific Study of Religion, 2019, 58 (3), pp. 753-763.

[8] Radmila Radić, „The Church and the ‘Serbian Question’”, in: The Road to War in Serbia: Trauma and Catharsis, Nebojša Popov (ed.), Central European University Press, Budapest, 2000, p. 250.

[9] ‘Ustav Republike Srbije“, Službeni glasnik Republike Srbije (Constitution of Republic of Serbia), Beograd, 1990.

[10] Ibid, Article 41, Paragraphs 1-4.

[11] ‘Uredba o organizovanju i ostvarivanju verske nastave i nastave alternativnog predmeta u osnovnoj i srednjoj školi’ (Regulation on Organization and Implementation of Religious Education and Teaching Alternative Courses in elementary and secondary Schools), Službeni glasnik Republike Srbije (Constitution of Republic of Serbia), br. 46, 27 July 2001.

[12] ‘Zakon o vraćanju (restituciji) imovine crkvama i verskim zajednicama’ (Law on the Restoration (Restitution) of Property to the Churches and Religious Communities)., Službeni glasnik Republike Srbije (Constitution of Republic of Serbia), br. 46/2006.

[13] ‘Zakon o crkvama i verskim zajednicama’ (Law on Churches and religious communities), Službeni glasnik, br. 36/2006, Beograd.

[14] Marko Veković, ‘In Pursuit of ‘Twin Toleration’: Democracy and Church–State Relations in Serbia and Montenegro’, Occasional Papers on Religion in Eastern Europe, 2019, 39 (5), pp. 102-103.

[15] Milan Vukomanović, ‘The Serbian Orthodox Church in the Aftermatch of October 5, 2000’¸ Politics and Religion, 2008, 1 (2), p. 247.

[16] ‘Zakon o crkvama i verskim zajednicama’ (Law on Churches and religious communities), Službeni glasnik, br. 36/2006, Beograd.

[17] ‘Directorate for Cooperation with Churches and Religious Communities’, available at http://www.vere.gov.rs/Cir/Start1.asp?cmd=resetall

[18] ‘Odluka o odbijanju predloga za ocenu ustavnosti/zakonitosti’ (Decision to reject the motions for review of constitionality), Ustavni sud Republike Srbije, Predmet: IУз-455/2011, Službeni glasnik RS, br. 23/2013.

[19] Silva Meznarić, Jelena Zlarković Winter, Forced Migration and Refugee flows in Croatia, Slovenia and Bosnia-Herzegovina: Early Warning, Beginning and Current State of Flows, Refuge, 1993, 12 (7), p. 3; Kristina Zitnanova, “Refugee Protection and International Migration in the Western Balkans”, March 2014, UNHCR, p. 13, available at https://www.unhcr.org/5375c9ab9.pdf

[20] Silva Meznarić, Jelena Zlarković Winter, Forced Migration and Refugee flows in Croatia, Slovenia and Bosnia-Herzegovina: Early Warning, Beginning and Current State of Flows, Refuge, 1993, 12 (7), p. 3; Kristina Zitnanova, “Refugee Protection and International Migration in the Western Balkans”, March 2014, UNHCR, p. 13, available at https://www.unhcr.org/5375c9ab9.pdf

[20] “War and Humanitarian Action: Iraq and the Balkans”, in: The State of World’s Refugees: Fifty Years of Humanitarian Actions, UNHCR, January 1st 2000, p. 218, available at https://www.unhcr.org/3ebf9bb50.pdf; Artur C. Helton, ‘Forced Migration in the Former Yugoslavia’, Cambridge Review of International Affairs, 1999, 12 (2), p. 184.

[21] See Vesna Lukić, Dve decenije izbeglištva u Srbiji (Two decades of refugees in Serbia), Republički zavod za statistiku, Beograd, 2015, Izbeglički korpus u Srbiji prema podacima popisa stanovništva 2002., Ministarstvo za ljudska i manjinska prava Srbije i Crne Gore, Beograd, 2004 (Refugees in Serbia according to the 2002 Census).

[22] Popis izbeglica i drugih ratom ugroženih lica u Saveznoj Republici Jugoslaviji (Census of Refugees and other war-affected persons in the Federal Republic of Yugoslavia) UNHCR, Komesarijat za izbeglice Republike Srbije, Komesarijat za raseljena lica Crne Gore (UNHCR, Commissariat for Refugee of Republic of Serbia, Commissariat for displaced persons of Montenegro), 1996, p. 16.

[23] Popis izbeglica i drugih ratom ugroženih lica u Saveznoj Republici Jugoslaviji (Census of Refugees and other war-affected persons in the Federal Republic of Yugoslavia), UNHCR, Komesarijat za izbeglice Republike Srbije, Komesarijat za raseljena lica Crne Gore (UNHCR, Commissariat for Refugee of Republic of Serbia, Commissariat for displaced persons of Montenegro), 1996.

[24] Ibid, pp. 9-10.

[25] Marta Stojić Mitrović, Aleksandra Đurić-Milovanović, „The humanitarian engagement of faith-based organisations in Serbia, Balancing between the Vulnerable Human and the (In)Secure (Nation)State“, in: Forced Migration and Human Security in the Eastern Orthodox World, Lucian Leustean (ed.), Routledge, UK, 2019, p. 210.

[26] Čovekoljublje ‘Philanthropy’ organization at https://www.covekoljublje.org/en/

[27] ‘Caritas Serbia’” organization at https://caritas.rs

[28] ‘ADRA Serbia’ organization at https://adra.org.rs

[29] ‘Bread of Life’ organization at http://www.breadoflife.org.rs/en/about.php

[30] ‘Zakon o izbeglicama (Law on Refuges), Službeni glasnik Republike Srbije, God. XLVII, No. 18, 1992.

Footnotes
    Related Articles

    Religion and Forced Displacement in Ukraine

    Article by Dmytro Vovk

    Religion and Forced Displacement in Ukraine

    This paper examines how Ukrainian religious associations have addressed the forced displacement caused by the Russia-Ukraine conflict that started in 2014. At the out set there will be a brief explanation of the religious and ethnic landscape of Ukraine as well as a short description of church-state relations in the country that emphasises the social engagement of religions. Next, the paper describes how religious associations contribute to counteracting the problems connected with forced displacement by raising awareness of the associated issues within state structures and among members of the public, providing for the basic needs for the most vulnerable categories of internally displaced persons (IDPs), and facilitating the social integration of IDPs into their host communities. Finally, this paper outlines several areas where religious communities and the government can further cooperate in order to resolve the problems arising as a consequence of forced displacement going forward.

     

    Religion, ethnicity and population

    According to the latest census conducted in 2001, the population of Ukraine included 77.8 per cent ethnic Ukrainians and 17.3 per cent Russians. Other ethnic groups (Belarusians, Armenians, Jews, Greeks, Tatars, Roma, etc.) did not exceed 0.6 per cent each.[1] Recent public opinion polls have recorded an increase in the number of citizens of Ukraine who identify themselves as Ukrainians. In a 2018 study by the Razumkov Center that asked the question, ‘To which national identity do you consider yourself to belong?’, 85.7 per cent of respondents said they considered themselves to be Ukrainian, in contrast to 11 per cent who indicated Russian, 2.1 per cent who gave another nationality, and 1.2 per cent who provided no answer.[2] The discrepancy between the census and sociological research data can be explained by several factors. Since 2014, sociological surveys have not been conducted in Crimea or in the parts of the Donetsk and Lugansk regions that are not controlled by the Ukrainian government, territories where a significant part of the Russian minority lived. Also, respondents may perceive their ‘nationality’ differently. Although in Ukrainian and Russian the term is usually associated with ethnicity and national origin, respondents can also identify themselves as political Ukrainians who do not want to affiliate themselves in any way with Russia during war.

     

    The religious landscape of Ukraine is diverse. According to one recent study, 64.9 per cent of Ukrainians consider themselves to be Orthodox, 9.5 per cent Greek Catholic, 1.6 per cent Roman Catholic, and 1.8 per cent Protestant.[3] Other religions, such as Judaism and Islam make up no more than 0.1 per cent each. Another eight per cent of Ukrainians consider themselves to be ‘just Christians’, and 12.8 per cent do not affiliate themselves with any religion. Orthodox Christians are divided into several large groups. 13.2 per cent of Ukrainians affiliate themselves with the newly established Orthodox Church of Ukraine (OCU) that was created in 2018, whereas 7.7 per cent of Ukrainians are affiliated with the Ukrainian Orthodox Church of the Kyiv Patriarchate (UOC-KP), the status of which is currently undefined, 10.6 per cent of respondents are believers of the Ukrainian Orthodox Church of the Moscow Patriarchate (UOC-MP), and another 30.3 per cent consider themselves ‘just Orthodox’, thereby comprising the largest group of Orthodox Ukrainians.[4]

     

    However, an institutional analysis of the Ukrainian religious landscape reveals a slightly different picture. According to data from the Ministry of Culture of Ukraine, 32,719 religious communities were operating in the country as of January 1st 2019.[5] The largest religious association was the UOC-MP with 12,122 communities. The OCU had 5,994 communities, which included the total number of UOC-KP and the Ukrainian Autocephalous Orthodox Church communities. In addition, according to unofficial data, about 500 UOC-MP communities have joined the OCU since its establishment in December 2018, although the legal recognition of the transition of these communities is still in progress. [6] The Ukrainian Greek Catholic Church included 3,365 communities, concentrated mostly in Western Ukraine, while 897 communities belonged to the Roman Catholic Church.

     

    In addition, there were 8,450 Protestant communities in Ukraine. Thus, Protestants made up a quarter of the total number of religious organisations in the country, yet the number of believers affiliated with Protestant denominations, as has already been noted, did not exceed two per cent. That gap can be explained by the fact that although almost 90 per cent of Ukrainians associate themselves with a particular religion or denomination, only about two per cent of Ukrainians claim to be members of certain religious communities or associations.[7] Unlike the vast majority of Orthodox Christians, for whom religiosity is a matter of belonging and self-identification rather than everyday practices and regular involvement in a community’s activities, Protestant religiosity is almost always institutionalised: they are registered as members of their community, are financially and organisationally involved in its life, and regularly attend church meetings.[8] Therefore, a small Protestant minority forms a significant, socially active part of the religious landscape of Ukraine.

     

    The All-Ukrainian Council of Churches and Religious Organizations (AUCCRO) unites religions and represents more than 90 per cent of believers in the country.[9] The AUCCRO serves as a platform for inter-religious dialogue and religious communication with the state, as well as for the coordination of each group’s positions on various social and political issues.

     

    Religion-state relations

    Article 35 of the Constitution of Ukraine protects the full range of religious rights, and proclaims the separation of church and state. The 1991 Law on Freedom of Conscience and Religious Organizations (the Religious Law) states that all religions enjoy equal legal status (Article 5), and, in contrast to other post-Soviet Orthodox-majority states, there are no officially recognised or unofficially endorsed ‘traditional religions’ in Ukraine. The registration of religious organisations is simple and not obligatory for arranging religious activities (Article 8). Further, the Religious Law emphasises that the state shall not interfere in internal religious affairs and prohibits religions from being involved in political life (Article 5).

     

    However, in reality the Ukrainian model of religion-state relations has evolved in a more cooperative direction. Since independence in 1991, religions have gradually strengthened their presence in the public sphere, including in politics, public education, religious freedom advocacy, and social services. The rapprochement between the government and religious bodies has accelerated since 2014, when the state faced Russian aggression in Crimea and Eastern Ukraine. The main Ukrainian religions, with the exception of the UOC-MP, have strongly supported the Ukrainian government in the conflict with Russia, and promote it both within Ukraine and abroad, particularly in European Union (EU) institutions and European countries. Considering religion a matter of national security, the Ukrainian government was deeply involved in the creation of the new Orthodox Church of Ukraine and negotiated the recognition of this church by the Ecumenical Patriarchate that granted autocephaly (ecclesiastical independence) to the new church in January 2019. The state also disfavoured the UOC-MP in Law No. 2662-VIII (2018) and Law No. 2673-VIII (2019), which aimed to force the UOC-MP to change its official name to declare its affiliation with the Russian Orthodox Church, banned UOC-MP priests from military chaplaincy, and simplified the transition process for UOC-MP communities seeking to join the OCU.[10]

     

    In 2014 the state adopted legal regulations on military chaplaincy and prison chaplaincy.[11] Chaplains were initially employed by the army in 2017; most are affiliated with the OCU and a few with the Ukrainian Greek Catholic Church. Currently Ukrainian churches are negotiating with the state concerning the possibility of establishing chaplaincy services in the police and medical institutions.

     

    In 2015 Ukrainian religions obtained the right to create general educational institutions, including kindergartens, secondary schools, and universities.[12] According to current official data, there are sixteen religiously affiliated (Orthodox, Greek Catholic, Roman Catholic, Protestant and Jewish) private secondary schools in Ukraine. The Ukrainian Catholic University, affiliated with the Ukrainian Greek Catholic Church, is one of the most prestigious institutions of higher education in the country. In public education, the state permits voluntary religious education classes. Sometimes religious leaders and priests (usually Orthodox or Greek Catholics) are invited to public schools to give lectures and blessings, and to conduct religious services. Several incidents have been reported in the media where these events became de facto compulsory for the students.

     

    Regarding proselytism, in line with international standards, the state does not disproportionately restrict the missionary activities of Ukrainian religions, or interfere with their usual social support services to vulnerable population groups, such as soup kitchens or services for children and families in need, including projects funded or supported from abroad. Such services are managed both by religions and religious charities, sometimes in cooperation with local authorities.

     

    Finally, mainstream Ukrainian religious associations actively participate in public debates on human rights issues. As in many other post-Soviet countries, they promote the non-recognition of same-sex marriages, the strengthening of state support for traditional families, the banning of abortions, the rejection of fluid gender identities, and the broad right to conscientious objection for public servants, medical employees, businessmen, etc., with respect to anti-discrimination measures implemented by the state.

     

    Religion and forced displacement

    In contrast to several other post-Soviet republics, Ukraine had not been involved in wars or experienced violent, large-scale civil conflicts prior to 2014. Also, the country did not attract significant numbers of labour migrants or refugees particularly because the state was and is reluctant to grant the status of refugee and most applicants were usually deported from Ukraine. Thus, forced displacement was not a major focus of public discourse or state policies in Ukraine until things changed in 2014. The Russia-Ukraine conflict, including the military conflict in eastern Ukraine and the annexation of Crimea, forced a huge wave of internally displaced people (IDPs) to flee from Donbass to other regions of Ukraine and to other countries (Russia, EU countries, the USA, etc.).[13] The main faith groups in Ukraine, as well as its many minority religions have responded to the issue of forced displacement by highlighting this problem, recording violations of religious freedom that provoke forced displacement, providing accommodation and other basic needs to the most vulnerable categories of IDPs, and supporting their social integration. Below are a few examples.

     

    1. Focus on IDPs and their problems. Religions have repeatedly highlighted this issue and brought it before the state and the public. The All-Ukrainian Council of Churches and Religious Organizations raised the issue of protecting IDPs in its statements of 2014 and 2015 and encouraged both the state and private charities to provide humanitarian aid.[14] In 2017 the AUCCRO Commission of Social Services adopted the Strategy of Ukrainian Religions’ Participation in Peacebuilding ‘Ukraine is Our Common Home’, which, in particular, aims to successfully integrate IDPs into new communities by means of reconciliation, avoiding new conflicts, and counteracting stereotypes against individuals or groups.[15] In 2015 the Council of Churches and Religious Organizations under the governor of the Transcarpathian Oblast called on all believers to support IDPs from Eastern Ukraine.[16]

     

    1. Recording violations of religious freedom that cause forced displacement. Several Christian and pro-religious human rights organisations, such as the Institute of Religious Freedom, Christian Emergency Services, and the Association of Ukrainian Christian Lawyers, etc., participate in initiatives to document violations of religious freedom in the so-called Donetsk and Luhansk People’s Republics (DPR/LPR) and in Crimea that have forced many believers to move to other regions of Ukraine.[17]

     

    1. Providing shelter for IDPs and refugees. The Jesuit Agency for Refugees, in affiliation with the Roman Catholic Church, organised a house for IDPs and refugees in Lviv to provide temporary accommodation for up to three months for IDPs and up to six months for refugees. During these periods they are expected to find housing and jobs.[18] Depaul Ukraine, a charity with a partly Catholic background, established day centers and shelters for homeless people, including IDPs, in Kharkiv and Odesa, where they are provided with relief, humanitarian and legal support, and medical aid.[19] Until funds ran out, Caritas Kharkiv operated a centre for IDP single mothers and their children, where they could stay after escaping Donbass.[20] The Ukrainian Jewish community built housing called ‘Anateyevka’ near Kyiv for 150 Jews from Donbass.[21] The project was initiated by the Chief Rabbi of Kyiv of the All-Ukrainian Congress of Jewish Communities and supported by international sponsors.[22] Since 2014 the UOC-MP Sviatohirsk Lavra (cave monastery) in the Donetsk Oblast has temporarily accommodated up to 800 IDPs.[23]

     

    1. Meeting the basic needs of IDPs. Many Ukrainian religions have supported IDPs in need, both occasionally and permanently by establishing their own initiatives and contributing to projects operated by secular charities and NGOs like the Ukrainian Red Cross Society or the Centre ‘Help Dnipro,’ as well as international donors like UNICEF, USAID, etc. Many religions, such as the UOC-MP, the OCU and, before its creation, the UOC-KP, the UGCC, the Roman Catholic Church, the Ukrainian Orthodox Church in the United States, Baptists, Pentecostals, Muslims, and other communities and their affiliated NGOs, have provided IDPs with food packages, hygiene products, heaters, firewood and briquettes, blankets, clothes, child-care materials, books and toys. In 2014 the Church of Jesus Christ of Latter-Day Saints donated $1.5 million to the United Nations Development Program to support IDPs from Donbass and those who stayed in the region.[24] From 2016 to 2018 the Roman Catholic Church raised almost €16 million through the ‘Pope for Ukraine’ initiative and funded several programs for IDPs and those living in the combat zone, which provided mobile health clinics, repaired houses destroyed by the war and installed thermal insulation, and provided food vouchers, and psychological help for adults and minors.[25] In cooperation with the local police department, the UOC-KP provided meals for IDPs in Luhansk Oblast.[26] The UOC-MP, the UGCC, and branches of Caritas Ukraine serve lunches in Kyiv, Mariupol, and other cities.[27] The UOC-KP organised a St. Nicholas Day celebration for the children of IDPs, and the Pentecostal Church ‘Philadelphia’ invited IDPs residing in Kyiv to celebrate Christmas.[28]

     

    1. Integrating IDPs into host communities. Caritas Ukraine and its regional branches have established several projects to help IDPs start a new life in new places, including a job search website, centres for psychological and legal aid in several Ukrainian cities, classes on personal finances, short-term business classes and grants for starting a business, programmes to support mutual understanding between IDPs and locals, and family and youth centres.[29] Depaul Ukraine Charity has opened offices offering pro bono legal aid in Kyiv, Kharkiv, and Odesa. Lawyers of these offices represent IDPs in court, help replace their passports and other documents, secure their right to a pension, and register for or confirm social welfare.[30] With the support of Western donors, Eleos Ukraine, an NGO run by an OCU priest, implemented the project ‘I know you can!’ which aims to provide female IDPs from Donbass and Crimea with the knowledge and skills to start new businesses.[31] The NGO also established the youth centre ‘TeenClub’ in Kyiv and the all-Ukrainian programme called ‘Backpack of Goodness’ to help school-aged orphans and the children of IDPs, the military, and people living in the combat zone, to get school supplies.[32] Similar initiatives, such as ‘School Backpack’ and ‘First Backpack,’ have been implemented by Caritas Ukraine and its branch in Ivano-Frankivsk.[33]

     

    Table 1. Refugees, asylum seekers, immigrants and internally displaced persons in Ukraine.[34]

     

    Policy perspectives

    Forced displacement caused by the Russia-Ukraine military conflict remains a serious humanitarian, political, economic, and social challenge for the Ukrainian state. In 2017 the Ukrainian cabinet of ministers adopted the Strategy for Integrating Internally Displaced Persons. The strategy aims to offer and implement long-term solutions, with a view to providing IDPs with housing and employment and ensuring their social integration. However, due to a lack of institutional and economic recourses, the state is unable to provide housing for IDPs and support their integration into host communities. Thus, it is extremely important for the national government and local authorities to cooperate with civil society organisations, both religious and secular, to address these problems. Because they have significant experience and high levels of public trust, Ukrainian religions may have significant strengths to offer collaborative projects assisting IDPs with social integration, and strengthening their ability to start a new life after being forcibly displaced.

     

    First, religious associations can be employed to fight stereotypes and prejudices against IDPs and prevent their isolation on the margins of host communities. Such stereotypes and prejudices, which can have a political nature or, particularly in the case of Crimean Tatar IDPs, an ethnic and religious character, can provoke discrimination against IDPs, such as denial of employment or refusal to accept them as tenants. Religions could effectively raise their voices against these stereotypes not only on a political level by encouraging the state to protect IDPs from discrimination, but also among believers. The 2017 AUCCRO Strategy ‘Ukraine Is Our Common Home’ could be a helpful framework for religions to discourage stereotypes.

     

    Second, religious associations can effectively coordinate with the state on their educational and other projects with a focus on the social integration of IDPs into host communities. For example, if provided with information about these projects, local state employment divisions could disseminate it among IDPs. They are also well placed to facilitate dialogue between religious institutions and employers in order to figure out what training and educational programs would be the most relevant in particular regions.

     

    Third, although the state is legally prohibited from funding religious projects directly, and some religious minorities might prefer to avoid accepting state funding in order to retain their right to spread their religious messages among IDPs, the state can accumulate and disseminate information on the social services provided by religious charities. Making these services easily accessible on and offline will facilitate the meeting of basic needs, and the provision of legal and physiological support, and shelter to the most vulnerable categories of IDP (children, single parents, persons with disability, homeless persons, etc.).

     

    Fourth, the state can turn to religious communities as a source of information about the violation of religious freedoms in Crimea and the DPR/LPR, including those resulting in the forced displacement of their believers.[35] Further, prosecuting both state and non-state perpetrators of religious persecution should be an important part of transitional justice after the Ukrainian state has restored control over these territories.

     

    Yet, there are several things that Ukrainian religious organisations should do to make their work with IDPs more effective. First, they should continue developing inter-religious dialogue in this sphere. Currently, most religious social initiatives focusing on forced displacement are operated by one religious group or a charity affiliated with one religion, even though they usually provide services to IDPs on a non-confessional basis. Expanding religious collaboration in supporting IDPs can potentially result in accumulating more resources than an individual religious groups could on their own. The same logic applies to cooperation between religions and secular human rights organisations, which sometimes must overcome a tradition of mutual suspicion.

     

    Finally, religious organisations should expand their focus to long-term solutions. Currently, they mostly concentrate on providing services to the most vulnerable categories of IDP. Long-term education and social integration projects such as those implemented by Caritas Ukraine and Eleos Ukraine, which are few and far between, should become the norm. As commentators observe, ‘IDP programs must reinforce IDPs’ positive, proactive outlooks and identify community spaces for displaced persons and community members to interact.’[36] Of course, this outlook presupposes serious institutional efforts and systematic work with donors, but the potential effect of these projects would be life-changing.

     

    Dmytro Vovk runs the Centre for the Rule of Law and Religion Studies at Yaroslav Mudryi National Law University in Kharkiv, Ukraine. He also works as a member of the OSCE/ODIHR Panel of Experts on Freedom of Religion or Belief. Since 2019 he has co-edited the “Talk About: Law and Religion” blog. His latest publications as an author include Law and Political Religion: Theology of Soviet Law (forthcoming), Dynamics of Church-State Relations in Ukraine and the Military Conflict with Russia: Political and Legal Aspects (2020), Ukrainian Churches and European Integration Policy: Human Rights Context (2017), and Balancing Religious Freedom in the Context of Secularity: Analysis of Court Practice in Ukraine (2015); as editor, Religion during the Russian-Ukrainian Conflict (Routledge, 2020), Law, Religion and Cinema (2018, in Ukrainian) and Tolerance in Transitional Societies: Philosophical, Legal, Political, and Sociological Dimensions (2016, in Ukrainian); and, as translator, W. Call Durham, Jr. & Brett G. Scharffs, Law and Religion: National, International and Comparative Perspectives (in Russian, forthcoming in 2020) and Paul Gowder, Rule of Law in the Real World (in Ukrainian, 2018).

     

    Cover photo: ‘A parishioner carrying presents to internally displaced children on St Nicholas Day, Luhansk Oblast, December 2015’. Copyright: V. M. Printed with author’s permission.

     

    [1] Data of the 2001 census is available at: http://2001.ukrcensus.gov.ua/results/general/nationality/

    [2] Razumkov Center (2016). Consolidatsiya Ukrayinskogo Suspilstva: Shlyahy, Vyklyky, Perspectyvy [Consolidation of Ukrainian Society: Ways, Challenges, Perspectives]. p. 50 Retrieved from http://razumkov.org.ua/upload/Identi-2016.pdf (date of access 11 February 2020).

    [3] Razumkov Center (2016). Derzhava i Tserkva v Ukrayini-2019 [State and Church in Ukraine in 2019]. Retrieved from http://razumkov.org.ua/uploads/article/2019_Religiya.pdf (date of access 11 February 2020).

    [4] In December 2018, the OCU was established by uniting the UOC-KP, the Ukrainian Autocephalous Orthodox Church, and several clerics of the UOC-MP. Metropolitan Epiphany, a former right-hand man of the UOC-KP head Patriarch Filaret, was elected as the Primate of the OCU. However, in July 2019, Filaret announced the withdrawal of the UOC-KP from the OCU, although the latter continues the process of legal liquidation of the UOC-KP as its predecessor. Today it is not clear how many (if any) communities want to stay with Filaret, but as the above-mentioned opinion poll shows, at least some Ukrainians continue to identify themselves with the UOC-KP, and not with the OCU; Razumkov Center (2019). Religiya i Tserkva v Ukrayini 2019: Sotsiologichne doslidzhennya  [Religion and Church in Ukraine 2019: Sociological Survey]. Retrieved from http://razumkov.org.ua/uploads/article/2019_Religiya.pdf

    [5] Ministry of Culture of Ukraine (2019). Dani departamentu u spavah relihiy i natsional’nostey pro relihiynu merezhu [Data of the Department of religious and nationalities affairs about religious landscape]. Retrieved from https://risu.org.ua/ua/index/resourses/statistics/ukr_2019/75410/

    [6] RISU. (2019). Karta peryhodiv do Pravoslavnoyi Tserkvy Ukrainy [Map of communities’ switches to the OCU]. Retrieved from  https://www.google.com/maps/d/u/0/viewer?mid=1XQR0sfHFFiiXyGiVYqI1mNylJ9fFPdnh&ll=50.37875869902123

    [7] Ilko Kucheriv Democratic Initiatives Foundation (2019). Gromadyanske Suspilstvo v Ukrayini: Poglyad Gromadyan [Civil Society in Ukraine: Citizens’ View]. Retrieved from https://dif.org.ua/article/gromadyanske-suspilstvo-v-ukraini-poglyad-gromadyan?fbclid=IwAR05QDuGLUC2Zp5NlwYcrFyvRii2mYgEpVSbPASWLldFogfp5ajZWb6lW74

    [8] See Pew Research Center (May 10th  2017). Religious belief and national belonging in Central and Eastern Europe. Retrieved from http://www.pewforum.org/2017/05/10/religious-belief-and-national-belonging-in-central-and-eastern-europe/

    [9] According to the AUCCRO’s website, members of the All-Ukrainian Council of Churches and Religious Organizations are the All-Ukrainian Union of Churches of Evangelical Christians-Baptists, the Spiritual Administration of Muslims of Crimea, the Spiritual Administration of Muslims of Ukraine, the Transcarpathian Reformed Church, the German Evangelical-Lutheran Church of Ukraine, the Union of Jewish Religious Organizations of Ukraine, the Orthodox Church of Ukraine, the Roman Catholic Church in Ukraine, the Ukrainian Evangelical Church, the Ukrainian Greek Catholic Church, the Ukrainian Church of Christians of Evangelical Faith, the Ukrainian Eparchy of the Armenian Apostolic Church, the Ukrainian Lutheran Church, the Ukrainian Orthodox Church (associated with the Moscow Patriarchate), the Ukrainian Union Conference of Seventh-Day Adventists, the Ukrainian Christian Evangelical Church, and the Ukrainian Biblical Society. See at: http://vrciro.org.ua/ua/council/members

    [10] See more: Vovk, Dmytro. (2020) Dynamics of Church-State Relations in Ukraine and the Military Conflict with Russia: Political and Legal Aspects, in: Clark, Elizabeth A. & Vovk, Dmytro. (eds.), Religion during the Russian-Ukrainian Conflict (Routledge), pp. 32-53; Vovk, Dmytro. (2020). The Names of Religious Groups and Security Concerns. Talk About: Law and Religion. Retrieved from https://talkabout.iclrs.org/2019/10/03/the-names-of-religious-groups-and-security-related-concerns/

    [11] Directive of the Cabinet of Ministers of Ukraine of July, 2, 2014, No. 677-r; Law No. 419-VIII (2015).

    [12] See Article 16 of the 2001 Law on Pre-School Education, Article 11 of the Law on General Secondary Education, Article 14 of the 2014 Law on Higher Education.

    [13] Figures of IDPs from Donbas remain contradictory. In August 2016 the Ministry of Social Policy of Ukraine listed 1,705,363 IDPs (Ministry of Social Policy of Ukraine. (August 30th 2016). Oblikovano 1,705,363 pereselentsi [1,705,363 IDPs are listed]. Retrieved from https://www.msp.gov.ua/news/8449.html). However, as of December 2019 the Ministry listed only 1,428,919 IDPs (Ministry of Social Policy of Ukraine. (December 9th 2019). Oblikovano 1,428,919 pereselentsi [1,428,919 IDPs are listed]. Retrieved from https://www.msp.gov.ua/news/17989.html). While some IDPs returned home, the number of registered IDPs has been mostly decreased because the government revoked this status for those persons not living permanently on government-controlled territory. It is also worth mentioning that in 2014 the Ukrainian government stopped paying pensions and social security payments to those residing on the territories outside its control. The status of IDP was the only way to renew these payments; The Ukrainian government has not provided statistics of how many Ukrainians have been displaced to Russia since 2014, particularly because a part of its border with Russia is under the control of pro-Russian proxies in Donbas. The Russian Ministry of Foreign Affairs reported that more than one million people displaced from Donbas are in Russia (V Rossii nahodytsya bolee 2 mln. ukraintsev, polovina is nih – bezhentsy s Donbassa – MID RF [There are more than 2 mln Ukrainians in Russia, a half of them are refugees from Donbass, Russian MFA says]. ( April 19th 2017). UNIAN. Retrieved from https://www.unian.net/society/1883854-v-rossii-nahodyatsya-bolee-2-millionov-ukraintsev-polovina-iz-nih-bejentsyi-s-donbassa-mid-rf.html). This figure, however, does not correlate with statistics posted by the Russian Federal Statistics Service (see at https://www.gks.ru/free_doc/new_site/population/demo/tab-migr4.htm). According to the UNHCR data, as of November 2018, there were 427,240 asylum seekers from Ukraine in Russia (UN Refugee Agency. (November 2018). Ukraine situation: Operational update. Retrieved from https://www.unhcr.org/ua/wp-content/uploads/sites/38/2018/12/2018-11-UNHCR-UKRAINE-Operational-Update-FINAL.pdf). The PACE Resolution 2028(2015) mentions 524,000 Ukrainians having sought for asylum or other legal status in the Russian Federations as a result of the annexation of Crimea and the armed conflict in Ukraine’s Donbass region (Parliamentary Assembly of the Council of Europe. (n.d.). Resolution 2028(2015) ‘The humanitarian situation of Ukrainian refugees and displaced persons.’ Retrieved from https://assembly.coe.int/nw/xml/XRef/Xref-XML2HTML-en.asp?fileid=21480&lang=en).  The true figures probably lie in between those provided by Russia and those of international organisations because not all persons displaced from Ukraine were registered as asylum-seekers, refugees or displaced persons; some of them may have applied for citizenship or obtained a permanent residence permit; Increasing labour migration from Ukraine is beyond the focus of this paper because Ukrainian religions seem to pay much less attention to these groups. An exception, which only proves the rule, is the project “Aware and Ready for Germany,” which is implemented by Caritas Ukraine, and focuses on the problems of Ukrainian labour migrants to Germany (see at: http://caritas.ua/migration-beratung/).

    [14] All-Ukrainian Council of Churches and Religious Organizations. (October 31st 2014). Zvernennya na pidtrymku blagodiynytstva ta volonters’koyi diyal’nosti [Address in support of philanthropy and volunteering activities]. Retrieved from http://vrciro.org.ua/ua/statements/419-statement-for-support-volunteering-charity; All-Ukrainian Council of Churches and Religious Organizations. (February 10th  2015). Zvernennya pro obov’yazok dopomogty u zakhysti Bat’kivschyny [Address on the obligation to help in protecting the Homeland]. Retrieved from http://vrciro.org.ua/ua/statements/425-uccro-statement-defence-ukraine

    [15] Committee for Social Services of the All-Ukrainian Council of Churches and Religious Organizations. (December 10th 2017). Strategiya uchasti tserkov i religiynyh organizatsiy u myrobuduvanni “Ukrayina – nash spil’ny dim” [Strategy of Ukrainian Religions’ Participation in Peacebuilding “Ukraine is Our Common Home”]. Retrieved from http://vrciro.org.ua/ua/documents/535-uccro-peacebuilding-strategy-ukraine

    [16] Council of Churches and Religious Organizations under the head of the Transcarpathian Regional State Administration. (March 30th 2015). Zvernennya pro ob’’yednannya zarady myru v Ukrayini, zberezhennya yiyi nezalezhnosti ta teritorial’noyi tsilisnosti [Address on preservation of peace in Ukraine, its independence, and territorial integrity]. Prozak.info. Retrieved from http://prozak.info/Suspil-stvo/Rada-Cerkov-prosit-zakarpatciv-dopomagati-vjs-kovim-i-pereselencyam

    [17] See: Zvenrnennya Pravozahystnogo Poryadku Dennogo shchodo svobody religiyi na tymchasovo ocupovanyh terytoriyah [Address of Human Rights Agenda on Freedom of Religion in the Temporary Occupied Territories]. (April 6th 2018). Retrieved from the Ukrainian Helsinki Human Rights Union’s website: https://helsinki.org.ua/appeals/zvernennya-pravozahysnoho-poryadku-dennoho-schodo-svobody-relihiji-na-tymchasovo-okupovanyh-terytoriyah/

    [18] U Lvovi yezuyity prezentuvalu sviy dosvid dopomogy bizhentsyam ta pereselentsyam [In Lviv Jesuits present their expertise in providing care for refugees and displaced persons]. (2017, March 22). RISU. Retrieved from: https://risu.org.ua/ua/index/all_news/community/charity/66446

    [19] Vidkryttya dennogo tsentru ta prytuku dlya vymushenyh pereselentsiv v Odesi [A day centre and a shelter for displaced persons was opened in Odesa]. (September 29th 2018). Retrieved from the Archdiocese of Lviv of the Roman Catholic Church in Ukraine’s website: http://www.rkc.lviv.ua/news_view-Vidkruttya_dennogo_centru_ta_prutulku_dlya_vumushenux_pereselenciv_v_Odesi-en. See also information about these centers and shelters at Depaul Ukraine Charity’s website: https://ua.depaulcharity.org/%D0%B3%D0%BE%D0%BB%D0%BE%D0%B2%D0%BD%D0%B0/%D0%BD%D0%B0%D1%88%D0%B0-%D1%80%D0%BE%D0%B1%D0%BE%D1%82%D0%B0/%D0%BD%D0%B0%D1%88%D1%96-%D0%BF%D1%80%D0%BE%D0%B5%D0%BA%D1%82%D0%B8

    [20] Tsentr Materi i dytyny [Centre for mothers with children]. (n.d.). Retrieved from Caritas Kharkiv’s website: https://caritas.kharkiv.ua/2015.11/tsentr-materi-ta-dytyny/

    [21] The name was taken from Shalom Aleichem’s novels.

    [22] Smirnova, Olga. Anatevka: ubezhyshche dlya evreev s vostoka Ukrayiny [Anatevka: Refuge for Jews from Eastern Ukraine] [Video file]. BBC.com. Retrieved from: https://www.bbc.com/russian/av/media-44524083

    [23] Bezhentsy v Svyatogorskoy Lavre [Refugees in the Svyatohirsk Lavra]. (August 22nd 2014). Retrieved from the Svyatohirsk Lavra’s website: https://svlavra.church.ua/2014/08/22/bezhency-v-svyatogorskoj-lavre/. The Monastery continues to host IDPs and permanently raise funds for their needs. The alleged involvement of the Sviatohirsk Lavra clergy in separatism and supporting unlawful military groups in Donbas, reported by Ukrainian media and NGOs, is beyond the scope of this paper.

    [24] Mormons’ka Tserkva vydilyaye 1.5 mln. dolariv na dopomohu pereselentsyam z Donbasu  [Mormon Church donates $1.5 mln for humanitarian aid to displaced persons from Donbass]. (October 25th 2014). Retrieved from the Church of Jesus Christ of Latter-Day Saints in Ukraine’s website: https://www.mormonnews.org.ua/%D1%81%D1%82%D0%B0%D1%82%D1%82%D1%8F/mormon-church-helps-refugees-from-donbass

    [25] Aktsiya “Papa dlya Ukrayiny” [Action “Pope for Ukraine”]. (n.d.). Retrieved from the Archdiocese of Lviv of the Roman Catholic Church in Ukraine’s website: http://www.rkc.lviv.ua/category_3.php?cat_1=&cat_2=88&cat_3=171&lang=1.

    [26] Luhans’ka eparhiya pryynyala humanitarni produkty dlya ditey ta postrazhdalyh [Luhansk Eparchy received donated food for children and injured persons]. (n.d.). Retrieved from Eleos Ukraine’s website: http://eleos.com.ua/luganska-eparkhiya-prijnyala-gumanitarni-produkti-dlya-ditej-ta-postrazhdalikh/

    [27] See e.g.: Odeska Yeparhiya rehulyarno dopomahaye sotnyam pereselentsiv, yaki meshkayut’ v Odesi ta prymis’kyh naselenyh punktah [Odesa Eparchy supports on a regular basis hundreds of displaced persons in Odesa and Odesa area] (2016, February 11). Synodal Informational and Educational Department of the Ukrainian Orthodox Church. Retrieved from https://news.church.ua/2016/02/11/odeska-jeparxiya-regulyarno-dopomagaje-sotnyam-pereselenciv-yaki-meshkayut-v-odesi-ta-primiskix-naselenix-punktax-video/; Department of Information of the Ukrainian Greek Catholic Church. (November 11th 2015). Bilya khramu UHCTs na Askol’doviy mohyli hotuyut’ obidy dlya pereselentsiv [Lunches for displaced persons are being served near the UGCC church on the Askold’s Grave]. Retrieved from the Kyiv Archdiocese of the Ukrainian Greek Catholic Church’s website: https://ugcc.kiev.ua/blog/bilya-hramu-uhkts-na-askoldovij-mohyli-hotuyut-obidy-dlya-pereselentsiv/

    [28] Daruvaty dobro prosto! [It is easy to do good to others!]. (December 26th 2016). Retrieved from the Dnipro Eparchy of the Orthodox Church of Ukraine’s website: http://cerkva.dp.ua/daruvati-dobro-prosto/; Yevanhelichna seminariya ta Tserkva “Filadelfiya” organizuvaly svyato Rizdva dlya malen’kyh perselentsiv zi Shodu Ukrayiny  [The Evangelical theologian seminary and the Church “Philadelphia” hosted a Christmas party for minors displaced from Eastern Ukraine]. (December 28th 2016). Retrieved from http://www.chve.org.ua/ets-rojdestvo-29-12-16/

    [29] See at: https://careerfornewlife.com; See about legal aid and psychological care provided by branches of Caritas Ukraine in several Ukrainian cities: Fahivtsi Kartas Zaporizhzhya provely zahid psycho-sotsial’noyi pidtrymky dlya VPO [Specialists of Caritas Zaporizhia provide psycho-social care to IDPs]. (October 23rd 2019). Retrieved from http://caritas.ua/news/fahivtsi-karitasu-zaporizhzhya-provely-grupovyj-zahid-psyhosotsialnoyi-pidtrymky-dlya-vpo/; Psychologichny suprovid [Psychological care]. (n.d.). Retrieved from http://caritas.ua/news/fahivtsi-karitasu-zaporizhzhya-provely-grupovyj-zahid-psyhosotsialnoyi-pidtrymky-dlya-vpo/; Yuryst [Lawyer]. (n.d.). Retrieved from http://caritas-donetsk.org.ua/dijalnist/konsultacii/jurist

    [30] Bezkoshtovna yurydychna dopomoga [Legal aid pro bono]. (n.d.). Retrieved from https://ua.depaulcharity.org/

    [31] “Ya znayu, ty mozhesh!” [I know, you can!]. (n.d.). Retrieved from http://eleos.com.ua/proekt-ya-znayu-ty-mozhesh/

    [32] TeenClub. (n.d.). Retrieved from http://eleos.com.ua/teenclub/; Vseukrayins’ka aktsiya “Ranets’ dobroty” [All-Ukrainian Action “Backpack of goodness”]. (n.d.). Retrieved from  http://eleos.com.ua/vseukrayinska-aktsiya-ranets-dobroty/.

    [33] Shkil’ny portfelik [School Backpack]. (n.d.). Retrieved from http://caritas.ua/portfelyk/; Karitas Ivano-Frankivs’k zibrav do shkoly 46 pershoklassnykiv [Caritas Ivano-Frankivsk provided school supplies for 46 first graders]. (August 31st 2019). Retrieved from http://caritas.ua/multimediya/videogalereya/karitas-ivano-frankivsk-zibrav-do-shkoly-46-pershoklasnykiv/

    [34] Refugees here are persons who were granted with the status of refugee in Ukraine. Most of refugees and asylum-seekers came to Ukraine from Afghanistan and Syria (see at https://www.unhcr.org/ukraine.html); Pokaznyky diyal’nosti DMS za 9 misyatsiv 2019 roku [Performance indicators of the SMS of Ukraine for the first nine months of 2019]. (n.d.). Retrieved from https://dmsu.gov.ua/assets/files/statistic/year/2019_9.pdf; UNCHR data is available here: https://www.unhcr.org/ua/11846-2; According to the 2001 Ukrainian Law on Immigration, immigrants are foreigners and stateless persons who have obtained an immigration permit and live in Ukraine permanently. Most immigrants are from post-Soviet countries; Pokaznyky diyal’nosti DMS za 9 misyatsiv 2019 roku [Performance indicators of the SMS of Ukraine for the first nine months of 2019]. (n.d.). Retrieved from https://dmsu.gov.ua/assets/files/statistic/year/2019_9.pdf; The up-to-date number of individuals officially registered as IDPs can be found here: https://www.msp.gov.ua/news/17989.html

    [35] See more at: Institute of Religious Freedom. (2018). Religious freedom at gunpoint: Russian terror in the occupied territories of Eastern Ukraine (analytical report) [Adobe Digital Editions version]. Retrieved from https://www.irf.in.ua/files/publications/2018.10.24-IRF-Report-ENG.pdf

    [36] Merte, Lauren Van, Steiner, Steven E., Harring Melinda. ( October 2017). Ukraine’s Internally Displaced Persons Hold a Key to Peace: Issue Brief. Retrieved from the Atlantic Council’s website: https://www.atlanticcouncil.org/wp-content/uploads/2015/05/Ukraines_Internally_Displaced_Persons_Hold_a_Key_to_Peace_web_1003.pdf

    Footnotes
      Related Articles

      Spotlight on Uzbekistan: Executive Summary

      Article by Adam Hug

      July 14, 2020

      Spotlight on Uzbekistan: Executive Summary

      Spotlight on Uzbekistan finds that the much talked about reform process in Uzbekistan is real, but that so are the significant holes in it, with a lot of work still needing to be done to create an open economy, pluralist politics and free society. It remains unclear if President Mirziyoyev’s plans are simply for the authoritarian modernisation seen so far or whether something more ambitious is planned. Since 2016, there has been appreciable economic progress, a reduction in state interference in everyday life, and notable increase in some freedoms, particularly for activists and experts who choose in some way to engage with the Government’s reform project. This genuine progress has garnered Uzbekistan much international good will as it has returned to the world stage.

       

      However, Mirziyoyev’s pro-business approach and connections to leading business people have created new concerns about cronyism, corruption and citizens forced out of their homes with inadequate compensation as part of building the new Uzbekistan. So far the reforms have created a type of ‘managed freedom’, where there is space for ‘constructive criticism’ but some sensitive topics remain off limits. The response to recent crises have highlighted the successes and failings of the new system: showing swift action to get on top of the initial challenges; rapid, numerous but not wholly joined up initiatives to tackle the economic and social impact; a reticence to address historic and structural problems; and new opportunities for local abuses of power. As Uzbekistan becomes more self-confident about the progress of the reforms and its place in the world, it needs to show a more self-confident approach towards its own past, convening a national conversation involving those who suffered under Karimov, the Government and with local and international experts.

       

      The publication makes key recommendations for the Government of Uzbekistan. It should:

      • Continue reforming the civil service to improve structures and capacity while being more measured and consultative when creating new legislation and decrees.
      • Develop a more competitive political environment in Uzbekistan by removing restrictions on registering new parties and allowing independent candidates to stand for election.
      • Reform local government by requiring the direct elections of Governors and Mayors, with greater public consultation on planning decisions, action on forced evictions, lack of compensation, the provision of social infrastructure and protecting historic buildings.
      • Require transparency for all holders of public office including politicians and judges with declarations of external sources of income and assets, while making public the ownership details of firms involved in the new cotton ‘clusters’.
      • Move beyond ‘constructive criticism’ to true freedom of expression and association including by delivering new anti-defamation laws without the threat of prison or massive fine and allowing independent NGOs to register, while helping them do so.
      • Help facilitate the end of the boycott of Uzbek cotton by urgently registering the cotton monitoring NGOs and independent trade unions, working with them to end forced labour.
      • Continue the reform of the Prosecutor General’s Office, security services and judiciary to prevent the harassment of activists and political opponents.
      • Deliver transitional justice and greater openness about the Karimov legacy that includes helping the rehabilitation of victims of past abuse and an open public dialogue.
      • Continue to expand both religious and social freedoms that prioritise individual choice over community pressure, with more women in senior government positions, action on domestic violence, freedoms for religious groups and ending laws against the LGBTQ community.

       

      International institutions and governments should:

      • Critically but actively, engage with Uzbekistan to further the reforms and insist on an international human rights health check ahead of decisions whether to elect Uzbekistan to the UN Human Rights Council or be chosen to host the 2027 Asian Games.
      Footnotes
        Related Articles

        Introducing Mirziyoyev’s Uzbekistan

        Article by Adam Hug

        Introducing Mirziyoyev’s Uzbekistan

        Spotlight on Uzbekistan

        In September 2016, longstanding Prime Minister Shavkat Mirziyoyev assumed the Presidency of Uzbekistan following the death of President Islam Karimov, the despotic ruler who had dominated the country since independence. After decades of heavy repression and isolation by a regime Mirziyoyev was intimately involved with, many international and local observers have been surprised and cautiously heartened by Uzbekistan’s efforts to open up to the outside world and address some of the regime’s more egregious abuses, but questions have remained over the long-term intentions of the new leadership. The recent coronavirus crisis has provided an acid test for assessing the government’s progress, and its response – effective in suppressing the virus – has highlighted progress made in many areas while further illuminating some continuing areas of concern. This introductory essay, and the Spotlight on Uzbekistan essay collection as a whole, seeks to assess the progress Uzbekistan has made since 2016, identify the challenges that remain and develop ideas for further action.

         

        A brief history of modern Uzbekistan

        Uzbekistan can trace its roots back to the first settlements of the Scythian people before their absorption into the Persian Empire and its successor states until the Arab conquest in the 7th century. The Mongol conquests in the 13th century consolidated the migration of Turkic peoples to the region that had been gradually taking place in previous centuries. Timur (known in the West as Tamerlane) founded his empire in Samarkand, and later rulers (notably Islam Karimov) have sought to frame him as a founder of Uzbekistan.[1] The remnants of the Timurid Empire were conquered in turn by the Shaybanids, who also took the name Ozbeg (Uzbek) in honour of a senior leader of the Mongol Golden Horde from which they descended, establishing smaller kingdoms in the region. Russia attempted to push south into the region as part of its imperial expansion with the failed Khivan expedition in 1717 under the rule of Peter the Great. This was followed a century and a half later by the Russian capture of Tashkent in 1865, the annexation of Samarkand from the Emirate of Bukhara in 1868, and the annexation of the Khanate of Kokand in 1876, with the full and final absorption of the remnants of the Emirate of Bukhara and Khanate of Khiva in 1920. Until 1924 the Soviet regions somewhat mirrored their predecessor states with the Khorezm People’s Soviet Socialist Republic (SSR) replacing the Khanate of Khiva, the Bukharan People’s SSR covering the former Emirate of Bukhara, and the Turkestan Autonomous SSR (ASSR) covering everything else. This was dissolved in 1924 with the creation of the Uzbek SSR, which, after the departure of the Tajik ASSR to form its own republic in 1929, comprises the territory that makes up Uzbekistan today, with Tashkent replacing Samarkand as its capital in 1930.

         

        Islam Karimov ascended to the position of First Secretary of the Communist Party of Uzbekistan in 1989, becoming the first and only President of the Uzbek SSR a year later and at its independence in September 1991 became the first President of the Republic of Uzbekistan, a post subsequently ratified in a controversial December 1991 election. He would rule with an increasingly iron fist, with notable crackdowns following a mysterious series of car bombs in 1999 and the massacre of hundreds of people following unrest in Andijan in 2005, until his death, announced on September 2nd 2016. For the last 13 years of Karimov’s rule Shavkat Mirziyoyev served as his Prime Minister (PM).

         

        Karimov now lies in a purpose built mausoleum complex overlooking the old city of Samarkand, where citizens go to pray and pay their respects. Islam Karimov Avenue runs from his resting place to a large statue near the historic Registan, with shops on the route selling his photo. While his successor may be seeking to move beyond his legacy he is not taking active measures to quell the Karimov cult of personality, instead letting it slowly tick downwards, as shown by fewer examples of pictures of the first President being displayed in public buildings and publically contrasting the actions of the new President with past.

         

        Mirziyoyev era reforms

        Mirziyoyev became interim President on September 8th 2016, after elbowing aside the constitutionally designated interim President Chairman of the Senate Nigmatilla Yuldashev to get the role on a temporary basis and outmanoeuvring key rivals, Deputy PM Rustam Azimov and particularly the head of the National Security Service Rustam Inoyatov, to secure the post permanently through election. Azimov would be fired from government in June 2017 and Inoyatov would be removed from his post in January 2018. Mirziyoyev’s inaugural address as President gave some hints at a reformist direction of travel: “In further deepening the democratic reforms and implementing the concept of developing a civil society, we believe that, as it was before, the citizens’ self-governance bodies – mahallas, as well as the non-state, non-profit organizations, free and impartial mass media will take an active place. In implementing the important principle, namely, “From a strong state to a strong civil society”, above all, we will lean upon the strength and capabilities of such social institutions.” However such commitments are often made by leaders who have no intention of delivering on them.

         

        Assessing the state of the much-touted reform process is the central question this essay collection seeks to address. After initial scepticism, it has become quickly clear that under Mirziyoyev the regime has sought clearly to differentiate itself from the image of the Karimov era and the comparisons with other regional poor performers such as Turkmenistan and Tajikistan. Early efforts on currency liberalisation (which has dramatically shrunk the black market), tackling forced labour, visa liberalisation, and reducing censorship led the international community to take notice of a process of rapid change.[2] Irrespective of the continuing debate over the new regime’s motivation, it correctly identified that failure to address its huge economic and structural problems would substantially increase the risk of political instability and the pressure for revolutionary change. The challenge is to identify where change is substantive, where it is cosmetic and where the long-term direction of travel is either unclear or controversial.

         

        The process has been driven from the top with a blizzard of presidential decrees and new legislation, with 25 per cent of all legislation adopted since independence being issued between 2016 and 2019.[3] Supporters of the process have argued this intensively top-down approach is necessary to tackle the institutional inertia of the bureaucratic system developed under Karimov, hitting it on multiple fronts to spur it to action. While that perspective is understandable, there have been notable challenges including: incorporating the views of key stakeholders; errors due to the speed of transposition and implementation; and the ongoing cultural challenge of a risk-averse and poorly educated middle management level, steeped in Soviet and Karimov era paper pushing, being placed under even more pressure, which sometimes leads to increased buck-passing rather than fundamental change. The mantra of the reformist wing of the Uzbek officialdom is repeated relentlessly: that missteps and delays in the reform process are driven by a lack of capacity rather than a lack of political will. Their diagnosis is that the continual infusion of better trained, reform-minded people (often from the diaspora) into the system will help break down the roadblocks to reform (or replace them), a subject addressed in more detail in this collection’s essay by Navbahor Imamova. While this will undoubtedly be important, the leadership will have to find a way to allow greater space for experimentation and measured risk-taking in implementing the reforms in the face of presidential pressure to ensure that the buck-passing culture is brought to an end rather than grinding down a new generation of officials. Recognition that such a top-down approach is unstainable can be seen in efforts to increase the responsibilities of Parliament and to devolve certain functions to local government; however both institutions are in need of significant reform (as addressed below) and the fear that loss of control would lead to a loss of stability persists.

         

        One of the signature initiatives has been the creation of ‘virtual receptions’ (currently 208 of them), under the auspices of the Presidential Administration, where complaints from citizens about poor performing public services and other problems were fed directly to administration officials, initially bypassing the ministries and local administrations. The Centres proved very popular, with over 3,726,949 appeals from the public at time of writing, of which 3,673,670 had been reviewed by officials according to the government.[4] They provided a channel through which the new leadership could assess the key pressure points in the system to inform their policy response, as well as helping to boost the public image of a new President who was seen to be listening to people’s problems.[5] However, there have been reports that after initial success, the public believes they are becoming less effective as a tool in that they now more regularly act to pass on information to the ministries or local officials rather than bypassing them.[6] This shift in approach would make sense in the context of the evolution of government but risks the responses being lost in only partially-reformed bureaucracies.

         

        The picture across the ministries is mixed. Uzbek PM Abdulla Aripov and Deputy PM Achilbay Ramatov are known to be part of the old guard but loyal to the President. The Ministers of Justice, Education, Investment and Agriculture are seen as reformers, and have become the main points of contact for Western interlocutors. Unsurprisingly given the top-down approach to driving forward the reform process, the Presidential administration is powerful but lacks transparency and direct accountability.

         

        The Uzbek Government has been proactively trying to obtain international assistance with the reform programme, with the United Nations (UN) Office in Uzbekistan and International Labour Organisation (ILO) becoming prominent voices both within the country and in highlighting progress to the wider international community. There has been significant growth in the number of international consultants and donor agencies advising on the reform process.[7] The UN has identified education reform, social security transformation and wider public sector reform, climate change and water management, and the protection of historic buildings as the key areas for international focus.[8] However the extent of the response by Western governments and international institutions has been somewhat hampered by Uzbekistan’s middle-income status, which limits the amount of official resources under Official Development Assistance (ODA) rules that can be devoted to it.

         

        The wrangling between Mirziyoyev and Karimov’s security Chief Rustam Inoyatov was just one dimension of the perceived rivalry between the President and the Karimov era security apparatus. Inoyatov’s successor, long-time ‘securocrat’ Ikhtiyor Abdullayev, was himself subsequently arrested and imprisoned for 18 years on charges of bribery, extortion and forming a criminal enterprise alongside 24 other officials from the security services and prosecutor’s office.[9] The rivalry reflects both inter-elite competition and competing visions on the governance of Uzbekistan. The President has taken steps to strengthen the National Guard and Presidential security service as a counterweight to the National Security Service (SNB), giving them greater resources and the power of arrest.[10] There remains a perception that the security services are still not full behind the reform programme, with allegations that they have used proxies to target independent voices, and are more prone to take measures to crackdown on dissent.[11] This perception both perhaps reflects reality and gives a degree of political distancing between the new regime and efforts to crackdown on more troublesome critics.

         

        As well as the old guard in the security services and ministry middle management, the most regularly identified roadblock to reform is the role of local and regional government. The heads of local district (Tuman), city and regional (Viloyat) administrations are ‘Khokims’ currently appointed by the central government, many of whom have been in their posts, or otherwise building up local power bases, since the Karimov era. Regional leaders are routinely blamed for being slow to implement reforms at the speed or to the extent desired by reformers in Tashkent, and as set out in numerous places in this essay collection are often at the heart of local concerns around corruption and administrative incompetence. Both Tashkent Khokim Jakhongir Artykkhodjaev and Ferghana Governor Shuhrat Ganiyev have been recorded as threatening bloggers and other media critics, with the latter involved in a string of controversial incidents (including claims that he threatened residents of the Sokh enclave after unrest that he would ‘erase [their] villages from the map’). That he was not fired by a forgiving President has led critics to dub him as ‘immortal’.[12] In a further sign that personal loyalty to the President is the primary requirement for the job, disgraced former Agriculture Minister and Deputy PM Zoyir Mirzaev, fired in 2018 for being abusive towards farmers, has been reappointed as Khokim of Kashkadarya Province.[13] Only one Khokim of a district, city or region in Uzbekistan – Dilfuza Uralova who heads the local Bayaut district (tuman) in Syrdarya province – is a woman.[14]

         

        The President and other senior leaders have talked about ways to make local government structures more accountable to local people, but progress on delivery has been slow. The initial discussions have centred on separating the executive role of Khokims, appointed by the government, from the elected regional assemblies or local councils (Kengash) so that these representative bodies can improve their scrutiny of the operations of the Khokimiat.[15] At present, while in some cases the Kengash may provide scrutiny of the actions of local officials, it is unknown for them to block a decision of the Khokim. In the absence of genuinely competitive political environment, the administrative separation of executive and scrutiny functions in unlikely to pose an effective check on the activities of the Khokims. Despite raising the issue in 2016 Mirziyoyev has yet to take action on the direct election of Khokims themselves, something that is increasingly becoming a source of local discontent, with a June 2020 petition due to be debated in parliament following local unrest in Fergana.[16] The heads of local neighbourhood associations, the Mahalla Committees, are now elected and the Mahalla remains an important organising institution in Uzbek life.

         

        While direct election of the Khokim may be a more effective tool for fostering local accountability than elections to the relatively toothless Kengashs, in the absence of more competitive political environment local leaders will still ultimately owe their positions to their relationships to, and usefulness for, the President. At present local government funding is reliant on funding from central government, and while regional inequality will necessitate significant financial flows from the centre in any scenario, developing opportunities for local administrations to raise funds locally to boost financial independence may help encourage greater political independence and a stronger focus on local needs rather than constantly looking up to the regional or national government for guidance.[17]

         

        The President’s State of the Nation speech on January 24th 2020 made an ambitious list of promises for further reform this year, including pledges on reform to Propiska (controls on moving residency), strengthening social protections including on health insurance, the creation of a new anti-corruption agency, addressing judicial independence, speeding up the publication of a national human rights strategy (approved in June 2020), a promise of citizenship for 50,000 stateless people who had been resident since before 1995, and a raft of other well received proposals.[18]

         

        The reforms so far, and perceptions of the direction of travel, have led to widespread international praise, such as Uzbekistan’s widely trumpeted rating by the Economist as ‘most improved country’ in 2019.[19] Many long-standing international observers, and a number of emerging local voices, are cautiously optimistic. This is due at least in part to a much greater willingness amongst the elite to speak openly about the challenges the country faces, setting expectations and benchmarks against which their performance can be judged. For Uzbek leaders, many of whom held senior posts under Karimov, this is a delicate dance that involves admitting that problems exist, widely declaring that there is willingness to undertake significant change under Mirziyoyev, but avoiding direct criticism of Karimov.[20] Despite this many longer-standing Uzbek opposition voices, who under Karimov made the same criticisms of the system that the politicians are making now, are still left out in the cold.[21]

         

        Political Space

        In his January 2020 address to the nation the President said that ‘democratic reforms are the only right way for us.’[22] The speech took place only a month after the December 2019 parliamentary elections that provided an excellent showcase of Mirziyoyev’s Uzbekistan, for both good and ill. The government sought to use the elections themselves as a showcase for the reform process – something it partially achieved -but in what was something of a rare international PR misstep, it also drew attention to the limits on what has been achieved so far.

         

        The Organisation for Security and Co-operation in Europe’s Office for Democratic Institutions and Human Rights’ (OSCE ODIHR) long-term observation findings, the gold standard in international election observation, highlighted some critical areas of continuing concern. According to the OSCE the December 22nd parliamentary elections in Uzbekistan ‘took place under improved legislation and with greater tolerance of independent voices, but did not yet demonstrate genuine competition and full respect of election day procedures’. They also noted that ‘regrettably, the new legislation and modernized administration of elections did not improve the polling process, with international observers reporting numerous serious irregularities, such as voting on behalf of others and disregard for key procedures during counting’. [23]

         

        As the OSCE point out, in order to stand for election a party must have been registered with the Ministry of Justice ‘at least four months prior to the announcement of the election and to have collected the supporting signatures of at least 40,000 eligible voters across Uzbekistan’s 14 administrative territorial units provided that no more than eight per cent of the signatures collected are from one unit. Given that a party is not required to nominate candidates in all constituencies, the signature collection requirements may be burdensome, in particular, the ceiling of eight per cent per region could create an eligibility barrier for a party that enjoys broad support nationally but lacks such support in one or a few regions’.[24]

         

        Independent candidates are barred from standing. By way of comparison only two people are required to form a basic political party in the United Kingdom (UK) and any Parliamentary candidate, whether a member of a party or standing as an independent, requires signatures of ten registered voters in the seat they are contesting.[25]

         

        It is therefore unsurprising that with the exception of the Ecological Party of Uzbekistan, which had previously sat in parliament as the Ecological Movement of Uzbekistan with unelected seats reserved for it, no new party has been registered since 2003. The OSCE ODIHR has described these restrictions as ‘burdensome and open to arbitrary application’, and explained that in 2019 ‘these factors limited the opportunity for elections to serve as a contest between distinct political viewpoints and narrowed the choice available to voters’, given that ‘all parties are supportive of presidential policies, and while parties worked to distinguish themselves during the campaign, none identify themselves as an opposition party’.[26]

         

        What was being put forward by the regime to voters in December 2019 was an attempt at ‘competitive authoritarianism’: encouraging some intra-party competition within limited bounds that was restricted to the notional representation and prioritisation of issues rather than challenging the system. Each party staked out a broad but different political message, albeit not backed by detailed policies, to give voters the semblance of choice. Mirziyoyev’s Liberal Democratic Party (UzLiDeP) promoted a pro-business message, and the Democratic Party (Milliy Tiklanish) staked out a family values- and cultural heritage-focused conservative platform. Two parties positioned themselves on the centre-left, with the People’s Democratic Party focused on the welfare state and the Social Democratic Party (Adolat) looking at on reforming justice.[27] The Ecological Party notionally addressed environmental issues – albeit whilst actively promoting nuclear power. In the end the UzLiDeP received 43 seats, Milliy Tiklanish 35, Adolat 21, the People’s Democratic Party 18 and the Ecological Party went down to 11 seats.[28]

         

        The role of the new Majils (Parliament) has been conceived by the regime as helping to inform and manage the reform process, with stated plans to use it to increase scrutiny of legislation, budgets and the implementation, rather than being a strong external check and balance to it. The elections were used to facilitate a changing of the guard within the Majilis, to bring in new, younger faces and increase the proportion of women parliamentarians (rising from 16 per cent to 32 per cent in the new parliament).[29]

         

        Whatever the merits of this system it is certainly not something that could be reasonably described as democratic, nor is it automatically a step towards becoming a democracy. What comes next will be critical. At a press conference given for the UK media and policy community, Sodiq Safoyev, first deputy chairperson of the Senate, described the regime’s approach as ‘setting the legal framework to allow domestic opposition to develop from the grassroots’. The idea being presented is that the combination of fresh blood in Parliament and the gradual opening of political space (including allowing public criticism of ministers, regional leaders and elements of the government’s delivery) would allow the system to develop into a more competitive political environment organically over time. However given the barriers to the registration and development of independent political parties, the current setup has the risk of echoing Russian ‘managed democracy’, where Potemkin parties have presented alternative platforms within a curated system without ever truly challenging the structures of power or sought to honestly compete for the presidency.

         

        There certainly seems to be no political appetite amongst the current elite for reassessing the relationship with diaspora-based opposition parties, such as the banned Unity (Birlik) Party and the Erk Democratic Party (led by Muhammad Salih who stood in the 1991 presidential election), which were forced into exile under Karimov. Government officials claim that these groups have no credibility and that bringing them into the process would be ‘artificial’. However if the regime is correct( as it may well be) that such groups have little to no political support within the country, then continuing to ban them seems pointless and potentially counterproductive, given that banning them makes it look like they have something to fear.

         

        Economic change and the opportunities it brings, for good and ill

        Economic stagnation and authoritarian control defined the Karimov era state. The urgent need to strengthen Uzbekistan’s previously sclerotic economy has been the driving force behind the reform process, given that the failure to address economic hardships could provide the spark for even more radical change. The challenge of delivering transformative economic change has now been further exacerbated by the pressures of COVID-19. In this collection, essays by Yuliy Yusupov, Kate Malinson and Professor Kristian Lasslett address the reform process, the environment for investors and the challenge of corruption respectively in great detail, but it is worth drawing attention here to some of the key challenges that faced the Mirziyoyev government as it took office.

         

        Under Karimov, the combination of a restrictive currency system (which limited currency convertibility and tied the som to a United States (US) dollar peg), high tariffs, and attempts to focus the economy on import substitution generated the conditions for a substantial black market (including in the country’s large bazaars and street markets), with a substantial gap between black market prices and official purchasing prices for many goods. In 2017 the currency was allowed to float freely, leading to the rapid official conversion of almost $300 million US dollars into Uzbek Som. Over time the Som has continued to depreciate against the dollar,  helping the transition from the black economy and informal employment, (together thought to equate to up to a third of the overall economy) to the real economy by helping equalise the currency rates in the two systems.[30] In addition to the impact of currency liberalisation, the withdrawal of price controls from autumn 2018 on staples such as bread, flour, electricity, natural gas and gasoline have also driven the cost of living up and have proved controversial, with compensatory welfare payment for vulnerable groups not seen to fully cover the increases.[31] Inflation spiked in 2018 at 17.5 per cent and, prior to the crisis, had been relatively slow to decline.

         

        During the Karimov era high tariffs tended to create substantial import monopolies, where political connections were seen to help obtain exemptions from customs duty. While initial efforts were made to reduce tariffs, as Yuliy Yuspov points out in his essay, in late 2018 local interests created a list of domestically produced products that were exempt from tariff abolition, leading to concerns that the process was being driven by local power brokers rather than a desire to help independent industries adjust to the global markets.[32] Until now the high tariffs have also helped keep prices in Uzbekistan artificially high; for example cars sold in Uzbekistan from the state owned UzAuto monopoly are between 20 and 50 per cent more expensive than the same UzAuto-built cars that are sold in other Central Asian markets, helping drive local smuggling operations.[33] Criticism from the public and the government’s own Anti-Monopoly Committee may have helped drive the President’s decision to remove excise tax from car imports as of August 1st 2020.[34] The continuation of smuggling has helped drive Uzbekistan to reinstate border posts near the border with Kyrgyzstan, which had been removed in an earlier phase of the presidency.[35]

         

        Trying to cut taxes while boosting enforcement to bring more of the economy out of the informal sector is an understandable approach under the circumstances, but it has had some practical challenges. For example. VAT has been reduced from 20 per cent to 15 per cent, presented as support for small business, but in reality many of them are paying it for the first time and are finding the official implementation sometimes punitive.[36] The transition from cash to credit card payments also increases VAT collection and as such had been resisted in some quarters prior to the COVID-19 pandemic. For firms transitioning from the black economy to the real economy there are real risks that they may be tempted to return to the shadows. The desire to squeeze the black economy and increase the tax base may be necessary to balance the budget and regularise the economy, but it has a risk of choking off the growth of small business and of greater social tension if this is taking place amid the continuation or expansion of high-level corruption and the perception that the richest in society are avoiding their fair share of the burden.

         

        Prior to the COVID-19 outbreak extensive efforts had been underway to take advantage of Uzbekistan’s heritage assets in the cities of Samarkand, Bukhara and Khiva amongst others to promote international tourism. Short-term visa-free travel has been provided for 73 countries and pressure is underway to expand international quality hotel capacity and generate favourable coverage about the country’s potential for tourism.[37] However, the pandemic has hit the fledgling sector very hard.

         

        Efforts to increase agricultural exports to China are of critical importance to the development of the sector, with cherries (the subject of fierce bidding wars), melons, peanuts, and honey the limited group of agricultural products able to access Chinese markets at present.[38] Attempts at reforming the sector, as set out in the October 2019 Presidential Decree ‘On approval of the Strategy for the Development of Agriculture of the Republic of Uzbekistan for 2020- 2030’ and its attached roadmap, have positive elements but lacked details about reform mechanisms (though some of this has been addressed by the announcements in 2020 on ending the state order system, more about which below).[39] Efforts are also underway to improve antiquated irrigation systems to save water and electricity whilst boosting output.[40]

         

        In their essays Yuily Yuspov and Professor Kristian Lasslett highlight some of the changes to the agricultural sector that are currently underway, both in terms of long-promised land reform and the impact of the new ‘clusters’ (vertically integrated businesses that are seeking to develop local crops – first cotton and now fruit and vegetables – into higher value outputs). Given that 27 per cent of formally employed Uzbeks currently work in agriculture (as well as more involved informally and with their domestic small holdings) making it the largest sector of the economy, it is essential that the changes underway are handled with care to protect small farmers, who currently lease their land from the government on 49-year terms.[41] There are concerns that higher-quality agricultural land may end up being consolidated under the control of powerful business interests through the cluster system, either by requiring land swaps or coercing farmers into working for the cluster, as Radio Free Europe/Radio Liberty (RFE/RL) have reported amid government complaints about the current underutilisation of arable land – an important debate but an area with clear potential for abuse.[42] Lasslett examines the opaque ownership structures of the clusters in more detail in his essay, but it is clear that there is a real risk of Uzbekistan replacing state monopolies with an oligarchic system (a series of local private monopolies operating on a regional and sectoral basis) rather than boosting competition in the agricultural sector.

         

        There have been some steps taken to end the state electricity monopoly, with Uzbekenergo due to be broken up into Thermal Power Stations (TPP), National Electric Grids of Uzbekistan (NESU), and Regional Electric Grids (REG).[43] Ownership of Uzbekistan’s airports have been separated from Uzbekistan Airways, but the national flag carrier still dominates access to slots.[44] Liberalisation in the banking sector has been limited, with the state retaining control of most banks. Direct foreign ownership has been limited to less than 50 per cent of total shares even under the December 2019 banking reforms – measures designed in part to limit the ability for shares to be held by opaque offshore accounts from Uzbek business people as well as limiting international competition.[45] State control of banks helps continue the practice whereby state-owned enterprises receive cut-rate loans from banks that specialise in that sector.[46]

         

        Attempts at liberalisation and privatisation carry concerns about the risk of the transfer of power from the state to politically connected private interests and around the desire to promote genuine competition rather than transferring monopoly power to the private sector. It is essential that Uzbekistan learns the right lessons from previous privatisation efforts in the wider region, as transferring companies (or their opportunities for corruption and patronage) from the state to oligarchic control is unlikely to generate the benefits for economy and society that genuine reformers are looking for.

         

        Irrespective of political or economic preferences over the relative merits of the state and private sector, the case for reform of Uzbekistan’s public sector and publically owned enterprises, so that activity can be refocused on more socially productive outputs, is overwhelming. For example, there is substantial political pressure, both internally and from international partners such as the UN and World Bank, to expand the social safety net as well as to reform its operation. At present, only a third of Uzbekistan’s poorest people receive some form of social assistance overall and only 37 per cent of poor families receive family allowances.[47] Significant overstaffing is apparent in a number of areas of the public sector, from traffic police on every street corner, to multiple security guards or other staff checking tickets in the same line at train stations or museums – what Kate Mallinson refers to as ‘stamp culture’. To deliver the necessary efficiency gains, and to free up state funds to increase recruitment of suitable staff in more productive areas of public service, there needs to be both expanded opportunities for skills training and for sustained private sector growth to provide jobs for those not able to be redeployed within the public sector, but also for the many citizens, particularly from rural areas, who may prefer to seek employment in Uzbekistan rather than lead the precarious life of a migrant working in Russia.

         

        Before the pandemic, a combination of limited local job opportunities and restrictions on internal migration through the Propiska system, saw Russia (and to a lesser extent Kazakhstan, Turkey and Dubai) become home to significant numbers of migrant workers. While precise numbers are difficult to quantify in 2017 1.8 million Uzbek citizens who arrived in Russia declared their purpose for visiting as being for labour.[48] Surveys have suggested that average annual remittances are approximately $418 per worker and the World Bank estimates that remittances accounted for 15 per cent of GDP in 2018.[49] As economic opportunities in Uzbekistan have begun to grow post-2016, the rate of migration has begun to slow, with some also returning from Russia into both skilled jobs in the public sector and into expanding sectors including taxi driving. However, the pandemic has led to large numbers of migrant workers returning, with around 500,000 labour migrants returning to Uzbekistan by the end of May 2020.[50] With Russia dealing with an oil price slump as well as the pandemic, it is likely that the Uzbek economy may have to absorb many more of these workers into its own economy sooner than it would have planned, further adding to the challenge of economic recovery.

         

        While the reforms undertaken so far are far from perfect, the mood music and positive press coverage they generated prior to COVID-19 meant that business optimism was on the rise.[51] Uzbekistan is currently applying for World Trade Organisation (WTO) membership and attempts are being made to attract international investment.[52] While Chinese, Russian, Korean and Turkish investors may be exploring a wider range of business opportunities, Western interests are focused primarily on education, retail, services, machinery and specialist/technical services (such as architects, law firms and accountants).

         

        While independent international investors have been relatively slow to make substantial investments in Uzbekistan, the sense of new economic opportunity has encouraged ethnic Uzbek billionaires, significantly Alisher Uzmanov, a Russian national based in the UK, and Patokh Chodiev, a Belgian national resident in Kazakhstan, to expand their involvement in the Uzbek economy and public life. For example, Uzmanov’s company SFI Management Group LLC has taken over running of the AlMailk Metallurgical Combine, acting as trustee for the government’s share in the complex to deliver a modernisation programme.[53] Uzmanov has also recently given $20 million to the Uzbek government to respond to the COVID-19 outbreak to help build an emergency hospital, and $15 million to victims of the Sardoba dam tragedy.[54] According to the Financial Times he has also declared that he has put ‘several hundred million dollars’ into not-for-profit ventures to ‘help the new President and his team’, with Mirziyoyev a relative of his by marriage.[55] The International Chodiev Foundation has played an active role in supporting the development of Buyuk Kelajak (Great Future), an organisation designed to promote Mirzyoyev’s reform process by coordinating activities of experts in the Uzbek diaspora and working with some of them to return into roles inside the Uzbek government.[56]

         

        The evolution of the Uzbek economy from rigid state control to a more market-based system carries a significant risk, the opportunity for expansion, diffusion and diversification of higher level (‘grand’) corruption. Under Karimov petty corruption amongst lower-middle tier officials was endemic, with bribes used for everything, from getting better exam grades to getting out of forced labour. The police and particularly the traffic police were notoriously active in bribe taking. After a series of interventions this situation has markedly improved for ordinary Uzbeks, with bribe taking by junior officials framed by the new regime as an impediment to Uzbekistan’s economic development and with policing having undergone a significant overhaul.[57] However while petty corruption was endemic, and elite politics described as ‘an all-embracing system of rent seeking and patronage’ where ‘State institutions were little more than a façade, behind which the real powerbrokers engaged in informal decision-making’ the rigidity in the system and the suppressed state of the economy cramped some of the potential financial scale of elite corruption.[58] As the tale of the former President’s daughter Gulnara Karimova, set out in detail in Professor Kristian Lasslett’s essay, shows such extravagant displays of corruption were possible but restricted both in areas of opportunity and in their proximity to the first family.[59] Corruption investigations have been a common feature in removing institutional opposition to Mirziyoyev, notably amongst the security services had been at the heart of institutionalised corruption in the Karimov era.[60]

         

        New economic opportunities are seen as facilitating new opportunities for corruption, cronyism and nepotism both at a local and national level. The construction boom has seen examples where local politicians have become intertwined with local developers ranging from less than transparent relationships, such as in the case of the current Khokim of Tahskent Jahongir Artikhodjaev outlined in Lasslett’s essay, through to convicted cases of corruption such as in the case of the former Khokim of Samarkand jailed for 13 years for accepting bribes and abuse of power.[61] The perception is widespread that the construction industry and access to construction permits are being dominated by local oligarchs, while concerns about exploitation of the cluster system are set out above, below and in the essays by Lasslett and Lynn Schweisfurth. Overall Uzbekistan’s ranking in the Transparency International Corruption Perceptions Index, 153rd in the World, is the same position in the 2019 survey as it was in the last full year of Karimov’s rule, though its points tally has improved slightly.[62]

         

        In the summer of 2019, the Government announced a new State Anti-Corruption Programme, including an interagency Special Commission.[63] The OECD is providing technical support to the programme and to the prosecutor’s office in relation to anti-corruption work.[64] As set out below Mirziyoyev is aware that corruption poses a significant challenge to both international perceptions of Uzbekistan and to local satisfaction with his rule, as highlighted by his public responses to perceptions of official shenanigans in the housing sector also discussed below. However, it is still unclear about what his strategic objective is. Since coming to power he has aligned himself against some traditional power centres, such as the security services that were mired in corruption, but in doing so he has relied on the support of politically connected networks of business people both to shape Uzbekistan’s new business friendly international image and consolidate his power, and they have seen to particularly benefit from the new opportunities for profit available in today’s Uzbekistan. So questions remain about the long-term direction of travel. It is notable that there has been no steps directly taken by the Government of Uzbekistan to explore participation in the Extractive Industries Transparency Initiative (EITI), despite initial contact meetings being made through donor agencies.[65]

         

        As part of efforts to tackle corruption and reform the civil service the Government has produced a draft law that would, amongst other things require civil servants to ‘annually submit a declaration of his income, property and large expenses, as well as a declaration of income, property and large expenses of their family members’. However, this law and transparency requirement will not apply to the President, deputies of the Legislative Chamber (Majils) and members of the Senate, the Central Election Commission, judges, the Ombudsman, deputies of the Zhokarga Kenes of Karakalpakstan and local representative bodies.[66] At present, there is no law that requires these elected officials to declare their sources of income, adding to the controversy around the new law, leaving continuing conflicts of interest unaddressed and opportunities for grand corruption left wide open.

         

        Home Demolitions and the Housing Crisis,

        One of the most controversial topics in Mirziyoyev’s Uzbekistan has been the impact of the recent building boom on ordinary citizens. As Dilmira Matyakubova’s essay on the high profile Tashkent City project points out, physical renewal has been used as a symbol of prospective economic renewal, with Soviet era buildings being replaced by shiny modern edifices. However, as with many regeneration projects around the world, those who previously lived in these areas have not always benefited from the changes.

         

        There have been a number of initiatives taken by the Government to promote regeneration, housing and commercial development to boost housing supply and economic growth. For example many of the major projects in Tashkent, such as Tashkent City, fall under the Presidential Decree from July 2017 July entitled ‘on measures to improve the architectural appearance and improvement of the central part of Tashkent, as well as creation of appropriate conditions for the population and visitors to the capital.[67] The Government of Uzbekistan also has two state directed regeneration programmes the Obod Mahalla (Prosperous Neighbourhood) and Obod Qishloq (Prosperous Villages) aimed at improving infrastructure in local communities, the latter project now being backed by $100 million in grants from the World Bank.[68] According to the President in 2019, “large-scale construction and improvement works were carried out in 479 villages and auls, as well as 116 urban mahallas. 6.1 trillion Soms were directed for these purposes.”[69]

         

        In addition to specific initiatives, there has been clear pressure from the top to deliver new developments in communities across Uzbekistan. According to the President, the schemes delivered 34,700 new residential units in 2019, evenly split across urban and rural areas.[70] The experience of long-standing communities being displaced and cast aside by both urban renewal initiatives and market driven gentrification is far from a being a problem unique to Uzbekistan but the particular challenges faced by local residents highlight some of the issues the country faces around rule of law and corruption.

         

        In the autumn of 2019, the Cabinet of Ministers produced a new resolution, entitled ‘On ensuring the guarantee of property rights of citizens and business entities, as well as the procedure for seizure of land plots and compensation for damage to property owners’, which set out to try and bring order to a construction boom that was beginning to resemble some of the worst aspects of both the Soviet era and the Wild West.[71] The new rules set out the revised legal grounds for compulsory purchase which now included expanded provisions for ‘projects of investment and socio-economic importance, aimed at the integrated development of territories, including the development and improvement of the architectural appearance of a certain territory (hereinafter referred to as investment projects)’, giving a clearer legal basis for practices that had already been taking place for several years in the absence of a specific framework.[72] It made clear that such provisions should apply to ‘large-scale investment and other projects, including the improvement of housing and living conditions of citizens in a certain area, the development of infrastructure and the construction of high-demand socio-economic facilities.’ Such developments are supposed to require detailed plans, in accordance with published masterplans for the area. They should also be ‘carried out only with consent of the owner (or land user, tenant) on the basis of a decision of the Kengash of People’s Deputies (local council) or in accordance with a resolution of the President of the Republic of Uzbekistan and the Cabinet of Ministers of Uzbekistan.’ [73] Furthermore the ‘decision on demolition of residential and non-residential premises, owned by individuals and legal entities in connection with the withdrawal of land for state and public needs, shall be made after full compensation for the market value of the property and damages caused to the owner.’

         

        This new legal framework has the potential to make a difference to the lives of ordinary Uzbeks if it is properly implemented, albeit it formalises the existing much more expansive use of state backed compulsory purchase mechanisms to facilitate private business development than is common in more developed legal systems. However, it comes after several years of growing tensions, where in the absence of a clear legal framework high handed officials have pushed through controversial projects and faced accusations of corruption or cronyism in their delivery, with newly established firms with opaque structures or those with ties to political appointees winning contracts for major projects; such as Akfa Dream World, a firm involved in the Tashkent City project and linked to the Tashkent Khokim Jahongir Artykhodzhaev, whom prior to becoming Khokim had been director of the state enterprise responsible for the construction and operation of Tashkent City.[74] Another example is the former Khokim of Samarkand, whom was jailed for 13 years in August 2019 for taking bribes from construction firms involved in a series of controversial developments in and around Samarkand’s UNESCO protected old city; demolitions that further drew attention to the current lack of formal protections, such as a ‘listing’ system or conservation area status, for properties of historical or architectural interest.[75]

         

        Decision making around granting planning permission for developments and the creation of area masterplans is not properly open to public consultation and scrutiny. In Tashkent for example the planning decisions are made by the Khokim (with no formal requirements or mechanisms for prior public consultation) but are ratified by meetings of the local Kengash, which are open to the public but are poorly attended and advertised and so far they have never overturned a decision of the Khokim. Planning decisions made by regional Khokims are formally signed off by the national Cabinet of Ministers. The paperwork residents receive informing them about what is happening with a development and how to get compensation often does not follow official procedures. The requirements for obtaining consent, notionally at least 75 per cent of the current residents should agree to the new development, are in practice elusory due to pressure from developers and the authorities. Crucially many residents were not being fully compensated or in some cases they had not received any relief at all, with compensation payments not paid or replacement homes (where offered) being of lower quality and in less desirable areas. While payments are supposed to be made by developers the local Khokimiyat has responsibility for ensuring compensation is paid, a duty far from always delivered on.

         

        In July 2019, one month before the new decree, over a thousand of angry residents from Urgench in the Khorezm region blocked the main Urgench-Khazarasp highway in protest at their treatment by the regional government.[76] Families from around 400 demolished homes, who were living in a temporary tent city without running water, had only received partial payment of the promised compensation since their eviction and they were further angered by local businesses hiking the price of construction materials by up to 50 per cent making it even harder to rebuild their lives (displaced people in rural areas are often expected to build their own replacement accommodation). The day after the protests PM Abdulla Aripov was dispatched to the area promising the displaced families full payment of compensation and a freeze on demolition where compensation had not been paid.[77] This major protest followed controversial demolitions in Rishtan, Ferghana and in Yakkabog, Qashqadaryo Province where the Deputy Khokim was set alight by protestors and subsequently fired for his poor handling of the demolitions, and in the Yangiyul suburb of Tashkent where residents received demolition notices without any prior consultation or warning that a development scheme was being planned.[78]

         

        There has been a clear recognition of the potential for this issue to become a major political problem for the Government. The swift response by Aripov was followed in August 2019, not only by the Presidential Decree, but a public berating by Mirziyoyev of the regional Khokims, singling out the leaders of the Ferghana, Khorezm and Kashkadarya regions in angry terms. The President’s comments highlight his awareness of the potential reputational damage for his own leadership, telling the Governors:

         

        One of your subordinates quarrelled with one of the local residents and made me a disgrace in the eyes of the international community. If your brain doesn’t work, why are you demolishing a normal building? If your house is demolished, what will you do? You have no shame, when did I instruct you to demolish the buildings? I told you to get permission from the residents and pay all the compensation.” He also said that “I read users’ comments on the internet about the demolition of homes in the Rishtan district… People cry in the comments. It isn’t your photograph that is featured there. It’s mine! Have you no shame? Giving your idiotic orders to demolish homes. Before you tear up any homes, you’d better take your own head off first! … You’ve brought shame to all of Uzbekistan! … I gave you the money… so that you would improve the district but also first that you would get the people’s permission.” [79]

         

        Many of the building projects from the last few years have failed to clearly show that land being appropriated for investment purposes provides a clear public, rather than private, benefit and the requirement for residents consent has often not been met. Time will tell if changes in practice rather than on paper can be delivered and sustained, but controversies have continued, for example the cases of Khushnud Gojibnazarov in January 2020 and Muqaddas Mustafoev in February 2020 who set themselves alight in protest at demolition plans.[80] One ongoing point of tension, relevant to the Mustafoev case, is the decision of the Government to pursue demolition of properties deemed to be built illegally on agricultural land, otherwise without permission or where state records are incomplete.[81] The Government conducted an Amnesty in 2018, which formalised the status of 500,000 homes, despite this 28,000 homes believed to be illegal remain and had been marked to be demolished in 2020 prior to the COVID 19 crisis.[82]

         

        Farida Charif, a Tashkent based housing activist has been on the front line of protests against some of the Uzbekistan more controversial developments. Her Facebook group, Tashkent Demolition which provides mutual aid and legal advice to those facing demolition, has attracted more than 21,000 members protesting the demolition of the city’s historic Mahallas and other properties. While she has not been directly targeted for her activism her son was kidnapped and beaten by people pretending to be from the SNB who tried to make him provide apology video for his activism, as yet there has been no progress from prosecutors in resolving the case.[83]

         

        The construction boom has also been blamed for the widespread removal of trees from public spaces across the city to be used as building materials or to make way for new developments, to widespread public anger. Such removals have included both outright tree theft and applications to local officials for their removal, processes not always subject to significant public oversight or consultation. The Government has begun to respond with fines for identified perpetrators and a Presidential Moratorium on the removal of certain trees.[84]

         

        The housing situation intersects with Uzbekistan’s long-standing lack of political freedoms in the case of the Soviet era policy of Propiska (residential permit), internal restrictions on freedom of movement that legally specify where a citizen is allowed to live and access government services (such as health and education).[85] The system prevents people legally moving their permanent residence without official permission, leading to a situation where only five per cent of people in Uzbekistan were living in regions other than where they were born.[86] In practice the scheme acts to limit the legal flow of people from Uzbekistan’s regions into Tashkent, encouraging both high and low skilled migrants from the regions to seek opportunities abroad rather than migrating to their national capital. Currently the ability to permanently move to Tashkent is restricted to those working in specific Government Agencies, those who can be sponsored by existing residents (such as through marriage) and those who have purchased a new house built in the last three years to encourage investment in the construction industry.[87]

         

        After repeated public pronouncements in previous years only lead only to superficial changes in his January 2020 State of the Nation speech Mirziyoyev announced a further effort to reform the system, describing the system as ‘shackling’ Uzbekistan’s citizens, giving the Cabinet and Parliament the deadline of April 1st 2020 to find a solution. However, by March it became clear that the Government’s approach was to replace one form of registration (the Propiska) with a new form of residential registration, though the draft produced in mid-March was returned for further revision after the initial public backlash.[88] The version introduced in April amended the previous system by extending the possible length of temporary registration from one to five years, allowing people who bought any property (not just new property) in Tashkent to obtain a new residency registration, and expanding the ability of Tashkent residents to sponsor the registration a wider range of out of town family members, also enabling them to be housed in other homes owned by the existing resident rather than just with them in their primary residence. This means that ability to move permanently to Tashkent is still restricted people able to afford to buy property or who have relatives living there, leaving those on lower incomes reliant on the more precarious temporary registrations, which were only formally opened to non-residents who had been offered a job in 2019. Such comparatively modest changes to such a controversial system are unlikely to mollify public pressure for change. The World Bank had joined the chorus of disproval at the previous system with a recent policy paper highlighting how the Propiska system locked in unemployment and underemployment in Uzbekistan’s regions while supressing the potential for economic growth in the capital.[89]

         

        Supporters of the current restrictions argue it helps the government manage pressure on housing and public services, which in turn raises questions as to why the new wave of construction has not led to the significant delivery of new social infrastructure (such as schools, clinics or public amenities) or more affordable housing. The system for determining such contributions seems in practice to be ad hoc arrangements between local authorities and developers, with Tashkent City conspicuous by its lack of provision of facilities to support families, as pointed out in Matyakubova’s essay in this collection. There could be considerable benefits in making transparent requirements of developers to provide support for social infrastructure and affordable housing as part of the planning approval process, processes that require much greater public involvement prior to official consent for developments are given. Uzbekistan could look at the UK’s different systems for providing social infrastructure such as the Community Infrastructure Levy (a cash payment made directly to local authorities for them to provide infrastructure, provided in the Uzbek context transparency could be achieved to ensure the money was subsequently spent correctly) and Section 106 (where developers directly build social infrastructure and other modifications for the benefit of the local community to their developments).[90] Alternatively Uzbekistan could explore models of land value capture, used to social infrastructure and low-cost housing in Hong Kong, and that are becoming increasingly popular in Australia.

         

        The World Bank report also highlights how the high cost of housing, particularly in Tashkent, creates further social and economic bottlenecks. As it stands around 95 per cent of Uzbeks own their own home, and this includes designated low income housing provided with low purchase costs supported by low interest mortgages.[91] However as the World Bank shows it is extremely difficult for citizens to get on the property ladder in Tashkent given the unaffordability of new property, where the city ranks as less affordable in relative terms than hotspots such as London and San Francisco.[92] Overcoming cultural and practical impediments to renting (such as pressure to stay with family if people are unable to afford to buy), both for market and social rents, could create greater flexibility in the Tashkent housing market to respond to the loosening of the residential registration requirements. Facilitating the expansion of a broader private rented sector could also help bring unoccupied new build properties that are being purchased for investment purposes into the active housing supply, something that may require the growth of professional letting agents and property management companies where the owners are not able to market and manage the properties for rent themselves.[93]

         

        Forced Labour

        For years one of the most egregious human rights abuses in Uzbekistan has been its systematic and widespread use of forced labour to pick its cotton, the country’s primary cash crop nicknamed Oq Oltin (white gold). After independence Uzbekistan continued with Soviet era practices through which a ‘state order’ system would give each regional government a quota to fulfil for the production of cotton and wheat. Regional government would work with lower tiers of local government and state owned enterprises to make public sector workers participated in picking the cotton crop. The situation was exacerbated in the immediate post-Soviet period as due to the dissolution of Soviet Machine Tractor Parks and wider economic challenges, the proportion of cotton collected through mechanisation (primarily specialised combine harvesters) fell from 40 per cent in 1992 to four per cent in 1997.[94]

         

        For ordinary Uzbeks the experience of forced labour could involve being deployed to work in the fields for several weeks, in some cases several months, in the late summer and early autumn (particularly September and October) to pick cotton by hand, though wealthier people were often able to pay others to handle their personal quota (a trend that has increased as a proportion of overall forced labour recent years). Child labour was a significant problem, both as a result of children being required to work (often organised through schools) and due to parents being required take children with them due to lack of childcare.[95] In the last full year of Karimov’s rule (2015) the ILO’s surveys estimate that 3.4 million Uzbeks participated in the cotton harvest in some capacity, of which 448,000 were identified as being forced, though campaigners put the figure considerably higher.[96]

         

        In response to the systemic use of forced and child labour a group of Uzbek and international human rights activists and trade unionists formed the Cotton Campaign, to help pressure the global garment industry to pledge that it would boycott the use of Uzbek cotton. The campaign, one of whose key members the Uzbek Forum for Human Rights has contributed an essay on cotton for this collection, was highly successful in removing Uzbek cotton from the supply chains of major Western oriented brands.

         

        Child labour was formally banned in 2012 in a decree by then PM Mirziyoyev, who was heavily involved in the supervision of the cotton harvests under Karimov. Systematic use of child labour dramatically decreased from the 2013 harvest onwards to a point today when all but a few isolated cases remain.[97]

         

        In 2013, following pressure on World Bank and the widening boycott, the ILO was permitted to undertake its first monitoring mission, with a widespread ILO led third party monitoring scheme coming into place in 2015.[98] The ILO identified dramatic falls in forced labour from 448,000 in both 2015 and 2016 to 364,000 in 2017, 170,000 in 2018 and 102,000 in 2019.[99] Wages per kilogram (kg) of cotton picked have significantly increased in parallel, from 280 soms per kg in 2016 to between 700-1300 soms per kg in 2018 and 800-1400 soms per kg in 2019. The 2019 Harvest saw a tenfold increase in government officials (259 in total) being fined for forced labour violations. The continuing problem of forced labour, its messages about its criminalisation and the Government’s policy goal of eliminating it, are now being discussed openly and regularly by government officials and in the Uzbek media, including in state outlets.[100]

         

        While a significant improvement 102,000 people being forced to pick cotton is still poses an enormous challenge.[101] In the 2019 harvest both the ILO and Cotton Campaign monitors agreed that the prohibition on the use of nurses, doctors, teaches and student had been observed but that some initiatives at a local government level in the regions still led to some in middle income jobs or businesses being required to pay for pickers. The use of 2100 firefighters, following a decree by the Ministry of Emergencies, and military cadets and conscripts (at the direction of the Ministry of Defense) have been confirmed, although according to the ILO as these workers were paid this was not technically forced labour though still in breach of its standards.[102] Concerns have also been raised around (state) bank lending to farmers for machinery, seed and other supplies being tied to commitments to producing set amounts of cotton, which led to forced labour being provided both through local government and in some cases by the banks themselves providing staff as pickers or paying for others to bring in the cotton.[103]

         

        There are enduring concerns that the privatisation of the cotton harvest, through the ‘clusters’ which vertically integrate farming, harvesting, processing and in many cases the manufacture of textiles, will not necessarily bring forced labour to an end. The opaque ownership structures of clusters can mask the influence of local power brokers, who are or who are working closely with local officials to continue to pressure people into working in the fields. Transferring forced labour from official state policy to the province of localised corruption and private gain must be avoided at all costs. As mentioned above farmers too have complained about late payments, land confiscation and coercive practices by the new clusters.[104]

         

        On March 6th 2020 a Presidential Decree was ending the state order system in 2020 so that farmers who rent land from the state would be free to determine their own output levels and choice of cotton crop ahead of the 2020 harvest, as well as expediting further planned changes to liberalise prices and bank lending.[105] This went faster than a number of experts had previously predicted and that was set out in the 2019 agricultural development strategy, which looked at a phased approach by 2023.[106]

         

        The combination of a strong relationship between the ILO and Government and sustained external pressure has helped drive the changes forward on the ground. However, there is a clear difference of opinion over the relative merits of supporting and pressuring the Government of Uzbekistan into ending forced labour once and for all, rooted in different theories of change. The ILO sees its role as supporting those in Government who have been driving the reforms, something that includes praising progress so far to help  give reformers the political ‘wins’ needed internally to keep progress going and to build the case for further international support to complete the reforms. To that end, the ILO has supported Government efforts to end the international boycott of the Uzbek Cotton sector, arguing that this will allow further increases in wages and spur investment in mechanisation to root out remaining pockets of forced labour. Other supporters of now ending the boycott have made wider arguments including about how normalisation would end smuggling that currently sees Uzbek cotton on international markets posing as products of other nations and encourage Western investment into the sector (with perceptions of higher labour and environmental standards) rather than relying on Russian and Chinese investment.[107]

         

        The debate has been added given added impetus by the COVID-19 outbreak that came shortly after constructive but inconclusive discussions between the Cotton Campaign representatives and the Government of Uzbekistan. The Government of Uzbekistan has made a public call for the ending of the boycott to help the economy weather the impact of the COVID-19 crisis including challenge of rising unemployment and the return of labour migrants.[108] However the Cotton Campaign, as Lynn Schweisfurth makes clear in this collection, stand by their call for the Government to enable the registration of independent human rights and cotton monitoring non-governmental organisations (NGOs) to provide oversight of the efforts to completely end forced labour as a precondition for lifting the boycott.[109] The transition to the cluster model provides both new economic opportunities but new areas where monitoring will be required to prevent the use of forced or coerced labour, not only in the cotton fields but in the emerging textile factories that are developing in dispersed communities potentially away from necessary scrutiny.

         

        At present, neither the local human rights activists who work with the ILO nor those who work with the Cotton Campaign have been able to register the local NGOs despite repeated attempts (part of wider restrictions on independent NGOs discussed below). Harassment against unregistered monitors and investigative journalists has significantly reduced but still continues and those who have sacrificed so much to help bring the practice of forced labour to an end must have an opportunity to play a part in the future. To achieve international credibility and trust in Uzbek cotton there needs to be an ongoing role for the Cotton Campaign, both its local partners and international networks, in providing monitoring and assurance about the forced labour situation in Uzbekistan including examining conditions in the emerging processing and textile operations within the clusters. If Uzbekistan wants to build international support for ending the boycott, allowing the NGO registration of both the Cotton Campaign’s local partners and of those working with the ILO would seem to be a crucial step, along with registrations of independent trade unions for seasonal agricultural workers.[110]

         

        Given the economic challenges facing Uzbekistan post-COVID 19 the urgency of finding a pathway to end the boycott is stronger than ever but it is essential that Uzbekistan remains on the path to rapidly end outstanding cases of forced labour. In the longer-term, the development of independent trade unions will be crucial in labour organising and protecting workers from exploitation, so changes in this area must form part of Uzbekistan’s reform process. As Bennet Freeman of the Cotton Campaign puts it ‘the issue is less whether to end the pledge – but when and how – and above all, how ending it can become a catalyst for responsible sourcing and investment’.[111] The process of opening up the cotton sector to international markets needs to be expedited to meet Uzbekistan’s economic needs and bolster the improvements in rural wages and the registration of cotton focused NGOs and independent unions (as a key step in delivering the wider process of NGO reform) would seem a small price for the Government to pay to strengthen international confidence that the final steps of eradicating forced labour are to be achieved and sustained.[112]

         

        It is worth noting that the Uzbek Forum for Human Rights and others have also documented reports of forced labour being used to carryout local infrastructure and renovation work as part of the Obod Qishloq (prosperous villages) program, by abusing the Soviet era concept of hashar, whereby residents come together to carry out voluntary work for the benefit of their communities. According to the Forum  ‘by labelling public works as hashar, local officials are able to forcibly recruit employees of both state-owned and private enterprises to work without pay and often under difficult and dangerous conditions rather than creating new — paid — employment opportunities’.[113] There have also been reports from RFE/RL that despite the COVID-19 lockdown in late March 2020 hundreds of residents were pressed into work assisting city officials beautify Andijan before a Presidential visit.[114]

         

        Media and online Freedom

        Uzbekistan has made gradual progress in the international press freedom rankings from 166th out of 180 in 2015, the last full year under Karimov, to 156 out of 180 in 2020 with the description ‘thaw under way’ and a decrease in its Global Score of over eight points, placing just ahead of Kazakhstan and Singapore and just behind Turkey and Rwanda.[115]

         

        The Mirziyoyev era has seen a significant growth in independent-minded local journalism online with news sites such as Gazzetta.Uz, Kun.Uz, Hook Report and independent bloggers using Telegram Channels and Facebook pages to reach wide audiences and tackle controversial topics in a way that would have been unthinkable under Karimov. As of May 2019, most internationally based websites are now able to be accessed in Uzbekistan, a few notable exceptions such as RFE/RL’s Uzbek language service Ozodlik.[116]

         

        All journalists imprisoned during the Karimov era, such as former RFE/RL contributors Solijon Abdurahmonov and Yusuf Ruzimuradov have been released after long prison sentences, and no journalists remain in long-term detention in Uzbekistan at time of writing, following the release of Bobomurod Abdullaev and Hayot Nasriddinov in 2018.[117] In certain cases local officials have been penalised for impeding the work of journalists, for example a senior official in the Fergana region was fired after having Sharifa Madrahimova, a journalist from the Marifat (Enlightenment) newspaper, arrested for her investigations into price rises at a local market.[118]

         

        The new freedom is a fragile one with reporters unable to fully predict the reaction to stories from the authorities or powerful members of the elite and while criticism of officials and politicians is now broadly tolerated, direct criticism of the President and first family is still off limits on anything more than minor quibbles on procedural issues. ‘Constructive criticism’ seems to be being encouraged but the situation is still some way from full freedom of speech and the media. There is a sense that the more reform-minded parts of the elite see value the development of independent minded domestic media both as a safety valve and a source of information to help inform further reforms to the system. The Government also seems keen to allow the expansion of new domestic providers to help reduce reliance on external media sources (such as BBC World Service, VOA, RFE/RL, and Fergana). While, as with many things reforms of the media environment are a work in progress, a more cynical view would be that the precarious basis on which media freedom is currently built both encourages a degree of self-censorship and openness to pressure on more controversial topics.

         

        The fragility of the situation has been underlined by two recent, at time of writing, cases. In May 2020 well-known journalist Anora Sodiqova was fired from the Uzbek National News Agency in what she believed to be retaliation in particular for her comments on Facebook about Presidential Advisor Khayriddin Sultonov (who until 2018 had overseen the media sector) and about the Sardoba dam tragedy which she said led to increased pressure from her superiors at the agency.[119] The Nemolchi (Don’t Keep Silent) website, which catalogues anonymous stories from domestic abuse sufferers run by women’s rights campaigner Irina Matviyenko was subject of a ludicrous intervention by the Agency for Information and Mass Communications (about which more below). The site was told it was ‘disseminating immoral content’ under laws focused on regulating pornography and ordered to take down references to rape and masturbation in a heartbreaking but important story explaining a survivors’ experiences of being abused as a child.[120] After local and international outcry, the takedown request was withdrawn by the Agency following support for Nemolchi by the Public Fund for Support and Development of National Mass Media.[121]

         

        One of the main challenges still facing journalists are the laws on different types of defamation. In January 2020 a draft law was published seeking to implement the principles of a December 2020 Presidential decree that would remove the threat of prison for ‘slander and insult’ making amendments to the procedures in the administrative and criminal codes. While removing the threat of prison the changes would substantially increase the upper limit of fines imposed from 200 Basic Calculation units ($4250) to 500 BCU ($10,630) which retaining the option of up to 360 hours community service. The crime of insulting someone in connection with their official or civil duty still exists but has been downgraded to an administrative offence.[122] With legal costs high and court system still struggling with corruption the courts are a heavily used route for aggrieved business people and officials to suppress critical voices.

         

        As of time of writing the draft law on slander has not been implemented, with rumours circling about the development of an entirely new law of mass media that might incorporate such changes. The current law on mass media, despite amendments in 2018, remains the source of concern, with international media freedom organisation Article 19 calling for the removal of content and contributor restrictions and the need to clearly differentiate between print/online output and broadcast services with regulation only appropriate for the latter.[123] However, some local journalists have questioned whether further changes to legislation should be the focus of attention, given that many of the outstanding problems in the media sector stem from poor implementation of existing laws and in the structures of power in the country.

         

        This is not to say that the risk of direct harassment and arrest of journalists have entirely gone away, particularly for those in the regions at the hands of local law enforcement. Indeed, there clearly is a sign that more activist journalists who have been challenging the state since the Karimov era, or who take a more negative view of the Government’s reform agenda are more likely to receive negative treatment, reinforcing the cycle of distrust. So those, who fall into the space between political activism and small time blogging (and so sometimes are not seen as being part of the local media landscape) still face significant pressures.[124] This is particularly true for those focused on religious issues or with links to Uzbekistan’s exiled political groups. Poet and blogger Mahmud Rajabov was given a 27 month suspended sentence on smuggling charges for importing banned books produced by former Presidential candidate Muhammad Salih and served time in administrative detention for a march protesting his treatment.[125] A blogger and activist who covered Rajabov’s case, Nafosat Olloshukurova, was arrested and forcibly detained in a psychiatric facility before being able to flee into exile with the support of the US Embassy and local human rights campaigners.[126] Journalist Davlatnazar Ruzmetov was the subject of significant harassment from police and local security services in Khorezm for his coverage of Rajabov and Olloshukurova’s cases and his activities in exposing forced labour in the cotton sector, up until the point he was killed by being run over crossing the road in November 2019.[127] In 2018, eight conservative leaning religious bloggers and activists were arrested and detained on 15 day administrative charges at a time of heightened tension with religious communities following new school uniform regulations that strengthened the de facto ban on the hijab.[128]

         

        The situation on traditional broadcast media (TV and Radio) is more mixed. The advent of digital broadcasting has enabled the growth of new TV channels, such as UzReport, to enter the market and grow their audiences, providing more diverse and critical coverage than their traditional competitors but within similar parameters faced by new online media. State run TV and Radio however have yet to meaningfully reform, with requirements to dutifully follow and repeat the government line (albeit that the line itself is now more open than it was in the Karimov era), with censorship of songs (and lyrics) and other cultural content to avoid controversial topics even on social matters. While there has been an improvement in production values, there have not been significant steps to reform output into more challenging areas or to engage with the international community on different models of public broadcasting or structural reforms.[129]

         

        A newly organised Agency for Information and Mass Communications, overseeing the media sector and consolidating a wide range of government information services, was set up in February 2019 under the leadership of the President’s former Press Secretary Komil Allamjonov, with the President’s daughter Saida Mirziyoyeva as his deputy.[130] After establishing the agency Allamjonov and Mirziyoyeva moved in February 2020 to set up the Public Fund for Support and Development of National Mass Media, a new public foundation for freedom of the media with the stated aims to give bloggers and independent journalists legal, organisational, technical and other assistance. At the fund’s launch Mirziyoyeva announced that “we believe in freedom of speech and we believe in its power. We believe that high-quality journalism is necessary for the life of a democratic society in which all people are equal and have the right to choose regardless of their faith, race, gender, nationality or social status”. She also argued that freedom of speech and the role of bloggers and independent journalists were an essential part of the reform process, saying that “Our president understands that it is more effective to monitor the implementation of reforms when millions of eyes observe the work of authorized bodies. Of course, these authorized persons are not always so comfortable, but only in this way a strong civil society is built.”[131]

         

        In the most countries, particularly in authoritarian or semi-authoritarian regimes, placing the President’s daughter and former Press Secretary first as the leadership the of the press regulator and then the country’s main foundation for media freedom would raise a number of red flags about the seriousness of commitments to freedom of the media and the ability for the journalists to hold the government to account. However the situation here is perhaps somewhat more complicated by the internal power dynamics of the government, in that a number of journalists have argued that this duo (hailing from the reformist camp and with impeccable access to the President) have been active allies in defending journalistic independence against pressure from the system’s old guard, given the stated importance of media development for the Mirziyoyev project. Irrespective of how substantive the support given to journalists by the reformists has been there remains a substantive gap between nurturing constructive criticism to help spur government backed reforms and a fully open media environment, particularly when it comes to direct criticism of the President and first family. A recent interview by Allamjonov on Uzreport highlighted some of these tensions where he talked of wanting to create ‘a responsible, ethical media space gaining control over their field through credibility’ rather than having journalists and bloggers continuing without rules of engagement ‘where government will keep drawing lines for them’. While supporting efforts to improve accuracy of reporting and sourcing is all well and good he still sees it as the role of the state to apply pressure to achieve these goals, inserting its own conceptions of accuracy and its interests into the process.[132]

         

        At present, due to the restrictions on NGO registration outlined below and deep government scepticism there are not currently not-for-profit donor funded or part-funded outfits such as Kloop in Krygyzstan, loads of outlets in Georgia and Ukraine (such as OC Media or Hromadske), nor OCCRP and the Bureau of Investigative Journalism (and similar Western investigative groups). While some commercial entities are doing more investigative journalism, the lack of well-funded investigative journalism organisations that are not reliant on advertising does limit the opportunities for in depth scrutiny.

         

        Space for Civil Society

        After a brief opening in the early 1990s, in the years that followed under Karimov independent civil society was gradually suffocated. Registration requirements and state interference in activities progressively expanded, with the Ezgulik Human Rights Centre one of the last independent NGOs to receive registration in 2003 (only made possible with the assistance of the OSCE and US Government). In 2004 new requirements on international NGOs to reregister with the Ministry of Justice, to place all international donations in two particular state banks and to obtain official permission to access their funds (creating a de facto freeze on NGO bank accounts) led to the closure of local presence of Internews, the Open Society Foundations and the Institute of War and Peace Reporting.[133] Crackdown on human rights activists and independent voices in the wake of the 2005 Andijan Massacre led to a further wave of pressure against both local and international NGOs forcing the withdrawal of most of the remaining international organisations such as  the Eurasia Foundation, CounterPart International, Freedom House, the American Bar Association and IREX.[134] The climate of repression against independent organisations would persist throughout the Karimov era.

         

        As is so often the case in much of the post-Soviet space the lack of independent NGOs is not the same as a lack of NGOs. Many of the most prominent organisations that get described as ‘NGOs’ in Uzbekistan, such as Buyuk Kelajak or the Public Fund for Support and Development of National Mass Media mentioned above, were founded by Government Decrees, receive significant funding from state budgets, and are reporting to and operating under the strategic direction of the Government. Some of these organisations have shown a significant degree of dynamism in recent years with Yuksalish, a think tank founded in conjunction with the Parliament, for example proactively trying to raises its profile and engage with international organisations, while developing useful initiatives to support the sector such as the Unions.uz website that seeks to link NGOs with volunteers.[135] These quasi non-governmental organisations (QUANGOS) can be an important part of the delivery of government policy in many countries, they can bring together useful expertise and can often involve effective public participation but they are not non-governmental in any meaningful sense.[136] As Dilmurad Yuspov points out in his essay in this collection when all the separately registered local branches of these systemic NGOs, political parties and trade unions are counted up they amount for around 65 per cent of the 9338 NGOs that are currently registered with the Ministry of Justice in Uzbekistan. The government or parliament are quite open about their role in founding such organisations, leaving little space for the more insidious form of Government Organised Non-Governmental Organisation (GONGO) seen in some of the countries that have been notionally independently founded but remain wholly controlled by regime figures. Many of the other NGOs that have been able to operate are those which address non-controversial topics and humanitarian activities, allowing more collaborative relations with government.

         

        Unlike the liberalisation in the media environment there has not been a similar opening up for new independent NGOs. As Dilmurad Yuspov explains the registration for independent NGOs remains a bureaucratic nightmare (despite some limited reforms and an new online portal) and activities by unregistered groups are banned, though some have reported that in recent years enforcement of penalties for unregistered organisations has for the most part become less strict. The fear of independent, and especially internationally funded NGOs, runs deep across the more authoritarian parts of the post-Soviet Space, buying into narratives that they were the driving force behind the Maidan (Ukraine) and the ‘colour’ revolutions of the 2000s.[137] While a direct causal link between NGOs and revolution remains farfetched, and the subject of substantial propaganda by Russia and other authoritarians, the growth in truly independent organisations would of course provide new opportunities for examining the performance of the Government and provide participants with the skills to do so more effectively.[138] At the moment while criticism of Government policy and delivery is being encouraged by the President and his administration it is predominantly through means, if not always directly controlled then at least mediated by, the Government itself.

         

        In the absence of simple registration paths for formal NGOs, informal but very active Facebook and Telegram groups about issues of local importance have partially filled the void, creating new opportunities for mobilisation on civic and political issues.

         

        In March 2020, the Government approved the registration of Huquqiy Tayanch (Legal Base), a prisoner rights organisation that had been turned down eight times previously and is the first human rights organisation registered since 2002,  and the US NGO Mercy Corps, which had been previously deregistered in 2006 in the wake of Andijan.[139] However, this positive first step has not led to a flood of successful approvals with human rights NGOs, such as the Karakalpakstan based human rights organisation Chiroq being rejected multiple times in 2020, most recently in April.[140] A new NGO code is being drafted, and clearly needs to be expedited, but there needs to be a must political steer from the highest level to end the bureaucratic roadblocks to registration, something that can be done even on the basis of the current legal arrangements.

         

        The April 2020 announcement of the new public chamber comprising a mix of NGO representatives as a formal consultative body between the Government and Civil Society.  If its members are drawn solely from the ranks of QUANGOs and other GONGOs it will lack credibility, both in Uzbekistan and to the international community. This initiative should be used a springboard to open up NGO registration and to enable independent voices to be heard at the highest level.[141]

         

        Human Rights

        Under Karimov Uzbekistan was rightly seen as a global pariah on human rights. The regime was marked by the mass jailing political prisoners, widespread use of torture and deaths in custody (including infamous cases where prisoners were believed to have been boiled to death), poor prison conditions as well as wider problems around corruption, rule of law, freedoms and minority rights addressed in other sections of this collection.[142] Mirziyoyev has made substantive changes in this area, recognising not only the impact that loosening the pressure on dissent has only on the internal environment but in changing Uzbekistan’s international reputation.

         

        Over 50 political prisoners have been released since 2016, including almost all of those imprisoned in the Karimov era.[143] Those released now included a number of figures arrested in the early phase of the Mirziyoyev era, with the release of Andrei Kubatin in September 2019, a scholar and supporter of pan-Turkism, arrested and tortured in December 2017. In his case and many others the finger of blame has been pointed at the security services, including by the UN Special Rapporteur on the Independence of Judges and Lawyers Diego Garcia-Sayán.[144] As time has gone on the political rivalries between Mirziyoyev and the Karimov era security establishment have also helped opened up opportunities for replacing key personnel and evolving practices at a grassroots level, including reducing the use of blacklists of human rights activist and journalists with 20,000 people removed according to Human Rights Watch (HRW). HRW have also been told that the Uzbekistan has stopped applying Section 221 of the Criminal Code on ‘violation of prison rules’ that was often used to extend the sentences of political prisoners.[145]

         

        In December 2017, a Presidential Decree declared that evidence obtained through torture would be inadmissible in court.[146] While in 2019 the notorious Jaslyk Prison, renowned as ‘the house of torture’ and home to a number of political prisoners was closed.[147] On March 14th 2019, President Mirziyoyev signed into law new provisions mandating the Ombudsman (about which more below) to establish a National Preventive Mechanism in relation to Uzbekistan’s international commitments under the Convention against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment.[148] However, it has yet to sign the ‘Optional Protocol to the Convention against Torture and other Cruel, Inhuman or Degrading Treatment or Punishment’ which sets the international benchmarks for how national monitoring mechanisms should operate. The relative relaxation in the political environment has facilitated an almost tenfold increase in the number of formal complaints to the prosecutor’s office about incidents of torture and mistreatment but the rise in official investigations into malpractice has not been commensurate with the increase in complaints according to HRW.[149] Overall most observers believe there has been a significant reduction, though not elimination, of the use of torture, though sometimes because more devious methods, including pressure on families. The recent deaths of Farrukh Hidirov, where activist have shown pictures believed to show evidence of burning and scaring (while the authorities argue that these were symptoms of Tuberculosis) and Alijon Abdukarimov (discussed below) suggest that more still needs to be done to stamp out this previously endemic scourge.[150]

         

        There are two official bodies with particular roles in addressing human rights in Uzbekistan; the Office of the Authorised Person of the Oliy Majlis for Human Rights (Ombudsman) which handles complaints from members of the public on human rights issues, and the National Human Rights Centre (NHRC), an NGO founded in by Presidential Decree in December 2018 with a focus on improving standards, informing legislation and international engagement (PR role).[151] The Ombudsman’s office has been gradually increasing its independence and ability to address more challenging issues as the climate of repression lifted. This has included engaging with independent campaigners on issues including torture and prison inspection (reporting 138 allegations of torture in 2019, mostly in prisons).[152] However, the annual budget of the Ombudsman is currently 3,600,300,000 soms ($350,000) and it has been seeking international funding to help expand its capacity. The NHRC has received significantly more funding in recent years with its government funding for 2020 is 7,254,000,000 soms ($715,000) and it plays an active role in promoting the progress of the Mirziyoyev reforms to the international community.[153]

         

        Uzbekistan took the opportunity provided by the international goodwill generated by the initial burst of reforms to convene host an ‘Asian Forum on Human Rights’ in November 2018 at a convention centre in Samarkand, which as HRW noted the event was heavy on international observers and Uzbek dignitaries (facilitating dialogue between the two groups) but few independent local activists were able to attend.[154] It had planned to create a follow-up event in May 2020, the Samarkand Human Rights Forum, before being postponed due to COVID-19.[155] The forums form part of Uzbekistan’s campaign a seat on the UN Human Rights Council for 2021-23.[156] Uzbek Government is in negotiations with the UN about the number of UN special rapporteurs able to visit each year, building on recent visits but the ability to deliver these visits rely perhaps more on availability and global on the UN side than on the Uzbek side. As discussed below Uzbekistan is in the process of mounting a bid to join the UN Human Rights Council for 2021-23.

         

        Despite the identifiable progress there is still much to do before international human rights standards are fully met. The case and treatment of former diplomat Kadyr Yusupov was convicted by a closed court of treason in January 2020 has rung alarm bells due to allegations of torture, threats to his family members and prior mental health issues that included a suicide attempt immediately prior to his arrest.[157] This and other cases show that all though progress has been made in checking the power of the security services, including reducing their political threat to the regime, there are still credible concerns that some of their arrests are for the purposes of perpetuating their own existence at current resourcing levels (by keeping Uzbekistan safe from spies whether real and imagined) than meeting the wider needs of Uzbek national security.[158]Campaigners have argued for reforms to Article 157 of the Criminal Code, which sets out the criteria for High Treason though in practice it will take further reform of the security services and of the courts to reduce the risk of national security cases being made on dubious grounds. Further evidence for the need for more security service reform has been set out by Amnesty International who have identified a sophisticated phishing and spyware campaign to try to monitor a number of Uzbekistani human rights activists.[159]

         

        In principle provisions for freedom assembly are enshrined in the constitution and law. However, in practice under Karimov protests were virtually prohibited in practice and continue to be difficult to organise to this day. While, prior to the COVID-19 lockdown, the Government had become less heavy handed in its response to spontaneous public protests, such as over natural gas prices and the housing protests mentioned above, attempts to address formal restrictions on freedom of assembly have stalled.[160] In the summer of 2019, the Government consulted on the ‘Draft Law on Rallies, Meetings and Demonstrations of the Republic of Uzbekistan’. Following criticism by international experts convened by the OSCE/ODIHR that the proposed law was ‘generally not compliant with international human rights standards, and there are a several areas that may be considered particularly deficient in this regard’, the legislation has been stuck.[161] The OSCE had called for Uzbekistan to move from a system where authorities had to authorise demonstrations to one where protesters were only required to inform the Government and to loosen rules around demonstration venues, times and durations.

         

        Longstanding human rights activists describe their situation as having gone from being repressed to being (mostly) ignored. There are some new opportunities for interacting with more reform-minded ministers but perception that many of the changes are cosmetic, with many older hands more cynical about the overall director of travel than the newer group of activists and commentators who have emerged in the Mirziyoyev era. As set out previously the legacy of the Karimov era hangs heavily over Uzbekistan today. The intimate involvement of many of today’s elite with the Karimov regime leaves questions of transitional justice unanswered, past failings are acknowledged but without accountability or redress in a relentless focus on moving forward. The unwillingness to talk about the past even includes the Andjian Massacre, the 2015 event that so defined Uzbekistan’s retreat from the world, with officials unwilling to address its legacy and the Interior Minister at the time of the massacre, Zokir Almatov, currently holds a post of special advisor in the interior ministry.[162] This approach fuels scepticism about the sincerity of the current efforts at change.

         

        The new National Strategy of Uzbekistan on Human Rights confirmed by Presidential Decree in June sets out, on paper at least an ambitious set of action plans with internal monitoring mechanisms to report on progress.[163] However, the real test will be in the implementation and whether local and international activists and journalists are able to openly monitor the situation in practice.

         

        Rule of Law

        Improving the situation in relation to the rule of law in Uzbekistan is a central challenge both for addressing the country’s human rights and economic challenges. It is an area where progress has been somewhat uneven compared to some other reforms and major challenges remain ahead around corruption in the judiciary, the continued dominance of the prosecutor’s office and the lack of defence lawyers. As with so many areas of policy the pace of regulatory change in the legal sphere has been rapid, with around 15,000 new Ministry of Justice documents and regulations in the last three years (compared to 20,000 in the previous 25 years).

         

        One area where there has been a clear step forward is in the area of policing. As discussed above, prior to recent reforms low-level bribery was endemic amongst beat and traffic police.[164] After recent changes Uzbek’s everyday interactions with police have markedly improved, though independent activists report that some low level harassment and monitoring of their activities persist. Following the tragic case of Alijon Abdukarimov, who was beaten to death by police officers in May, the Government has committed to installing CCTV in the interrogation rooms of 497 police stations across Uzbekistan, while the police involved have been arrested and charged with torture and illegal detention.[165]

         

        At the heart of Uzbekistan’s rule of law problems have been the overwhelming power of the Prosecutor General’s Office (PGO) in controlling the legal process from arrest (officers used to have unrestricted power of arrest but though now courts determine who can be arrested it is almost unknown for them to refuse prosecutors requests) through to sentencing (judges almost always accept the sentence proposed by the prosecutors). The charging decision, in the hands of the PGO, is critical in determining the outcome of a trial in a system where acquittals are still extremely rare. Mirziyoyev has spoken openly about the need to increase the number of acquittals in legal proceedings. Following the speech, the annual number of acquittals has risen from six in 2016 to 867 in 2018.[166] However, some observers have noted concerns that these numbers may be being padded out with cases that have yet to complete where sentencing is postponed or where the applicants have died.[167] Reforming the PGO itself has also been an important part of the reform agenda. In August 2017 Mirziyoyev claimed that the PGO officials had been ‘major thieves and facilitators of theft’, saying that he had replaced 80 per cent of them and in March 2019 made further changes to redistribute responsibilities to other state agencies and reduce the PGO workforce by 23 per cent.[168]

         

        Despite these reforms, the inequality of arms in the court room in criminal and administrative court cases is palpable. On the other side of the court from the still powerful PGO across the courtroom in criminal trial are a small band of advocates. As of January 2019 there were 3944 lawyers licensed as attorneys at law in total in a country of 33 million people.[169] Given Uzbekistan’s expanding array of new business opportunities many of these lawyers (and many others with legal training but not registered with the Chamber of Advocates) work in the commercial sector leaving a small number to take up the thankless task of defending those accused in a system with the acquittals rate and sentencing policy noted above. There are issues around the need to improve the status of lawyers in the country, but particularly to make it more attractive to act as a defence lawyer. At the moment lawyers taking human rights or politically challenging cases tend to be from the small group of older lawyers, with younger lawyers still afraid that taking such cases could destroy their careers.

         

        There are some small steps underway to change the situation facing lawyers in Uzbekistan. Firstly, efforts are underway to reform the Chamber of Advocates that represents the profession, attempting to loosen the level of control the Ministry of Justice has over its activities. Following a Presidential Decree from December 2019, the Chamber of Advocates has been tasked with developing a new concept for the administration of the legal profession with a working group, involving a broader range of advocates than previously might have been the case. Key issues under investigation include the nature of the relationship with the Ministry of Justice (previously chair of Chamber of Advocates was chosen by Ministry of Justice) and the development new policy on legal aid, with a view to providing criminal, administrative and civil case support from advice through to trial for those who meet low income criteria and this will be managed by a series of regional centres independent of the judiciary who administered the legacy system (often the cause of corruption and favouritism amongst lawyer). The Chamber of Advocates now has a consultative role in approving any new legislation relating to the profession. On positive initiate in improving access to justice is the Madad network of legal advisory bureaus across Uzbekistan, an ‘NGO’ funded by government decree in 2019, that aim to shortly have an office in every district as well as the national website Advice.uz all providing free legal advice.[170]

         

        Reform of the judiciary remains very much a work in progress; something the President has been open about in is 2020 State of the Nation Speech.[171] At present, the Supreme Judicial Council, created in 2018, makes appointment of judges on the recommendation of the Supreme Court. However, the President appoints the council and formally approves judicial appointments, giving concerns over the ability of the Presidential administration to influence the decisions.[172] Judicial salaries have been increased though still not to a level commensurate with the lifestyles they and their families have come to expect from their position.[173] Reports of bribe taking remain rife, particularly in the criminal and administrative courts. According to the UN Special Rapporteur on the independence of judges and lawyers 85 per cent of judges remain on a five-year tenure which leaves them potentially more open to pressure in order to secure their future reappointment than more established judges on longer terms.[174] The rapporteur also noted that civil society representatives that he met during his visit with were subject to interrogation by the security services.

         

        The majority of the judges working today have made their way through the Prosecutor’s office. The working group of the Chamber of Advocates has suggested that all new judges in the criminal courts have spent time as a defence lawyer, something that may help change perspectives as well as improving the status of lawyers in general. The more egregious excesses of the judiciary have been removed while the need for deeper institutional change remains.

         

        The international community has been engaging with judicial reform process both on training and on building technical capabilities, such as the well-publicised project by the UN to make documents from the administrative court system open to the public. Efforts to create an automated system of case distribution are yet to be completed with case allocation decisions when assigned judges are unavailable are still being made by the powerful chairs of each court as part of the widespread powers they have over the selection, promotion, evaluation and discipline of judges. As the UN Special Rapporteur noted the measures taken so far ‘should be regarded as initial steps towards the establishment of a truly independent and impartial justice system. Much more needs to be done to ensure that the judiciary is truly independent from other branches of the State, and that judges, prosecutors and lawyers are free to carry out their professional activities without any undue interference or pressure.’

         

        Women’s rights

        One of the major challenges recognised by both Government and international donors is the need to address systemic discrimination against women in Uzbekistan’s economy, society and amongst its political elite. Even in the Soviet era of nominal gender equality and state run welfare support networks Uzbekistan was a patriarchal society with few women in leadership roles but as Uzbek academic Nozima Davletova points out the transition to the market economy in the 90s, the gradual re-emergence of religion (about which more below) and the patriarchal way in which the national patriarch Islam Karimov sought to define post-independence Uzbek identity has led to has growing led to a ‘growing re-traditionalisation’, where both economic and cultural pressure ends up promoting ‘traditional’ gender roles.[175]

         

        At present, no full members of the Cabinet of Ministers or regional governors are women. There is only one district level Governor who is a woman and Uzbekistan has only just appointed its first woman Ambassador in June 2020, Feruza Mahmudova the new Ambassador to Israel.[176] However, the recent Majils elections the number of women elected doubled to 48, just under a third of the total members of Parliament, and the new chairperson of the Senate is former Deputy PM Tanzila Narbaeva.[177] Davletova believes that there is some political will from the current elite to address women’s rights issues but a lack of capacity to address informal and discriminatory practices at the middle management level and a local level outside of Tashkent.[178]

         

        Even positive steps have led to outcomes that have disadvantaged women. For example, efforts to raise standards of education in pre-school education (kindergarten/nursery) led not only to improvements in the curriculum but a change of the age of admission from two to six years to three to seven years, thereby removing it as a childcare option for families of two year olds and making it harder for the primary caregiver (almost always women) from returning to work.[179] This links to a system of maternity leave which provides 126 days (somewhat oddly spaced split to give more time-70- days prior to birth than after 56 days) of leave paid by the employer, followed by the option of unpaid leave until the child reaches the age of three. Similarly the progressive elimination of forced labour leading to a rise in higher paid male cotton pickers displacing women who had previously been employed (including those doing work on behalf of others who paid to get out of forced labour). It is important to note however that the specific focus on preventing the use of teaching and health care workers as forced labour gives particular protections for women.

         

        Women in rural communities often find themselves responsible for managing the family’s Tomorqa (backyard/subsistence smallholding) and lack of access to water can lead to a disproportionate impact on women in collecting it. Rural Communities disproportionately deal with the challenge for women around labour migration. The average age of marriage is 21-22 years and, while forced marriage does exist, there are wider problems around pressure to marry early. A combination of culture pressure and the housing crisis often leads to many new wives being forced to move in with her husband’s parents. This creates a particular challenge in cases, as is often the case in rural communities where the husband may be required to become a migrant worker. These arrangements that can last for many years and often become permanent. In the context of low spousal loyalty due to early or pressured marriage, it is often the parents who are the direct recipients of remittance payments and there have been many cases where the wives are forced out of their in-laws homes and made homeless when their migrant husbands have decided to start new families in Russia or elsewhere.

         

        Domestic violence remains a significant problem (with claims that 90 per cent of women have faced some form of domestic violence) that has until recently not been talked about (and even then with narrow focus on physical violence and deprivation of liberty rather than the full range of domestic abuse). The work done by Irina Matvienko, the creator of the independent information project Nemolchi.uz (Don’t Be Silent) mentioned above has been extremely effective in drawing the attention of the Government and international community to these issues.[180] On September 2nd 2019, President Mirziyoyev signed the ‘Protection of Women from Harassment and Violence Act and the Guarantees of Equal Rights and Opportunities for Women and Men Act, as part of a wider range of initiatives towards gender equality in.[181] Although the law, which sought to provide additional support for women bringing forward cases of domestic violence, came into effect immediately there had been delays in the regulatory changes required to bring key elements into force.[182]

         

        While there is pressure amongst some in elite circles to improve gender equality there is also countervailing pressure from both gradually growing nationalist movements that are using social media (Telegram and Facebook) to promoting ideas of ‘Uzbek national values’ which include traditional or misogynistic conceptions of women’s role in society. Cultural conservatism includes criticism of women’s clothing including wearing jeans or shorts being used as a signifier of growing disrespect of traditional gender roles and family structures.[183] Following a recent case in Fergana where a young women was attacked and had her jaw broken in a row over her wearing short shorts, women’s rights activists have been staging a virtual flashmob across Uzbekistan, posting pictures of themselves protesting alone with protest signs challenging attempts to control what women wear.

         

        Gradual religious liberalisation and growing religiosity, discussed in more detail below, has also been identified by women’s rights activist as reinforcing conservative cultural attitudes towards women including pressures to enforce hijab, the use of which remains effectively illegal in Uzbekistan. In 2018 the Government introduced a law brought in that required the presentation of a legal civil marriage certificate before religious marriage could be performed by cleric as attempt to crack down on temporary Islamic marriages, polygamy, etc. which, according to Women’s rights campaigners, have been on the rise. The official Muftiate does do anti-polygamy work but lacks credibility and campaigners argue that a wider range of public interventions will be needed.

         

        Freedom of Religion and belief

        The role of religion in modern Uzbekistan, and Uzbek identity is a complex one. As Uzbekistan’s many tourist sites can attest, the country has played an important role in the spiritual life of Central Asia over many centuries. Under the Soviets Uzbekistan was home to the Spiritual Administration of the Muslims of Central Asia and Kazakhstan (SADUM), which coordinated training, materials and supervision of religious activity in across the five Central Asian republics. Under Karimov, while Islamic identity was a constituent part around which he sought to build the remerging Uzbek identity, his approach to the religion itself remained one of tight state control of religion under the supervision of Uzbekistan’s branch of SADUM renamed the Muslim Board of Uzbekistan.[184] In the late 1990s and early 2000s growing concerns about radicalisation and impact of conflicts in Afghanistan and Tajikistan helped to facilitate a further crackdown on religious activity across Uzbekistan and in particular in the more devout Fergana valley. The crackdown, and the opening of the notorious Jaslyk Prison, was spurred on by six car bombs in Tashkent on February 16th 1999 that targeted government facilities, including one outside the Cabinet of Ministers just before Karimov was due to give a speech there. The official narrative pinned responsibility on the Islamic Movement of Uzbekistan (IMU), though many at the time questioned this, including whether the regime itself was responsible.[185] The result was huge pressure on devout Muslims, particularly those operating independently of the state backed Muslim Board, leading to the arrest and imprisonment of thousands often on allegations (both suspected and fabricated) of membership not only of the IMU but of the banned non-violent extremist group Hizb ut-Tahrir, whose adherents were often given long sentences and some of whom died in jail after torture.[186] A similar witch hunt of devout Muslims took place in the wake of Andijan Massacre, with hundreds jailed on the grounds of alleged membership of Akromiya, supposedly an splinter group of Hizb ut-Tahrir headed by Andijan native Akrom Yo‘ldoshev, though there have been allegations that the organisation’s role was exaggerated or even its existence fabricated by the Government as a pretext for rounding up independent Muslims.[187]

         

        Under Mirziyoyev, many of the systems put in place under the Karimov era but for the most part the pressure on religious activity has eased substantially. One of the early acts of the new regime was to remove 16,000 members of an alleged 17,000 strong watch list of suspected religious extremists being kept under surveillance, while HRW have reported that the Prison Authorities claim hundreds of independent Muslims had been released it is impossible to confirm the number of prisoners currently incarcerated for religious offenses.[188] Many of those given Presidential pardons in May 2020 to celebrate Eid al-Fitr had previously been jailed for religious offenses.[189] Uzbekistan has been removed from the US Commission on International Religious Freedom’s (USCIRF) list of countries of particular concern, instead recommending that it remain on its ‘Special Watch List’.[190] The overall number of raids, fines and other punishments have been reduced. However, there are concerns that more recently the numbers on the ‘blacklist’ have increased and that during the COVID-19 pandemic there have been security sweep focused on Hizb ut-Tahrir in the Fergana Valley.[191]

         

        Uzbekistan is yet to deliver on its 2018 pledge, made following the visit of the Special Rapporteur on Freedom of Religion or belief to revise the 1998 Law on Religion, and earlier drafts seen by campaigners were deemed not to contain many major improvements.[192] The current law states that ‘Citizens’ of the Republic of Uzbekistan (except a registered religious organisation’s ministers) cannot appear in public places in religious attire, with the implementing regulations providing the options of fines of between five to ten times the monthly minimum wage or up to 15 days administrative detention though there is no definition of ‘religious attire’.[193] In practice the ‘religious attire’ provisions have allowed police, institutions and local authorities to attempt to prevent the wearing of the hijab or for younger and middle aged men to have long or bushy beards. Although there is some uncertainty about the national direction of travel in 2019, there have been public efforts at Tashkent to prevent children from wearing the hijab on school property while students at the Islamic University (and other institutions) have been expelled for insisting on wearing them, while beards of men at markets in Namangan and Tashkent were forcibly shaved.[194] While these prohibitions exist there does seem to be an attempt to enforce them in a less heavy-handed manner, however Muslim activist Tulkun Astanov was sentenced to five years suspended sentence for his efforts at lobbying the Muslim board over the hijab ban which included materials the authorities deemed extremist.[195] The Governor of Fergana Shuhrat Ghaniev was reprimanded for linking the hijab and beards to Islamic Extremism as part of a rant that talked of his work trying to stop their use in his region.[196]

         

        As with independent NGOs, registering religious organisations is proving challenging with Shia Mosques and some protestant groups struggling to register without bribes. Jehovah’s Witnesses face similar registration challenges, amid rumours of efforts to ban adherents, and have had appeals to the ombudsman rejected.[197] International religious freedom organisation Forum 18 have documented how state control over participation in the Haj is used as both a mechanism of control over Muslims outside of state structures and an opportunity for corruption.[198] Even during the COVID lockdown raids on unsanctioned religious materials have continued.[199]

         

        Minority rights

        Uzbekistan remains, along with Turkmenistan, one of the two countries in the post-Soviet space where sex between men is against the law, with penalties ranging from fines to three years imprisonment under article 120 of the criminal code.[200] A notable feature of the current Government has been a willingness to discussing difficult topics, even where action is not being taken, which makes its unwillingness even to discuss issues of sexuality stand out as an area of concern. Like many other international observers, this author had been advised on multiple occasions by otherwise helpful officials that writing on this topic would damage the wider research project, making the issue all the more important for it to be addressed. Efforts to raise discrimination against Uzbekistan’s LGBTQ community has received short shrift in international forums.[201]

         

        The atmosphere of repression means that it is very difficult for a community to develop, even in Tashkent which is comparatively tolerant when compared to the regions and some venues are more tolerant of LGBTQ people (even if not openly so).[202] Recent arrests of gay men include couples arrested in their own homes; with police using arrests such opportunities for extortion. Over the last year, a number of murders have been linked to attacks on the LGBTQ community, notably the death of Shokir Shavkatov shortly after coming out on social media.[203] Unsurprisingly given both the overall lack of independent NGOs and the legal situation there are no groups openly working directly on LGBTQ issues on the ground in Uzbekistan. HIV testing, even when undertaken anonymously, is challenging given the levels of homophobia in the medical profession, with doctors known to contact relatives of patients and with issues around data security given tests are logged with a code identifying the risk category (homosexual sex) why the sample was taken. Given the relative ease of travel gay men and transwomen often seek some form of refuge in Russia, where homosexuality is legal but heavily discriminated against but, particularly in cases of trafficking, many end up being forced into sex work.

         

        The rise of Telegram and Facebook groups, as well as the use of WhatsApp, YouTube, Instagram and vkontakte has provided a multitude of platforms for homophobic abuse to be shared, as part of a wider meme culture and examples of toxic masculinity. Examples include the @tashGangs page on telegram with 576,000 followers at time of writing.[204] Such groups have been known to share personal information of LGBTQ people and spread videos of physical punishment, lynchings, humiliation and abuse of gay men. Mirziyoyev has not spoken publically about LGBTQ issues, even when called out in a public letter by Shohrukh Salimov (a gay Uzbek man who after police harassment had to relocate to Istanbul) in the summer of 2019.[205] However given his willingness to talk publically about most other issues, and the government’s blanket denial of the need to address issues facing the LGBTQ community this does not bode well for the chances of reform, amid conservative fear that openly discussing issues of equality in Uzbekistan might lead to weakening of the existing cultural taboos.[206] Although limited in their leverage, Western-partners will need to continue to push for decriminalisation and make clear the lasting damage that its current position does to the country’s international reputation.

         

        Uzbekistan is slowly working to improve how it treats its disabled citizens, though with significant challenges including deinstitutionalisation, changing bureaucratic responses to disabled people and adapting the legacy of the Soviet and Karimov era built environment to try to improve accessibility. It is an area of growing interest to campaigners, such as Dilmurad Yusupov who writes in this collection on NGO registration work that followed on challenges around the registration of the Association of Disabled People of Uzbekistan.[207]

         

        Uzbekistan’s place in the world and relations with the UK

        One of the most dramatic areas of change under Mirziyoyev has been speed with which Uzbekistan has emerged from geo-political isolation under Karimov to become a regional leader and active international player, in a manner appropriate for Central Asia’s most populous country. Initially under Karimov, a policy of balancing external forces prevailed, with an at times hostile posture towards Russia leading it to become a founder member of the GUUAM Organisation for Democracy and Economic Development (along with the more Russia sceptic nations in the post-Soviet Region) but by the early 2000s it had begun to disengage with such relationships, formally withdrawing into semi-isolation after the diplomatic fallout of the Andijan massacre. The fallout from Andijan also significantly curtailed the post-Afghanistan marriage of convenience between Uzbekistan and the West over security cooperation.

         

        As Dr Luca Anceschi and Dr Vladimir Paramonov highlight in their essay contribution Mirziyoyev has been energetic in reviving relationships with other Central Asian leaders, while simultaneously strengthening relations with Russia, China and potential Western investment partners. Part of this has been about deploying the increasingly effective public relations machine to burnish the new leadership’s international credentials to boost the attractiveness of Uzbekistan as an investment opportunity but it is built on a real and significant change in behaviour. At a Central Asian level the diplomacy has been frenetic, both in terms of opening up physical borders to facilitate travel and trade, and frequent visits and publicised phone calls.[208] Taken together these initiatives project a desire for Uzbekistan to proactively push regional cooperation rather than pull away from it as it often did under Karimov. This increase in Uzbek assertiveness has coincided with the political transition period in Kazakhstan, the country that had somewhat assumed regional leadership during Uzbekistan’s isolation. While the domestic response to the cross border tension with Kyrgyzstan over the Sokh enclave has been broadly criticised and is discussed in the crisis response section here, at an intergovernmental level Uzbekistan swiftly dispatched PM Abdulla Aripov to meet the Kyrgyz Deputy PM at the border to seek to prevent a diplomatic fallout.[209]

         

        Uzbekistan’s improving relationships with Russia and China comprises both enhanced business and diplomatic engagement but also increasing cooperation with their respective economic-strategic projects: the Eurasian Economic Union (EAEU) and Belt and Road.

         

        As Anceschi and Paramonov point out the debate about Uzbek membership of the EAEU has been rumbling on since Mirziyoyev took office, and noises, particularly from the Russian side, prior to the COVID-crisis suggested that Uzbekistan was likely to join in 2020.[210] Reducing both tariff and non-tariff barriers to trade (particularly in the agricultural sector) with Kazakhstan and Kyrgyzstan (as well as Russia), lowering prices on certain imported goods as well as to helping regularise the status of up to two million Uzbek Labour migrants in Russia are understandably big potential prizes that could be won from EAEU.[211] However, there remain significant problems around the extent of regulatory alignment that would be required as part of membership and the implications swifter market opening would have for the, often politically connected, import substitution based industries in Uzbekistan. Furthermore, Uzbekistan is considering joining the EAEU at a time when the union’s other Central Asian members are expressing dissatisfaction with a system that has been seen to provide a greater economic boost to Moscow, where the organisation’s institutions are based (and critics would say policies shaped) and have served to encourage trade flows to and from Russia rather encouraging the cross-border trade in Central Asia that had been hoped for. As it is bilateral efforts already undertaken have delivered significant improvements in Uzbekistan’s trade with Kazakhstan and Kyrgyzstan.[212] Furthermore historic concerns about Russian attitudes towards Uzbeks and Uzbekistan’s independence of action from the Russian orbit persist, with the debate over the continuing use of the Russian language a source of tension.[213] As with many multilateral projects the EAEU initially slow to demonstrate its usefulness as a solidarity mechanism during the COVID-19 pandemic. Russia was seen to priorities sending aid to Western European nations such as Italy rather than directing support to Central Asia in the way that might have been expected. Uzbekistan has become an official observer nation to the EEAU but further announcements that some observers had expected for early summer 2020 have been slowed by the pressures of the COVID response.

         

        This debate over Uzbekistan’s membership of the EAEU comes at the time not only when Uzbekistan is seeking to increase bilateral trade with China, something that has now surpassed trade with Russia, but also its participation in Belt and Road infrastructure projects.[214] Unlike Russia, China has also been proactive in responding to the COVID-19 crisis in supplying PPE (‘mask diplomacy’) and other health related aid to Uzbekistan and the rest of Central Asia, reviving the concept of a ‘health silk road’ as an adjunct to Belt and Road.[215] Already a crucial economic player in the region, the crisis has seen it expand its role into more political areas previously seen as Moscow’s area of interest.[216] The Uzbek elite have studiously avoided being drawn into dispute with China over its treatment of the Uighur community, including backing China at the UN over its treatment of the Uighurs and preventing the entry into Uzbekistan of the academic Gene Bunin who has been documenting the plight of those in China’s camps.[217]

         

        Over recent decades Western strategic interest in Uzbekistan and the wider Central Asian region has gradually dwindled, particularly after the drawdown of forces in Afghanistan. Economic interests still remain, particularly amongst European states but the sense of political drift has been palpable.[218] In 2019 both the US and European Union (EU) have released new Central Asia strategies, reflecting on paper at least, a desire to increase their presence on the ground and give an alternative diplomatic and economic outlet to the Russia-China duopoly.[219] While Uzbekistan clearly desires new sources of investment and market access, a combination of past neglect and the lack of proximity, means that both the US and EU are unlikely to be more than bit-part players, helping to balance out the interests of the regional hegemons in the regime’s strategic thinking. One of the few remaining strategic priorities for the US and EU remains the fraught situation in Afghanistan both in terms of stability and the impact of drug trafficking and organised crime across the Uzbek-Afghan border. Under Mirziyoyev Uzbekistan has been attempting to play a diplomatic role with both the Government in Kabul and the Taliban.[220]

         

        Beyond the major players and blocks a number of other countries such as South Korea (Uzbekistan hosts a significant Korean minority population) and Turkey have been showing an active business and political presence to take advantage of economic opportunities.[221] When looking at these mid-tier players it is useful, given the Foreign Policy Centre’s London base, to briefly explore the emerging relationship between the UK and Mirziyoyev’s Uzbekistan. Unlike many other post-Soviet elites London had not become an epicentre for an Uzbek diaspora, though efforts to boost ties are growing.

         

        Uzbekistan was one of the first countries to agree a post-Brexit UK-Uzbekistan Partnership and Cooperation Agreement (PCA). This arrangement mostly transferred over the contents of the EU-Uzbekistan PAC but without reference to EU treaties and bodies. The UK-Uzbekistan agreement did not seek to replicate the formal political dialogue processes (such as the human rights dialogues) contained in the EU agreement, however it does contain a joint-declaration confirming that violations on issues of ‘democracy, principles of international law and human rights’ particularly breaches of UN and OSCE commitments, could lead to a suspension of the agreement.[222]

         

        The UK is home to a significant concentration of financial institutions and globally connected service sector organisations that the Government wishes to engage with to boost its attractiveness for trade and investment. These include a range of different public relations and communications operations to help promote the Government’s message around the reform agenda. For example Corporate Communications International Ltd who own the Eurasian Investor website focused on business stories in the post-Soviet space and operates as an event brand through which the now annual Uzinvest Forum takes place in London, featuring networking with many senior figures in the Uzbek Government for a standard entrance fee of £999 per ticket.[223] The UK also provides the legal inspiration for the Navoi Free Enterprise Zone (FEZ), now covering the whole Navoi region, which has now adopted the use of English Law for commercial proceedings.[224] As set out in the essay by Professor Kristian Lasslett the UK, and its Caribbean dependencies, are also hope to a ranged of different financial vehicles, including Scottish Limited Partnerships that are used to hide the ownership of countries across the world, including in Uzbekistan.

         

        Education is an important pillar of the UK-Uzbekistan relationship and has been identified as a key growth area by the British Government. In 2002 Westminster International University in Tashkent, a partnership between the UK’s Westminster University (which accredits the degrees) and the Uzbek Government (which oversees local administration and management), became the first international university in the Country. WIUT provides a range of courses such as business, computing and law that respond to the demands of the emerging economy and the Government’s educational priorities but does not yet cover potentially more challenging topics in the areas of social and political science. Given the nature of the Uzbek government’s approach to higher education academic freedom is not what would be expected on campus in the UK, with some academics reporting they had been warned against publishing research or articles seen to be overtly criticising the Government.[225] Bangor University and the University of Sunderland also have a partnership with MDIS (Management Development Institute of Singapore) Tashkent, validating a number of their business courses. They have recently been joined by the University of Law, the UK based but Netherlands owner for-profit legal training institution, to provide consultancy around the development of a new International University of Law in Tashkent.[226]

         

        In the broader education world the British Council has a presence in Tashkent though its semi-diplomatic status in the country limits some of the more commercially focused activities, such as English language teaching, that it provides in some other countries leaving it focused on cultural exchanges. However, UK Education services firm Cambridge Assessments is playing a major role in supporting education reform in the country through a partnership that has led to the creation of 14 presidential Schools across each regions. The schools are free to access boarding schools with a curriculum designed by Cambridge and a focus on encouraging critical thinking rather than rote learning. They are academically selective on entrance with 28,500 applicants for 560 places at the first four to open.[227] Although the schools report directly to the cabinet of ministers rather than the Ministry of Education, the goal is to use these schools to help spread new teaching practices and raise standards across the public education system. Cambridge are also working to develop a new evaluation framework for school standards inspection, including multiple inspectors and anonymous write components that the Uzbek Government would deliver with Cambridge providing monitoring and support. There is seen to be scope to help reform the administration of state exams, which are seen by many Uzbeks as being open to corruption, while UK companies are expanding involvement in the nursery (kindergarten) sector.

         

        Uzbekistan is currently campaigning for membership of the UN Human Rights Council for 2021-23, due to be decided at the 2020 General Assembly in October. While given that voting takes place regionally some of the world’s worst human Rights abusers make it onto the council, if Uzbekistan was able to be elected in the Eastern European states section (mirroring the former Eastern bloc so comprising both the EU’s Eastern Members, the Western Balkans and the post-Soviet space) it would be seen as a big endorsement of the Mirziyoyev reforms (and its improved diplomacy). Therefore it is important that the international community fully assess the country’s recent performance on human rights related issues, which as set out above is significant but more patchy and problematic than the scale of reforms in some other areas.

         

        Responding to crisis

        At the start of this research project it seemed that one of the most important ways to judge the true progress of the Mirziyoyev reform programme was how it would respond to first significant setback and what its response would tell the world about the depth and breadth of progress. Over the last few months Uzbekistan has not only faced a number of major domestic challenges including the collapse of the Sardoba Dam and the resurgence of violence at the border with Kyrgyzstan but faced the impact of the global COVID-19 pandemic. The response has highlighted both the strengths and weaknesses of the current system.

         

        After registering its first case of COVID-19 on March 15th, Uzbekistan immediately announced the test result.[228] The following day (on March 16th) the Government of Uzbekistan closed itself off from international travel by plane and car (with international rail travel ceasing on March 19th), closed all schools and universities by bringing forward their holiday period and banned mass gatherings and sporting events.[229] Measures escalated rapidly after this with restrictions on long-distance travel through the return of region-level police posts on March 23rd, wearing a facemask in public became mandatory (with penalties including up to 15 day imprisonment) on March 25th and by March 27th a comprehensive lockdown was instituted with citizens only able to leave their house to shop for groceries and medicine.[230] Certain sectors of the economy, such as major agricultural and industrial operations and construction sites were reopened on April 14th with hygiene measures put in place.[231] Schools and universities have transitioned to online and distance learning, with online classes taking place during the lockdown and exams simplified to enable them to be done remotely. The government has announced that schools and universities will remain shut and remote learning will continue until at least September 2020.[232]

         

        As the number of cases had begun to decline Uzbekistan introduced a ‘traffic light’ system of local infection with ‘red’ zones maintaining most of the previous quarantine restrictions, while ‘yellow’ and ‘green’ zones have respectively fewer restrictions, with the latter group seeing sports facilities and children’s summer camps reopen.[233] Restaurants, cafes have reopened for food outside and public transport has restarted (notionally with social distancing) as of June 8th, while long distance train journeys within the country and limited international flights returned on June 15th.[234]

         

        Particularly in the early phases of the crisis the Uzbek state was able to move quickly to clearly and widely communicate public health messages, swiftly mobilising state resources (including creating an emergency medical helpline and building temporary hospital facilities) and showing an openness to discuss cases that would have been unthinkable in the Karimov era.[235] The proof of success has been the extent to which the country has control the spread of the virus. As of early July, Uzbekistan with a population of approximately 33 million, had confirmed 9,326 virus infections and 28 deaths (compared to 53,858 deaths in the UK, a country with only twice the population size).[236] However, the effective deployment of Uzbekistan’s improved public communications capacity, was accompanied by a darker side such as coordinated campaigns to encourage school children and teachers to post pro-Mirziyoyev comments on the Telegram channel and other social media feeds of independent media outlets such as RFE/RL’s Ozodlik service.[237]

         

        Uzbekistan has introduced new measures in the criminal code to prohibit the spreading of false information about the spread of COVID-19 or other infectious diseases that could include large fines or up to three years in prison.[238] The Government has used administrative provisions against ‘spreading false’ information to stop the work of bloggers such as Osmonjon Qodirov jailed for 15 days.[239] Overall police reported large numbers of quarantine violations, 86,400 by mid-April, most of whom received small fines.[240] However the quarantine regulations have reportedly been used as a political to force human rights activists monitoring suspected child labour in the cotton harvest to quarantine themselves for 14 days (in one case with police supervision) despite the activity taking place in a ‘green’ COVID-free Pop district in Namangan.[241]

         

        Despite public pressure, Mirziyoyev has so far rejected calls to increase direct cash payments to at risk citizens- ‘helicopter money’. As set out in the essay by Eldor Tulyakov, the March and April economic support packages total 32.3 trillion soms ($3.177 billion or £2.4 billion) in support for businesses and citizens, equating to only 6.2 per cent of Uzbekistan’s GDP.[242] Instead the Government has encouraged/put pressure on the local business community, as part of a national strategy dubbed Sakhovat va Komak (‘Kindness and Solidarity’/‘Generosity and Assistance’) to provide support for the unemployed and economically disadvantaged, by offering tax breaks and low interest loans to support such activities so as ‘hang its task on the neck of entrepreneurs’ in the words of Finance Minister and Deputy PM Jamshid Kuchkarov.[243] The President has talked of the need for entrepreneurs to hire ‘needy’ people, while a new Sakhovat va Komak Fund has been established under the auspices of the Mahalla Charitable Foundation for direction by local officials.[244] Its initial efforts focused on the provision of food aid, through coordinated distribution centres, but its wider activities are somewhat opaque. There has been evidence that state employees such as teachers and police officers are being pressured into donating up to 30 per cent of their salaries to support the initiative by their superiors while local businesses face heavy pressure from officials to ‘donate’.[245]

         

        Placing the burden of support onto the emerging entrepreneurial class is in line with Mirziyoyev’s approach that has sought to expand opportunities for the new elite (and pressuring state employees comes from a longstanding playbook), but there are future risks if the support expands elite patronage networks. There are also practical questions around how reliance on business to drive support systems if the downturn in the global economy sends the Uzbek economy into recession – so far World Bank growth projections have been cut from 5.7 per cent to 1.6 per cent but this remains open to change depending on both national and international factors.[246] The International Monetary Fund (IMF) has provided $375 million in credit to Uzbekistan to assist with the pandemic, while the country has ramped up gold exports at a time of rising international prices with $1.55 billion in sales from January-April 2020.[247]

         

        Understandably, the previously burgeoning tourist industry has been thrown into disarray during the crisis and demand is unlikely to rebound substantially until the global public health crisis recedes. Businesses have been offered an interest holiday on loans and some tax relief but the sector will struggle to recover.

         

        Despite wider efforts to move away from the Karimov autarkic model the impact of the pandemic has encouraged the President to launch a nationwide push to promote agricultural self-sufficiency, given that the country had to import almost three million tonnes of grain in 2019-20 and was reliant on imports of rice, soybeans and sunflower seed from the EAEU, which had been subject to an export ban during the crisis while Kazakhstan also caped its grain exports.[248] While economic barriers have been raised Mirziyoyev has taken the opportunity presented by the crisis, and the conspicuous Russian absence, to be seen to be leading regional coordination efforts in Central Asia in response to the public health crisis.[249]

         

        The message of the pandemic has been clear the swift and comparatively transparent public health response has led to performance in suppressing the virus that far exceeds many more developed countries, though authoritarian tendencies (particularly at a local level) have reared their heads on occasion to suppress dissent but not as much as might have been feared. The economic response however has been more patchy, albeit set in the context of limited resources. A number of observers had wondered if pent-up frustration catalysed by the crisis, perhaps focused on inequalities exacerbated by the crisis or a revival of previous flashpoints around construction, would manifest as some form of social explosion on the streets but for the most part has yet to happen.

         

        One example where local tensions have exploded however is in the Sokh district, an Uzbek enclave surrounded by the territory of Kyrgyzstan in the Fergana valley that has been the source of cross border tensions since independence.[250] In late May tensions flared over a long-running dispute over ownership of a spring (and frustration at corruption or harassment at border crossings), which led to riots that left 150 Uzbeks and 25 Kyrgyz injured.[251] On the Uzbek side, the incident flared into shows of public dissatisfaction with Fergana’s controversial Khohkim Shuhrat Ganiev who was the subject of protest, including reports he was pelted with stone, and calls for his dismissal. As ever Ganiev avoided dismissal, with Sokh district Khokim being replaced instead.[252] The President has responded by sending a business ombudsman to report on local economic problems and has prepared a $50 million expansion of the Sokh budget for 2020-22 with business loans, investment in local hospitals, targeted tax cuts and loans.[253]

         

        The other major flashpoint in recent months has been the dramatic collapse on May 1st of the Sardoba Dam, part of a reservoir complex in the Sirdaryo region that was primarily used for irrigation but where only the previous month work had begun to build a new hydroelectric plant.[254] The dam was built in 2017 at a cost of $400 million. The subsequent flooding led to five deaths and the evacuation of 70,000 despite the pressures of the pandemic. The evacuation itself was seen to be handled effectively by the Government with praise too for effective cross-border collaboration with Kazakhstan, which was heavily impacted by the flood water. However, concerns have been raised about the cause of the collapse and whether corruption or mismanagement had taken place during the building of the dam, with RFE/RL documenting multiple claims that construction was not up to the specified standard and that the tender process was influenced by political interests. The investigation process will be a test of the Government’s transparency and accountability, not least because President was seen to be associated with the project. The inclusion of one of those involved in constructing the dam on the board of investigation and the lack of a clear timeline or remit do not bode well in this regard. Concerns have also been raised about money allocated for support being misallocated due to local corruption and cronyism and RFE/RL report that pressure has been put on farmers in Andijan to make contributions to the Sardoba relief effort under the threat of having their land confiscated.[255]

         

        What our authors say

        This essay collection brings together a broad range of different perspectives, some of them differing, to try and help broaden the understanding of what is happening in Uzbekistan.

         

        Yuliy Yusupov examines how, from 1996 onwards, the Government of Uzbekistan set a course for strengthening state interference in the economy and implementing import substitution policy. The results have been very poor. However, since 2017 the country has started significant reforms. Much has been done over this time, but more changes are still to come. The essay covers the achievements, problems of implementation and perspectives of reforms. Currently, the emphasis is placed on foreign economic activity, the banking sector, the tax system, the legal regulation of business, the agricultural sector, and administrative reform.

         

        Kate Mallinson explores President Shavkat Mirziyoyev’s reformist ambition and its impacts on the investment climate in Uzbekistan. She writes that Uzbekistan’s government has set on a clear path of liberalising the economy and improving the business environment, including removing currency controls, liberalising exchange rates and relaxing visa regulations. However, the next phase of the programme including breaking up the monopolies, privatisation and capital markets reform, is more challenging and now coincides with the impact of the COVID-19 pandemic and the collapse in energy prices, which will result in reduced investment capital, increased debt and a more complicated foreign business environment.

         

        Professor Kristian Lasslett writes on the complex legacy of corruption left by Uzbekistan’s first post-soviet President, Islam Karimov, who passed away in 2016. Uzbekistan did not suffer serious political upheaval on his death. However, an increasingly secretive and coercive authoritarian state groomed a political economy that favoured select networks of security chiefs, politicians, mandarins, businessmen, and organised crime figures, who built personal alliances, and leveraged unchecked state power, to administer rackets and protect economic territory. Karimov’s successor Shavkat Mirziyoyev has attempted to distinguish his Presidency through a programme of governance reforms and market liberalisation measures that tackle some, but not all, of these legacies. This essay examines how heavily the legacies of grand corruption and kleptocracy weigh on the present, looking at investigative data sets from the Mirziyoyev era. It also considers how these dynamics will mediate the reform trajectories currently under way.

         

        Navbahor Imamova writes that Uzbekistan simply cannot develop without the contributions of Uzbek professionals around the world. The good news is that they are increasingly interested and willing to return, and then work in the public and private sectors, as well as in non-governmental institutions. Others are committed to supporting reforms from their current homes overseas. They, too, want to support Uzbekistan by leveraging their social and professional networks and lending their expertise but Tashkent has not systematised its approach to talent recruitment, retention, and placement. Instead, the government is relying on its embassies to find the right talent and connect them with the relevant entities but this is all being done in an ad hoc, informal, and often haphazard way. Not surprisingly, the approach has not been effective. What Uzbekistan needs now is a transparent, fair, and professional recruitment system, specifically tasked to hire from abroad.

         

        Dilmira Matyakubova’s paper examines the rebranding policies of the government of Uzbekistan by remodelling the architecture of the cities. It argues that the urban redevelopment process is creating social and increasingly political problems as it involves forced evictions without adequate compensation or resettlement. It is becoming a major source for resistance, resentment and discontent among the population, who commit desperate actions in protesting the home demolitions and evictions. The urban transformation actions are also yielding irreversible changes in the environment surrounding historically important sites turning them into Disney-like amusement parks. The paper argues that building glittering, soaring, pretentious cities will not improve the country’s reputation. The nation branding agenda cannot be achieved without enhancing and ensuring human rights protection, independence of the judiciary, transparency, good governance and an open dialogue with people.

         

        Nikita Makarenko discusses the moves being taken to promote freedom of speech and media in Uzbekistan. Despite a few challenges such as self-censorship, lack of qualified human resources and pressure in the courts, the situation is improving. Online media is growing and bloggers are on the rise. The media is successfully united to combat the pandemic; however, the future is uncertain with a possible economic crisis on the horizon.

         

        Dilmurad Yusupov examines the challenges that grassroots activists and self-initiative NGOs are still facing in Uzbekistan despite the strong political will of President Mirziyoyev to strengthen the role of civil society in the process of democratic development of the country. While giving credit where credit is due, he argues that unlike government-organised NGOs, bottom-up groups are struggling to get registered and the whole process of administrative procedures is designed to frustrate and discourage. Besides red tape, registered NGOs are suffocating due to burdensome reporting and the demand for advance approval requirements for the day-to-day activities. On top of limited local financial resources and weak organisational capacities, Uzbek NGOs are limited in foreign funding. Practical recommendations are provided on how to allow the third sector a breath freely by erasing stereotypes, prejudice and negative attitudes towards NGOs in Uzbekistan.

         

        Lynn Schweisfurth writes on how Uzbekistan’s cotton sector has long been associated with child and forced labour, making it unattractive to global buyers bound by ethical commitments in their codes of conduct. Since coming to power in 2016, President Mirziyoyev has embarked on a reform process that has invested enormous efforts in eradicating forced labour in order to win back the trust of brands and retailers. Through the privatisation of the sector and the creation of ‘clusters’ intended to unite production, processing and manufacturing, the government hopes to entice brands to start sourcing Uzbek cotton again. But the question still remains on whether it will be enough.

         

        Steve Swerdlow writes that four years since the death of Islam Karimov, whose ruthless 27-year reign (1989-2016) in Uzbekistan became synonymous with the worst forms of repression, torture, and political imprisonment his successor President Shavkat Mirziyoyev has taken several decisive steps to address some of Karimov’s worst human rights abuses. However, the past, left unexamined, can take revenge on well-intentioned reforms. Swerdlow argues the government should fully rehabilitate political prisoners as well as victims of other serious human rights abuses. It should commit to a meaningful process of reckoning with the past and of transitional justice: judicial and non-judicial measures focused on truth and reconciliation as well as on justice and accountability to acknowledge the legacy of widespread human rights abuses under Karimov. The essay sets out a number of ways in which this might be achieved, providing a roadmap for transitional justice in Uzbekistan.

        Nadejda Atayeva gives a critical analysis of both of the horrific cases of human rights abuse under Karimov and also of the recent developments under Mirziyoyev. She makes the case that independent activists still face political pressure, that political prisoners and their families who have been released in recent years still face discrimination and that those in the exiled human rights community still face abuse by the authorities.

        Uzbek human rights activists, writing anonymously, share their concerns about the series of factors in the wake of the COVID-19 and Sardoba dam crises that may lead to future social unrest in Uzbekistan including increasing economic anxiety, issues in the disaster response and limits on freedom of speech.

         

        Eldor Tulyakov provides a comprehensive account of the legislative and administrative actions taken by the Government in response to the COVID-19 pandemic. This includes detailed information by all the different sectors of economy and society. He argues that overall the Government’s response to the crisis has been effective in stabilising the economy and society while controlling the virus.

         

        Dr Luca Anceschi and Dr Vladimir Paramonov write that the evolution of Uzbekistan’s relations with China and Russia since the accession to power of Shavkat Mirziyoyev. Its argument highlights the continuity sitting at the core of these relationships, showing how Uzbekistan is pursuing equidistance when it comes to the great powers, a policy that, ultimately, was perfected during the long Karimov era.

         

        [1] Francisco Olmos, State-building myths in Central Asia, Foreign Policy Centre, October 2019, https://fpc.org.uk/state-building-myths-in-central-asia/

        [2] Catherine Putz, Uzbekistan Abolishes Exit Visa System, The Diplomat, January 2019, https://thediplomat.com/2019/01/uzbekistan-abolishes-exit-visa-system/

        [3] Gazeta.uz, A new moratorium proposed to amend new laws, December 2019, https://www.gazeta.uz/ru/2019/12/14/law-moratorium/

        [4] President Mirziyoyev’s website: https://pm.gov.uz/ru#/

        [5] Lee Kyung-sik, “Uzbekistan enters a new decade; great opportunities open up to spearhead transformation even deeper”, The Korea Post, February 2020, http://www.koreapost.com/news/articleView.html?idxno=20207

        [6] Lira Zaynilova, Public Image Problems of State Instiutions in Uzbekistan: How to Establish Dialogue with the People?, May 2019, CABAR, https://cabar.asia/en/public-image-problems-of-state-institutions-in-uzbekistan-how-to-establish-dialogue-with-the-people/

        [7] GIZ, Uzbekistan, December 2019, https://www.giz.de/en/worldwide/364.html

        [8] This article suggests that Uzbekistan spends in the range of six to nine per cent on social security annually, spent across a fragmented range of different bodies, Kun.uz, Government of Uzbekistan, UN launch joint programme to strengthen social protective system in the country, November 2019,  https://kun.uz/en/news/2019/11/12/government-of-uzbekistan-un-launch-joint-programme-to-strengthen-social-protection-system-in-the-country; The World Bank recorded the figure as 5.9% of GDP in 2018, The World Bank, International Development Association – Project appraisal document on a proposed credit in the amount of US$50 million to the Republic of Uzbekistan for a strengthening of the social protection system project, May 2019, http://documents1.worldbank.org/curated/en/895931562292157182/pdf/Uzbekistan-Strengthening-Social-Protection-System-Project.pdf

        [9] Eurasianet, Uzbekistan: Former security services chief sentenced to 18 years in prison, September 2019, https://eurasianet.org/uzbekistan-former-security-services-chief-sentenced-to-18-years-in-prison

        [10] Bruce Pannier, Uzbekistan’s New Security Powerhouse: The National Guard, RFE/RL, August 2019, https://www.rferl.org/a/the-national-guard-uzbekistan-s-new-security-powerhouse/30139322.html

        [11] For example Steve Swerdlow (who writes in this collection) was harassed in July 2019 in an incident seen to be orchestrated by those with links to the Security Services; Reuters, Uzbekistan says it will investigate harassment of Western rights activist, June 2019,  https://www.reuters.com/article/us-uzbekistan-rights/uzbekistan-says-it-will-investigate-harassment-of-western-rights-activist-idUSKCN1TI258

        [12] Kun.uz, Shukhrat Ganiyev: It is high time to collaborate with the mass media, December 2019, https://kun.uz/en/news/2019/12/17/shukhrat-ganiyev-it-is-high-time-to-collaborate-with-the-mass-media; Nikita Makarenko, Twitter post, Twitter, June 2020, https://twitter.com/nikmccaren/status/1267874028250947584?s=20; Gazeta’uz, “All hokims have ill-wishers”, June 2020, https://www.gazeta.uz/ru/2020/06/02/calls/

        [13] Bruce Pannier, Uzbekistan’s Unsinkable Zoyir Mirzaev, RFE/RL, November 2019, https://www.rferl.org/a/uzbekistan-s-unsinkable-zoyir-mirzaev-/30255942.html

        [14] Gazeta.uz, Khokim of Bayautsky district approved Dilfuza Uralova, February 2020, https://www.gazeta.uz/ru/2020/02/18/hokim/?utm_source=push&utm_medium=telegram&fbclid=IwAR2dwb_L4wemIoniJMXVkmapPGV4KuugVTNtFOfSaynVijel6d8x8ZJjblo;

        [15] Daryo, Tanzila Norbaeva: Governors are currently the head of the representative and executive body. In time, these two will be separated, January 2020, https://daryo.uz/2020/01/31/tanzila-norboyeva-hokimlar-hozircha-vakillik-va-ijro-organi-rahbari-vaqti-soati-kelib-bu-ikkalasi-ajratiladi/

        [16] Kun.uz, Petition on electing Khokims gained more than 10 thousand votes, June 2020, https://kun.uz/en/news/2020/06/06/petition-on-electing-khokims-gained-more-than-10-thousand-votes

        [17] For background on local government reform: Rustam Urinboyev, Local Government in Uzbekistan, Lund University, 2018, https://portal.research.lu.se/portal/files/51006205/Proof_Local_Government_in_Uzbekistan.pdf

        [18] Full speech text: Lee Kyung-sik, “Uzbekistan enters a new decade; great opportunities open up to spearhead transformation even deeper”, The Korea Post, February 2020, http://www.koreapost.com/news/articleView.html?idxno=20207; Eurasianet, Uzbek president’s state-of-the-nation greeted with hope and gratitude, January 2020, https://eurasianet.org/uzbek-presidents-state-of-the-nation-greeted-with-hope-and-gratitude

        [19] The Economist, Which nation improved the most in 2019?, December 2019, https://www.economist.com/leaders/2019/12/21/which-nation-improved-the-most-in-2019

        [20] The author has experienced this but see also: Navbahor Imamova, Where Freedoms Are Expanding – Slowly, The Atlantic, October 2019, https://www.theatlantic.com/international/archive/2019/10/uzbekistan-freedom-slowly-expanding/599446/

        [21] There has been opportunities provided for those willing to speak positively about the changes under Mirziyoyev but for those who have yet to trust the new regime opportunities are limited.

        [22] Uzbekistan News, Twitter Post, Twitter, January 2020, https://twitter.com/UzReport/status/1220616505748004864

        [23] OSCE, Uzbekistan, Parliamentary Elections, 22 December 2019: Final Report, May 2020, https://www.osce.org/odihr/elections/uzbekistan/452170

        [24] Ibid.

        [25] The Electoral Commission, Introduction to registering a political party, https://www.electoralcommission.org.uk/sites/default/files/pdf_file/intro-registration-rp.pdf;  The Electoral Commission, UK Parliamentary general elections: Guidance for candidates and agents, November 2018, https://www.electoralcommission.org.uk/sites/default/files/pdf_file/UKPGE-Part-2a-Standing-as-an-independent-candidate.pdf; UK Parliamentary Candidates are required to submit a deposit of £500 (6.5 million soms) which is returned if the candidate receives five per cent of the vote and all candidates receive free postage for one piece of election literature (printed at the candidates expense) to go either addressed to every elector or unaddressed to every household in the Parliamentary Constituency.

        [26] OSCE, Uzbekistan, Parliamentary Elections, 22 December 2019: Interim Report, https://www.osce.org/odihr/elections/uzbekistan/442093; OSCE, Uzbekistan, Parliamentary Elections, 22 December 2019: Statement of Preliminary Findings and Conclusions, December 2019, https://www.osce.org/odihr/elections/uzbekistan/442888

        [27] Peter Leonard, Uzbekistan: Elections look livelier but choice still threadbare, Eurasianet, December 2019, https://eurasianet.org/uzbekistan-elections-look-livelier-but-choice-still-threadbare?utm_source=dlvr.it&utm_medium=twitter

        [28] Eurasianet, Uzbekistan election delivers humdrum result but major expectations, December 2019, https://eurasianet.org/uzbekistan-election-delivers-humdrum-result-but-major-expectations

        [29] OSCE, Republic of Uzbekistan: Parliamentary Elections 22 December 2019, ODIHR Election Observation Mission, Final Report, May 2020, https://www.osce.org/files/f/documents/9/3/452170_1.pdf

        [30] As Sam Butia points out part of the driver has been increased imports of capital products that should post Uzbekistan’s productivity in the medium to long-term: Sam Bhutia, What the recent weakening of the sum says about Uzbekistan’s economy, Eurasianet, September 2019, https://eurasianet.org/what-the-recent-weakening-of-the-sum-says-about-uzbekistans-economy; https://eurasianet.org/uzbekistan-official-currency-trading-hints-at-size-of-black-market; Sam Bhutia, Measuring Central Asia’s shadow economies, Eurasianet, February 2020, https://eurasianet.org/measuring-central-asias-shadow-economies

        [31] Kun.uz, Uzbekistan ends wheat flour and bread subsidies, September 2018, https://kun.uz/en/77891356; EuroWeek Editor 1, Powering up Uzbekistan’s electricity supply, GlobalCapital, October 2019, https://www.globalcapital.com/special-reports?issueid=b1hr2wmkc00dnm&article=b1hlnjj5xz81cw; Further changes to electricity prices in 2019 have further increased costs to households: Eurasianet, Uzbekistan: Utilities prices to go up as lure to investors, August 2019 https://eurasianet.org/uzbekistan-utilities-prices-to-go-up-as-lure-to-investors

        [32] Kate Mallinson, Can Uzbekistan’s President Meet Raised Expectations?, Chatham House, December 2019, https://www.chathamhouse.org/expert/comment/can-uzbekistan-s-president-meet-raised-expectations

        [33] Sam Mceachern, GM Uzbekistan Now Wholly Owned By Uzbek Government, GM Authority, July 2019, https://gmauthority.com/blog/2019/07/gm-uzbekistan-now-wholly-owned-by-uzbek-government/; Kun.uz, “UzAuto Motors has constantly violated consumer rights” – Antimonopoly Committee, March 2020, https://kun.uz/en/news/2020/03/13/uzauto-motors-has-constantly-violated-consumer-rights-antimonopoly-committee

        [34] Kun.uz, How much will it be cheaper to import a car to Uzbekistan from August 1?, June 2020, https://kun.uz/40798032

        [35] RFE/RL, Uzbekistan restores patrol posts abolished by Mirziyayev, December 2019, https://rus.ozodi.org/a/30304912.html

        [36] Richard Asquith, Uzbekistan VAT cut to 15% Oct 2019, Avalara VATlive, September 2019, https://www.avalara.com/vatlive/en/vat-news/uzbekistan-vat-cut-to-15–oct-2019.html

        [37] Todd Prince, Uzbekistan Turns To Foreign Social-Media Stars To Boost Tourism, RFE/RL, September 2019, https://www.rferl.org/a/uzbekistan-tourism-foreign-social-media-stars-to-boost-tourism/30176880.html; Ministry of Foreign Affairs of the Republic of Uzbekistan, Visa of the Republic of Uzbekistan, https://mfa.uz/en/consular/visa/

        [38] Cherry Hysteria – middle men competing with farmers for supplies (big Chinese export markets) and effective local auctions going on; UZ Daily, Uzbekistan and China sign a protocol, opening up the Chinese market for Uzbek melon and honey, September 2019, https://uzdaily.uz/en/post/51621; Podrobno.uz, Uzbekistan first started exporting peanuts to China, June 2020, https://podrobno.uz/cat/uzbekistan-i-kitay-klyuchi-ot-budushchego/uzbekistan-vpervye-nachal-eksportirovat-arakhis-v-kitay-/; Talks are underway for other fresh produce including pomegranates, lemons and grape.

        [39] For more details see: Alisher Ilhamov, What is the reason for the continued practice of “voluntary=forced”cotton picking in Uzbekistan?, November 2019, CABAR, https://cabar.asia/ru/v-chem-prichina-prodolzhayushhejsya-praktiki-dobrovolno-prinuditelnogo-sbora-hlopka-v-uzbekistane/?fbclid=IwAR3m-jpsKJkfrMYGpc9pciwcIbPguEqep5yn4uUAqxgt_fUECu6k97WOUOU

        [40] Kun.uz, About 40% of water is lost in irrigation networks – Minister of Water Resources, June 2020, https://kun.uz/13630165

        [41] State Statistics Committee of the Republic of Uzbekistan: https://stat.uz/uz/180-ofytsyalnaia-statystyka-uz/6555-mehnat-bozori

        [42] Ron Synovitz and Sadriddin Ashur, Uzbek Farmers Get ‘Cluster’ Bombed by Reforms, RFE/RL, December 2019, https://www.rferl.org/a/uzbek-farmers-get-cluster-bombed-by-reforms/30328781.html; Tellingly Agriculture Minister Jamshid Hodjaev has been quoted as saying ‘Uzbekistan has four million hectare arable land but most of it is not used. So, the principal question is not whether the land should be a private property but how to best use what’s available. You can do a lot with any land leased for 50 years.’; Navbahor Imamova, Twitter Post, Twitter, January 2020, https://twitter.com/Navbahor/status/1213480795861639170

        [43] UZ Daily, The liquidation process of Uzbekenergo starts, April 2020, uzdaily.com/en/post/55763

        [44] Russian Aviation Insider, Uzbekistan completes a key stage in the restructuring of its civil aviation, November 2019, http://www.rusaviainsider.com/uzbekistan-completes-a-key-stage-in-the-restructuring-of-its-civil-aviation/

        [45] Dentons, Changes in the Uzbek banking system, February 2020, https://www.dentons.com/en/insights/articles/2020/february/5/changes-in-the-uzbek-banking-system; Ben Aris, Uzbekistan banking on international investors, BNE Intellinews, September 2019, https://www.intellinews.com/uzbekistan-banking-on-international-investors-167149/

        [46] Eurasian Investor, Uzbekistan attempting difficult move away from state-led growth, November 2019, https://www.eurasianinvestor.com/analysis-articles/2019/11/8/uzbekistan-seeks-to-move-away-from-state-led

        [48] Sherzod Eraliev, Can Return Migration Be a ‘Brain Gain’ for Uzbekistan?, The Diplomat, May 2019, https://thediplomat.com/2019/05/can-return-migration-be-a-brain-gain-for-uzbekistan/

        [49] Kun UZ, Average amount of remittances sent by labor migrants from Russia to Uzbekistan announced, December 2019, https://kun.uz/en/news/2019/12/24/average-amount-of-remittances-sent-by-labor-migrants-from-russia-to-uzbekistan-announced; Bruce Pannier, Do Oil Price Cuts Signal Bad Economic Times Will Return To Central Asia?, RFE/RL, March 2020, https://www.rferl.org/a/analysis-do-oil-price-cuts-signal-bad-economic-times-will-return-to-central-asia-/30488141.html; The World Bank, World Bank Personal remittances, received (% of GDP), Uzbekistan,  https://data.worldbank.org/indicator/BX.TRF.PWKR.DT.GD.ZS?locations=UZ&view=chart

        [50]Eurasianet, Uzbekistan: Heartbreak and despair for expat laborers trapped by COVID, June 2020,  https://eurasianet.org/uzbekistan-heartbreak-and-despair-for-expat-laborers-trapped-by-covid

        [51]Peter Leonard, Uzbekistan: A private sector affair, Eurasianet, August 2019,  https://eurasianet.org/uzbekistan-a-private-sector-affair; The World Bank, Uzbekistan: Toward a New, More Open Economy, August 2019, https://www.worldbank.org/en/country/uzbekistan/publication/economic-update-summer-2019

        [52]Todd Prince, Where Wall Street Meets Tashkent: Amid Reforms At Home, Uzbek Officials Make Their Pitch To Investors In New York, July 2019, https://www.rferl.org/a/uzbekistan-wall-street-investors-reforms/30073584.html

        [53] JSC <Almalyk MMC> website: agmk.uz/index.php/en/about-us; Azernews, Uzbekistan leaves full profit to Almalyk Mining and Metallurgical Combine, October 2018, https://www.azernews.az/region/138858.html

        [54] The Tashkent Times, Alisher Usmanov donates US$20 million for emergency hospital to treat coronavirus, April 2020, https://tashkenttimes.uz/national/5135-alisher-usmanov-donates-us-20-million-for-emergency-hospital-to-treat-coronavirus; Ben Aris, Uzbek-born philanthropist Alisher Usmanov donates $ 15mn to help victims of the Sardoba dam distaster, BNE Intellinews, May 2020, https://www.intellinews.com/uzbek-born-philanthropist-alisher-usmanov-donates-15mn-to-help-victims-of-the-sardoba-dam-disaster-182712/

        [55] Henry Foy, Alisher Usmanov: ‘I was never what you could call an oligarch’, Financial Times January 2020 https://www.ft.com/content/a472f9e6-28c6-11ea-9305-4234e74b0ef3?fbclid=IwAR25HDIbMuRW1DwZr82QDJV8ybin8T6tmYq53a2irQxHPDU9Hfl9-dxUCto

        [56] Buyuk Kelajak website: https://buyukkelajak.uz/; Press Release PR Newswire, The International Chodiev Foundation Welcomes Nafissa Chodieva and Asal Chodieva to its Management Team, Markets Insider, November 2018, https://markets.businessinsider.com/news/stocks/the-international-chodiev-foundation-welcomes-nafissa-chodieva-and-asal-chodieva-to-its-management-team-1027719695; Kun.uz, Ministry of Energy, Buyuk Kelajak sign a memorandum of understanding, March 2019, https://kun.uz/en/news/2019/03/06/ministry-of-energy-buyuk-kelajak-sign-a-memorandum-of-understanding

        [57]  BBC News, Uzbek transport police banned from hiding behind trees, March 2018, https://www.bbc.co.uk/news/blogs-news-from-elsewhere-43418161

        [58] David Lewis, TACKLING CORRUPTION IN UZBEKISTAN: A WHITE PAPER, Open Society Foundations, June 2016, https://www.opensocietyfoundations.org/uploads/ff271daf-1f43-449d-a6a2-d95031e1247a/tackling-corruption-uzbekistan-20160524.pdf; Rustam Urinboyev, Corruption in Post-Soviet Uzbekistan, Lund University, 2018, https://portal.research.lu.se/portal/files/51840914/Urinboyev2019_ReferenceWorkEntry_CorruptionInPost_SovietUzbekis.pdf

        [59] Miranda Patrucic, Following Gulnara’s Money, OCCRP, March 2015, https://www.occrp.org/en/corruptistan/uzbekistan/gulnarakarimova/following-gulnaras-money

        [60] ACCA, In Uzbekistan, former Prosecutor General and Special Services’ head with his deputy were convicted, February 2020, https://acca.media/en/in-uzbekistan-former-prosecutor-general-and-special-services-head-with-his-deputy-were-convicted/

        [61] Kun.uz, Court verdict against the ex-khokim of Samarkand region Turobjon Jurayev announced, August 2019, https://kun.uz/en/75468129?q=%2Fen%2F75468129

        [62] Transparency International, Corruption Perceptions Index 2019, https://www.transparency.org/en/cpi/2019/results/uzb; Transparency International, Corruption Perceptions Index 2015, https://www.transparency.org/en/cpi/2015/results

        [63] Un.int, Uzbekistan approves the State Anti-Corruption Program on combating corruption, June 2019, https://www.un.int/uzbekistan/news/uzbekistan-approves-state-anti-corruption-program-combating-corruption

        [64] Anti-Corruption Network for Eastern Europe and Central Asia, Uzbekistan anti-corruption project, OECD, http://www.oecd.org/corruption/acn/uzbekistananti-corruptionproject.htm

        [65] Situation explained by the EITI International Secretariat to the author.

        [66] Gazeta.uz, The frat law on public service is put up for discussion, May 2020, https://www.gazeta.uz/ru/2020/05/26/civil-servant/

        [67] DECREE CABINET OF MINISTERS OF THE REPUBLIC OF UZBEKISTAN, On measures to improve the architectural appearance and landscaping of the central part of the city of Tashkent, as well as create appropriate conditions for the population and guests of the capital, July 2017 https://lex.uz/docs/3295075#3295185; President.uz, Appointed hokim of Tashkent, December 2018, https://president.uz/ru/lists/view/2210

        [68] The World Bank, Prosperous Villages, https://projects.worldbank.org/en/projects-operations/project-detail/P168233?lang=en; The details of the proposal can be seen here though this was when the funding request was for $75 million: The World Bank, Uzbekistan Prosperous Villages, October 2018, http://documents.worldbank.org/curated/en/502791539523038928/text/Concept-Project-Information-Document-Integrated-Safeguards-Data-Sheet-Uzbekistan-Prosperous-Villages-Obod-Qishloq-P168233.txt

        [69] Lee Kyung-sik, “Uzbekistan enters a new decade; great opportunities open up to spearhead transformation even deeper”, The Korea Post, February 2020, http://www.koreapost.com/news/articleView.html?idxno=20207

        [70] Ibid.

        [71] Regulation.gov.uz, Discussion of draft regulatory documents of the Republic of Uzbekistan: https://regulation.gov.uz/ru/document/7229?fbclid=IwAR19IJcUd8_f9iJGTecLG8KiA1-dCu9byP1JEYZa4azoJniviPZTLygh7A

        [72] The previous law was frames as follows: ‘the Regulation on the procedure for compensation of losses to citizens and legal entities in connection with the seizure of land for state and public needs (Appendix to the Resolution of the Cabinet of Ministers of the Republic of Uzbekistan dated May 29, 2006 N 97) gave five fairly broad grounds for land seizure:

        • the provision of land for the needs of defence and state security, protected natural areas, the creation and functioning of free economic zones;
        • fulfilment of obligations arising from international treaties;
        • discovery and development of mineral deposits;
        • construction (reconstruction) of roads and railways, airports, airfields, aeronautical facilities and aeronautical centres, railway facilities, bridges, subways, tunnels, power systems and power lines, communication lines, space activities, trunk pipelines, engineering and communications networks; and
        • execution of master plans for settlements in the construction of facilities at the expense of the State budget of the Republic of Uzbekistan, as well as in other cases directly provided for by laws and decisions of the President of the Republic of Uzbekistan.’

        See: Norma.uz, All legislation of Uzbekistan, https://nrm.uz/contentf?doc=105171_polojenie_o_poryadke_vozmeshcheniya_ubytkov_grajdanam_i_yuridicheskim_licam_v_svyazi_s_izyatiem_zemelnyh_uchastkov_dlya_gosudarstvennyh_i_obshchestvennyh_nujd_(prilojenie_k_postanovleniyu_km_ruz_ot_29_05_2006_g_n_97)&produ

        [73] Consent, according to the legislation means that the initiator of the development has to gain 75 per cent of the residents’ consent of the building targeted for redevelopment/demolition. If the remaining 25 per cent of the residents’ were to withhold consent then the initiator would be able to go to court to obtain final approval.

        [74] Kristian Lasslett, You should know where the money’s coming from: a response to the mayor of Tashkent, openDemocracy, February 2019, https://www.opendemocracy.net/en/odr/you-should-know-where-money-s-coming-from-response-to-mayor-of-tashkent/

        [75] Kun.uz, Court verdict against the ex-khokim of Samarkand region Turobjon Jurayev announced, August 2019, https://kun.uz/en/75468129?q=%2Fen%2F75468129;  CABAR, Renovation in Uzbekistan: to Evict and Demolish, April 2019, https://cabar.asia/en/renovation-in-uzbekistan-to-evict-and-demolish/

        [76] Sadriddin Ashur and Ozodlik, In Khorezm, thousands of people blocked the highway in protest against non-payment of compensation for demolition of houses (video), Ozodlik, July 2019, https://rus.ozodlik.org/a/30078847.html

        [77] BBC News, Uzbeks protest against at house demolitions, July 2019, https://www.bbc.co.uk/news/blogs-news-from-elsewhere-49164936

        [78] Gazeta.uz, How Rishtan is undergoing reconstruction, July 2019, https://www.gazeta.uz/ru/2019/07/01/rishtan/; Bruce Pannier, In Uzbekistan, The Fraught Politics of Building Demolitions, RFE/RL, July 2019, https://www.rferl.org/a/uzbek-prime-minister-reacts-to-vehement-protests-against-building-demolitions/30085673.html; Gazeta.uz, In Yangiyul hastily demolished houses, July 2019, https://www.gazeta.uz/ru/2019/07/14/demolitions/

        [79] Victoria Panfilova, Uzbek President rants at local authorities about illegal house demolitions, Vestnik Kavkaza, August 2019, https://vestnikkavkaza.net/analysis/Uzbek-President-rants-at-local-authorities-about-illegal-house-demolitions.html; HRW, Charting Progress in Mirziyoyev’s Uzbekistan, October 2019, https://www.hrw.org/news/2019/10/07/charting-progress-mirziyoyevs-uzbekistan

        [80] Vladimir Rozanskij, Another woman sets herself on fire to save her home, AsiaNews.it, February 2020, http://asianews.it/news-en/Another-woman-sets-herself-on-fire-to-save-her-home-49359.html

        [81] Fergane.News, A resident of Kashkadarya set herself on fire in protest against the demolition of her house, February 2020, https://fergana.ru/news/115308/

        [82] Fergana.News, Uzbek Justice Ministry hints at new wave of illegal buildings demolitions, February 2020, https://en.fergana.ru/news/115498/

        [83]ACCA, Uzbekistan: no elements of crime were found in kidnapping and torture of blogger, February 2020, https://acca.media/en/uzbekistan-no-elements-of-crime-were-found-in-kidnapping-and-torture-of-blogger/; JfJ, Attacks on journalists, bloggers and media workers in the Central Asia and Azerbaijan, 2017-2019, https://jfj.fund/wp-content/uploads/2020/04/Joint-CA-report-ENG.pdf

        [84] Eurasianet, Uzbekistan: Tree-lovers score win in battle against developers, February 2020, https://eurasianet.org/uzbekistan-tree-lovers-score-win-in-battle-against-developers

        [85] The Propsiska system was in fact strengthened in the post-Soviet period over its predecessor so that as of 1999 it became almost impossible for outsiders to gain residency in Tashkent.

        [86] William Seitz, Free Movement and Affordable Housing: Public Preferences for Reform in Uzbekistan, The World Bank, January 2020, http://documents.worldbank.org/curated/en/595891578495293475/pdf/Free-Movement-and-Affordable-Housing-Public-Preferences-for-Reform-in-Uzbekistan.pdf

        [87] Umida Hashimova, The Unattainable Uzbek Propiska, The Diplomat, December 2018, https://thediplomat.com/2018/12/the-unattainable-uzbek-propiska/; Kun.uz, Permanent registration: income or income? What about human rights? December 2018, https://kun.uz/news/2018/12/02/doimij-propiska-takikmi-eki-daromad-inson-ukuklarici

        [88] Eurasianet, Uzbekistan: Planned Propiska changes slammed by public, March 2020, https://eurasianet.org/uzbekistan-planned-propiska-changes-slammed-by-public; Fergana.News, Uzbek draft law proposes abolition of “Propiska”system, April 2020, https://en.fergana.ru/news/116825/; Resolution of the Cabinet of Ministers of The Republic of Uzbekistan, On further simplification of the procedure for permanent registration and registration of citizens of the Republic of Uzbekistan in the city of Tashkent and Tashkent region, ID-15922, Regulation.gov.uz, March 2020, https://regulation.gov.uz/uz/document/15922

        [89] William Seitz, Free Movement and Affordable Housing Public Preferences for Reform in Uzbekistan,  The World Bank, January 2020, http://documents.worldbank.org/curated/en/595891578495293475/pdf/Free-Movement-and-Affordable-Housing-Public-Preferences-for-Reform-in-Uzbekistan.pdf; Catherine Putz, William Seitz on Uzbekistan’s Propiska Problem, The Diplomat, February 2020, https://thediplomat.com/2020/02/william-seitz-on-uzbekistans-propiska-problem/

        [90] GOV.UK, Guidance: Community Infrastructure Levy, June 2014 (updated September 2019), https://www.gov.uk/guidance/community-infrastructure-levy; LGA, S106 obligations overview, https://www.local.gov.uk/pas/pas-topics/infrastructure/s106-obligations-overview

        [91] As Seitz notes 5 million, predominantly urban, homes previously owned by the State Housing Fund were privatised in the 1991-93 period in the wake of the collapse of the Soviet Union.

        [92] Both Seitz figure 4 and using more recent figures for comparator cities from: Wendell Cox, Demographia International Housing Affordability Survey Executive Summary, January 2019, New Geography, https://www.newgeography.com/content/006201-15th-annual-demographia-international-housing-affordability-survey-2019

        [93] Services that could be delivered by either the private sector or using cooperative or local authority led models.

        [94] Deniz Kandiyoti, Invisible To the World? The Dynamics of Forced Child Labour in the Cotton Sector of Uzbekistan, SOAS, https://www.soas.ac.uk/cccac/events/cotton-sector-in-central-asia-2005/file49842.pdf

        [95] Ibid.

        [96] ILO, Third-party monitoring of child labour and forced labour during the 2019 cotton harvest in Uzbekistan, 2020, https://www.ilo.org/wcmsp5/groups/public/—ed_norm/—ipec/documents/publication/wcms_735873.pdf

        [97] Ibrat Safo and William Kremer, Doctors and nurses forced to pick cotton, BBC News, October 2012, https://www.bbc.co.uk/news/magazine-19931639; Cotton Campaign, Pick All the Cotton: Update on Uzbekistan’s Use of Forced Child Labour in 2009 Harvest, December 2009, http://www.cottoncampaign.org/uploads/3/9/4/7/39474145/uzbekcottonfall09update.pdf

        [98] ILO, Third Party Monitoring on Child and Forced Labour in Uzbekistan, https://www.ilo.org/moscow/projects/WCMS_704979/lang–en/index.htm

        [99] ILO, Third-party monitoring of child labour and forced labour during the 2019 cotton harvest in Uzbekistan, 2020, https://www.ilo.org/wcmsp5/groups/public/—ed_norm/—ipec/documents/publication/wcms_735873.pdf

        [100] Jonas Astrup, Twitter Post, Twitter, September 2019, https://twitter.com/AstrupILO/status/1177644244414210049?s=20

        [101] It is worth noting that in the essay by Lynn Schweisfurth of the Uzbek Forum she notes some scepticism that the ILO’s data is fully capturing the scale of the continuing problems. However given the lack of other hard data, the detailed work that has gone into the ILO’s process and the fact that its figures are comparable year on year they provide the best place to start when examining the overall trends in the reduction of forced labour.

        [102] Uzbek Forum for Human Rights, Cotton Harvest in Uzbekistan – 2019, March 2020, https://www.uzbekforum.org/cotton-harvest-in-uzbekistan-2019/

        [103] Uzbek Forum for Human Rights, The accountability gap: Are Uzbek bank officials really organizing nationwide forced labor?, February 2020, https://www.uzbekforum.org/the-accountability-gap-are-uzbek-bank-officials-really-organizing-nationwide-forced-labor/

        [104] Uzbek Forum for Human Rights, Cotton clusters and the despair of Uzbek farmers: land confiscations , blank contracts and failed payments, April 2020, https://www.uzbekforum.org/cotton-clusters-and-the-despair-of-uzbek-farmers-land-confiscations-blank-contracts-and-failed-payments/

        [105] Eurasianet, Uzbekistan scraps cotton state-order system, March 2020, https://eurasianet.org/uzbekistan-scraps-cotton-state-order-system; RFE/RL, Presidential Decree: The cotton-growing schedule and its purchase price will be abolished, March 2020, https://www.ozodlik.org/a/%D0%BF%D0%B0%D1%85%D1%82%D0%B0-%D1%80%D0%B5%D0%B6%D0%B0-/30472124.html

        [106] From conversations with international officials and cotton campaigners see also: Kun.uz, Jamshid Khobzhaev called the abolition of state orders for cotton and grain a turning point in the life of 60% of the population, February 2020, https://kun.uz/ru/72675268

        [107] Centre 1, Shukhrat Ganiev: five reasons to cancel the boycott of Uzbek cotton, May 2019, https://centre1.com/uzbekistan/shuhrat-ganiev-pyat-prichin-otmenit-bojkot-uzbekskogo-hlopka/?fbclid=IwAR18Mz_pVf06RzrfDUk_JGKLfl23Sp5ngVJ0ymPUTOdxLfvXB986d86Gtng

        [108] Ministry of Employment and Labor Relations of the Republic of Uzbekistan, Open letter to Cotton Campaign Coalition of removing the Uzbek Cotton Pledge, April 2020, https://mehnat.uz/en/news/open-letter-to-cotton-campaign-coalition-on-removing-the-uzbek-cotton-pledge

        [109] Julian K. Hughes and Nate Herman, It’s Not Time to End the Uzbek Cotton Boycott Yet, Foreign Policy May 2020, https://foreignpolicy.com/2020/05/28/uzbek-international-cotton-boycott/

        [110] No relation of the controversial Fergana Governor.

        [111] hNavbahor Imamova, Twitter Post, Twitter, April 2020, https://twitter.com/Navbahor/status/1250766680936062977?s=20

        [112] This framing is that of the editor. For the suggested criteria for lifting the boycott being put forward by the Cotton Campaign see the article in the collection by Lynn Schweisfurth.

        [113] Ishita Petkar and Lynn Schweisfurth, Can communities lead their own development in places where civil society is severly restricted? Development banks think so, Medium, April 2020, https://medium.com/@accountability/can-communities-lead-their-own-development-in-places-where-civil-society-is-severely-restricted-ee436a24e5dd

        [114] Mehribon Bekieva and Ozodlik, Hundreds of residents of Andijan closed for quarantine brought on a clean-up day to Mirziyayev’s arrival, Ozodlik, April 2020, https://rus.ozodlik.org/a/30521984.html

        [115] RSF, Ranking 2020, https://rsf.org/en/ranking; RSF, Ranking 2015, https://rsf.org/en/ranking/2015; The higher the Global Score in the ranking the worse the situation.

        [116] IIWPR Central Asia, Uzbekistan: A Small Dose of Media Freedom, IWPR, June 2019, https://iwpr.net/global-voices/uzbekistan-small-dose-media-freedom

        [117] RFE/RL’s Uzbek Service, Independent Uzbek Journalist Released After Nine Years in Prison, RFE/RL, October 2017, https://www.rferl.org/a/uzbekistan-journalist-abdurahmonov-released/28775300.html; ACCA, In Uzbekistan, journalist spent almost 20 years in prison, April 2020, https://acca.media/en/in-uzbekistan-journalist-spent-almost-20-years-in-prison/; CPJ, Uzbekistan releases remaning jailed journalists, May 2018, https://cpj.org/2018/05/uzbekistan-releases-remaining-jailed-journalists.php; Though the use of administrative detention continues and in the Olloshukurova case forced psychiatric detention was used instead.

        [118] Fergana.News, An official detaining a Ferghana journalist lost his job, April 2020, https://fergana.ru/news/117451/

        [119] The UNNA claimed that Sodiqova had resigned voluntarily, a claim she denied: BBC News, Uzbekistan: Why did journalist Anora Sodiqova resign? Uzbekistan, May 2020, https://www.bbc.com/uzbek/world-52617818; Navbahor Imamova, Twitter Post, Twitter, May 2020, https://twitter.com/Navbahor/status/1258823920326762501

        [120] Malik Mansur, Uzbekistan Orders Article on Abuse to Be Deleted, VOA, April 2020, https://www.voanews.com/press-freedom/uzbekistan-orders-article-abuse-be-deleted; Irina Matvienko, Twitter Post, Twitter, March 2020, https://twitter.com/iammatvienko/status/1243571039315136515; Reader Stories, …mother said that I was spoiled, and that boy was not to blame (when I was 3 years old, he was 12 years old)…., NeMolchi, February 2020, https://nemolchi.uz/2020/02/19/mat-skazala-chto-jeto-ja-isporchennaja-a-tot-malchik-ne-vinovat-kogda-mne-bylo-3-goda-emu-bylo-let-12/

        [121]Public Fund for Support and Development of National Mass Media, https://t.me/massmediauz/87

        [122] Currently the legislation reads Administrative Code, article 40: Slander i.e. that is, the dissemination of deliberately false fabrications, disgracing another person — entails the imposition of a fine of twenty to sixty basic calculated values; Code of the Republic of Uzbekistan on Administrative Responsibility, Section One, General, Lex.UZ, September 1994, https://lex.uz/ru/docs/97661?query=%D0%BA%D0%BB%D0%B5%D0%B2%D0%B5%D1%82%D0%B0;  Criminal code, article 139: Slander

        Slander, i.e. the distribution of deliberately false fabrications, dishonoring another person, committed after the application of administrative penalties for the same actions, shall be punishable by a fine of up to two hundred basic calculation units or by compulsory community service up to three hundred hours or by correctional labour up to two years. The information in the January draft legislation was here: ACCA, In Uzbekistan, prison sentence for slander and insult will be replaced by a fine, January 2020, https://acca.media/en/in-uzbekistan-prison-sentence-for-slander-and-insult-will-be-replaced-by-a-fine/; Criminal Code of the Republic of Uzbekistan, A Common Part, Lex.UZ, September 1994, https://lex.uz/ru/docs/111457?query=%D0%BA%D0%BB%D0%B5%D0%B2%D0%B5%D1%82%D0%B0#160360

        [123] Article 19, Uzbekistan: Law on Mass Media, https://www.article19.org/resources/uzbekistan-law-on-mass-media/; Article 19, Uzbekistan: Law on the Protection of Professional Activity of Journalists, May 2019, https://www.article19.org/resources/uzbekistan-law-on-the-protection-of-professional-activity-of-journalists/

        [124] For some recent examples see: Amnesty International, Blogging in Uzbekistan: welcoming tourism, silencing criticism, June 2020, https://www.amnesty.org/en/latest/campaigns/2020/06/blogging-in-uzbekistan-welcoming-tourism-silencing-criticism/

        [125] Uzbek Forum for Human Rights, Home of poet and journalist Mahmud Rajanbov raided by police, May 2019, https://www.uzbekforum.org/home-of-poet-and-journalist-mahmud-rajabov-raided-by-police/; Cotton Campaign, Uzbekistan: Amidst reform effort, journalists and activists face criminal charges, arbitrary detention, forced psychiatric treatment, International Labor Rights Forum, October 2019, https://laborrights.org/releases/uzbekistan-amidst-reform-effort-journalists-and-activists-face-criminal-charges-arbitrary; RFE/RL’s Uzbek Service, Uzbek Poet Gets Suspended Prison Term For Importing ‘Banned’ Books, RFE/RL, October 2019, https://www.rferl.org/a/banned-books-uzbekistan/30223844.html

        [126] RFE/RL’s Uzbek Service, Blogger Flees Uzbekistan After Spending Weeks in Involuntary Psychiatric Care, RFE/RL, January 2020, https://www.rferl.org/a/blogger-flees-uzbekistan-after-spending-weeks-in-involuntary-psychiatric-care/30387814.html

        [127]Ozodlik, Khorezm-based journalist Davlatnazar Ruzmetov was detained at a police station for five hours, Ozodlik, October 2019, https://www.ozodlik.org/a/%D1%9E%D0%B7%D0%B1%D0%B5%D0%BA%D0%B8%D1%81%D1%82%D0%BE%D0%BD/30200563.html; All three had been previously involved in monitoring and exposing the issue of forced labour in Uzbekistan: Mehribon Bekieva and Ozodlik, In Khorezm, a car knocked to death a journalist Davlatnazar Ruzmetov, who was under pressure from the authorities, Ozodlik, November 2019, https://rus.ozodlik.org/a/30443935.html, https://rus.ozodlik.org/a/30258000.html

        [128] Catherine Putz, Conservative Religious Bloggers Detained in Uzbekistan, The Diplomat, September 2018, https://thediplomat.com/2018/09/conservative-religious-bloggers-detained-in-uzbekistan/

        [129] Navbahor Imamova, Twitter Post, Twitter, March 2020, https://twitter.com/Navbahor/status/1240657246092234752?s=20

        [130] Agency of Information and Mass Communications under the Administration of the President of the Republic of Uzbekistan, Provisions, https://aoka.uz/en/agency/provisions

        [131] Gazeta.uz, “We believe in freedom of speech and its power” – Saida Mirziyoyeva, February 2020, https://www.gazeta.uz/ru/2020/02/02/saida-mirziyoyeva/

        [132] Navbahor Imamova, Twitter Post, Twitter, June 2020, https://twitter.com/Navbahor/status/1276698187240218624

        [133] Eurasianet, Uzbek Authorities Crack Down on Another Foreign NGO in Tashkent, September 2004, https://eurasianet.org/uzbek-authorities-crack-down-on-another-foreign-ngo-in-tashkent; RSF, Uzbek authorities shut down international organization Internews, January 2016, https://rsf.org/en/news/uzbek-authorities-shut-down-international-organization-internews; The New Humanitarian, New registration procedure for international NGOs, January 2004, https://www.thenewhumanitarian.org/news/2004/01/29/new-registration-procedure-international-ngos; Office for Communications, Uzbek Government Forces Closures of Local Soros Foundation, Open Society Foundations, April 2004, https://www.opensocietyfoundations.org/newsroom/uzbek-government-forces-closure-local-soros-foundation

        [134] Relief Web, Uzbekistan: Government closes another American NGO, May 2006, https://reliefweb.int/report/uzbekistan/uzbekistan-government-closes-another-american-ngo

        [135] Unions website: http://unions.uz/l; YukSalish, NGOs and volunteers on one web site, March 2020, https://yumh.uz/ru/news_detail/172

        [136] Oonagh Gay, Quangos, UK Parliament, 2010, https://www.parliament.uk/documents/commons/lib/research/key_issues/Key-Issues-Quangos.pdf

        [137] Gazeta.uz, Maidan paranoia, January 2020, https://www.gazeta.uz/ru/2020/01/31/ngos/

        [138] See the Exporting Repression Project.

        [139] Steve Swerdlow, Twitter Post, Twitter, February 2020, https://twitter.com/steveswerdlow/status/1223468776974245888?s=11; RFE/RL’s Uzbek Service, Uzbek Justice Ministry Registers Prisoners’ Rights Group, U.S. – Based NGO, RFE/RL, March 2020, https://www.rferl.org/a/uzbek-justice-ministry-registers-prisoners-rights-group-u-s–based-ngo/30484147.html

        [140] Uzbek Forum for Human Rights, Failure to Register – Please Submit Again: Uzbek Human Rights NGO Rejected Once More, April 2020, https://www.uzbekforum.org/failure-to-register-please-submit-again-uzbek-human-rights-ngo-rejected-once-more/; Uzbek Forum for Human Rights, Tricks, Threats and Deception: Registering an NGO in Uzbekistan, March 2020, http://uzbekgermanforum.org/tricks-threats-and-deception-registering-an-ngo-in-uzbekistan/

        [141] Ozodlik, Under the President of Uzbekistan, a Public Chamber is being created, April 2020, https://rus.ozodlik.org/a/30560581.html

        [142] HRW, Uzbekistan: Two Brutal Deaths in Custody, August 2002, https://www.hrw.org/news/2002/08/09/uzbekistan-two-brutal-deaths-custody

        [143] HRW, Charting Progress in Mirziyoyev’s Uzbekistan, October 2019, https://www.hrw.org/news/2019/10/07/charting-progress-mirziyoyevs-uzbekistan

        [144] Eurasianet, Uzbekistan: Scholar imprisoned for espionage absolved and released, September 2019, https://eurasianet.org/uzbekistan-scholar-imprisoned-for-espionage-absolved-and-released

        [145] HRW, Charting Progress in Mirziyoyev’s Uzbekistan, October 2019, https://www.hrw.org/news/2019/10/07/charting-progress-mirziyoyevs-uzbekistan

        [146] RFE/RL’s Uzbek Service, Uzbek President’s Decree Says Evidence Obtained Though Torture Inadmissible, RFE/RL, December 2017, https://www.rferl.org/a/uzbekistan-presidential-decree-evidence-from-torture-inadmissible/28890570.html

        [147] Mansur Mirovalev, Uzbekistan closes infamous prison, but experts question motive, Al Jazeera, August 2019, https://www.aljazeera.com/indepth/features/uzbekistan-closes-infamous-prison-experts-question-motive-190811101338923.html; Farangus Najibullah, Uzbekistan’s ‘House of Torture’, RFE/RL, August 2012, https://www.rferl.org/a/uzbekistans-house-of-torture/24667200.html

        [148] The editor is grateful for input from Penal Reform International in relation to these issues.

        [149] HRW, Uzbekistan: Torture Widespread, Routine, December 2019, https://www.hrw.org/news/2019/12/09/uzbekistan-torture-widespread-routine

        [150]Will Nicol, A Torture Scandal Is Prompting Scrutiny For Uzbekistan’s Bid To Host The 2027 Asian Cup, Forbes July 2020, https://www.forbes.com/sites/willnicoll/2020/07/03/a-torture-scandal-could-end-uzbekistans-bid-to-host-the-2027-asian-games/#af5aba824786

        [151] NHRC website: http://nhrc.uz/; Ombudsman website: http://ombudsman.uz/

        [152] Navbahor Imamova, Twitter Post, Twitter, May 2020, https://twitter.com/Navbahor/status/1266384893703073794?s=20

        [153] Funding figures provided to the FPC in PDF format.

        [154] HRW, Beyond Samarkand: Can Uzbekistan Turn Its Nascent Reform Efforts into a Clear Break with Its Brutal Past?, March 2019, https://www.hrw.org/news/2019/03/08/beyond-samarkand

        [155] Asian Forum website: https://asianforum.uz/en

        [156] NHRC, Voluntary Obligations of Uzbekistan, http://nhrc.uz/uz/menu/zbekistonning-ihtierij-mazhburijatlari

        [157] Nataliya Vasilyeva, Secret Uzbek court convicts former envoy to UK for treason amid human rights objections, The Telegraph, January 2020, https://www.telegraph.co.uk/news/2020/01/09/secret-uzbek-court-convicts-former-envoy-uk-treason-amid-human/ and Eurasianet, Uzbekistan: Ex-deputy ambassador to UK imprisoned after secret trial, January 2020, https://eurasianet.org/uzbekistan-ex-deputy-ambassador-to-uk-imprisoned-after-secret-trial

        [158] Bruce Pannier and Muhammad Tahir, Majlis Podcast: Spy Games In Uzbekistan, June 2020, RFE/RL,  https://www.rferl.org/a/majlis-podcast-spies-in-uzbekistan/30670139.html

        [159] Amnesty International, Uzbekistan: New Campaign of Phishing and Spyware Attacks Targeting Human Rights Defenders, March 2020, https://www.amnesty.org/en/latest/news/2020/03/uzbekistan-new-campaign-of-phishing-and-spyware-attacks-targeting-human-rights-defenders/

        [160] Umida Hashimova, What Recent Protests in Uzbekistan Really Tell Us, The Diplomat, December 2019, https://thediplomat.com/2019/12/what-recent-protests-in-uzbekistan-really-tell-us/

        [161] OSCE ODIHR, Comments on the draft law on rallies, meetings and demonstrations of the Republic of Uzbekistan, September 2019, https://www.osce.org/odihr/434870?download=true

        [162] Eurasianet, Uzbekistan: Andijan blindness slows transition to era of openness, experts say, May 2020, https://eurasianet.org/uzbekistan-andijan-blindness-slows-transition-to-era-of-openness-experts-say

        [163] KunUz, The National Strategy of Uzbekistan on Human Rights has been approved, June 2020, https://kun.uz/64926322

        [164] Local observers reported extraordinary, but unverified, claims that Tashkent traffic police previously were to required to meet a $100 per day quota for fines and bribes to return to their bosses (before officers took their own cut).

        [165] Eurasianet, Uzbekistan: Police to fit interrogation rooms with recording equipment, June 2020, https://eurasianet.org/uzbekistan-police-to-fit-interrogation-rooms-with-recording-equipment?utm_source=dlvr.it&utm_medium=twitter

        [166] UN OHCHR, Uzbekistan faces crucial challenges for judicial independence, says UN human rights expert, September 2019, https://www.ohchr.org/EN/NewsEvents/Pages/DisplayNews.aspx?NewsID=25056&LangID=E

        [167] From discussions with a well-known legal observer.

        [168] Kun.uz, Shavkat Mirziyoyev sharply criticized prosecutors, August 2017, https://kun.uz/news/2017/08/04/savkat-mirzieev-prokurorlarni-keskin-tankid-kildi; Umida Hashimova, Uzbekistan Makes Serious Cuts to the Prosecutors General’s Office, The Diplomat, March 2019, https://thediplomat.com/2019/03/uzbekistan-makes-serious-cuts-to-the-prosecutor-generals-office/

        [169] Paruz.uz, Forms of activity reports and statistics, January 2020, https://www.paruz.uz/post/otchety-o-deyatelnosti-advokatskih-formirovaniy

        [170] The Tashkent Times, Central office of Madad NGO opens in Tashkent, December 2019, https://tashkenttimes.uz/national/4715-central-office-of-madad-ngo-opens-in-tashkent

        [171] Lee Kyung-sik, “Uzbekistan enters a new decade; great opportunities even deeper”, The Korea Post, February 2020, http://www.koreapost.com/news/articleView.html?idxno=20207

        [172] Supreme Council of Judges of the Republic of Uzbekistan website: http://www.sudyalaroliykengashi.uz/uz UN, Human Rights Council: Visit to Uzbekistan, April 2020, https://undocs.org/A/HRC/44/47/ADD.1

        [173] Believed to be a range of between seven to ten million soms (700-1000 dollars) per month, significantly more than the average wage of 2.21 million soms per month. For information on the latter see The Tashkent Times, Average salary in Uzbekistan at US$ 235, October 2019, https://tashkenttimes.uz/national/4510-average-salary-in-uzbekistan-at-us-235#:~:text=In%20January%2DSeptember%202019%2C%20the,634%2C880%20soums%2C%20US%24%2067.

        [174] United Nations Human Rights, A/HRC/44/47/Add.1, April 2020, https://ap.ohchr.org/Documents/dpage_e.aspx?si=A/HRC/44/47/Add.1

        [175] Central Asia Program, Women of Uzbekistan: Empowered on Paper, Inferior on the Ground, July 2019, https://centralasiaprogram.org/wp-content/uploads/2019/07/Davletova-CAP-Paper-223-July-2019.pdf

        [176] Kun.uz, For the first time in recent years, the Senate has appointed a woman ambassador, June 2020, https://kun.uz/12659391

        [177] Eurasianet, Uzbekistan: Little change in parliament, but more women represented, January 2020, https://eurasianet.org/uzbekistan-little-change-in-parliament-but-more-women-represented

        [178] In discussions with the editor.

        [179] Norma, Admission to Kindergartens – From 3 Years, August 2017, https://www.norma.uz/novoe_v_zakonodatelstve/priem_v_detskie_sady_-_s_3-h_let

        [180] NeMolchi website: https://nemolchi.uz/; NeMolchi Facebook page: https://www.facebook.com/nemolchi.uz/; UNDP Europe and Central Asia, #HearMeToo: Activists in Central Asia break ground in fight against violence, November 2018, https://www.eurasia.undp.org/content/rbec/en/home/stories/hearmetoo-activists-in-central-asia-break-ground-in-fight-agains.html

        [181] See point eight her: OHCHR, Sixth periodic report submitted by Uzbekistan under article 18 of the Convention, due in the 2019, November 2019,http://docstore.ohchr.org/SelfServices/FilesHandler.ashx?enc=6QkG1d%2FPPRiCAqhKb7yhsvglKm%2F71Q4iogAZSMgJYVs60KRy5crJ6kEiuyr%2BMf3kQZOR7xy6os%2FgfVi6U8SWJyPdXstO1OxzL6OUntGaW7CwybNjFCtq%2FK%2FieKSvU65l; CIS-Legislation, Law of the Republic of Uzbekistan, September 2019, https://cis-legislation.com/document.fwx?rgn=118581; UZ Daily, President signs law on the protection of women from harassment, September 2019, https://www.uzdaily.uz/en/post/51593

        [182] ACCA, Law concerning the protection of women in Uzbekistan is inactive for four months, July 2020, https://acca.media/en/law-concerning-the-protection-of-women-in-uzbekistan-is-inactive-for-four-months/

        [183] Nikita Makarenko, Twitter Post, Twitter, October 2019, https://twitter.com/nikmccaren/status/1181076815391137793

        [184] NHRC website: http://nhrc.uz/

        [185] A terrorist group founded by ethnic Uzbeks Tohir Yuldashev and Juma Namangani (Jumaboi Khodjiyev) who participated in the Civil War in Tajikistan and became enmeshed in the conflict in Afghanistan.

        [186] Eurasianet, Uzbekistan: Hizb ut-Tahrir trial a testbed for religious boundaries, May 2018, https://eurasianet.org/uzbekistan-hizb-ut-tahrir-trial-a-testbed-for-religious-boundaries; Galima Bukharbaeva, Uzbek Prison Brutallity, IWPR, https://iwpr.net/global-voices/uzbek-prison-brutality

        [187]Sarah Kendzior, Inventing Akromiya: The Role of Uzbek Propagandists in the Andijon Massacre, Academia, https://www.academia.edu/170210/Inventing_Akromiya_The_Role_of_Uzbek_Propagandists_in_the_Andijon_Massacre; Jeffrey Donovan, Former Uzbek Spy Accuses Government Of Massacres, Seek Asylum, RFE/RL, September 2008, https://www.rferl.org/a/Former_Uzbek_Spy_Seeks_Asylum/1195372.html

        [188] HRW, Charting Progress in Mirziyoyev’s Uzbekistan, October 2019, https://www.hrw.org/news/2019/10/07/charting-progress-mirziyoyevs-uzbekistan; Eurasianet, Uzbekistan: Hizb ut-Tahrir trial a testbed for religious boundaries, May 2018, https://eurasianet.org/uzbekistan-hizb-ut-tahrir-trial-a-testbed-for-religious-boundaries; USCIRF 2020 Annual Report, https://www.uscirf.gov/sites/default/files/USCIRF%202020%20Annual%20Report_Final_42920.pdf

        [189] Kun.uz, Shavkat Mirziyoyev pardoned 258 convicts, May 2020, https://kun.uz/en/news/2020/05/22/shavkat-mirziyoyev-pardoned-258-convicts

        [190] USCIRF 2020 Annual Report, https://www.uscirf.gov/sites/default/files/USCIRF%202020%20Annual%20Report_Final_42920.pdf; Catherine Putz, US Religious Freedom Report Signals Improvements in Uzbekistan, The Diplomat, April 2020, https://thediplomat.com/2020/04/us-religious-freedom-report-signals-improvements-in-uzbekistan/

        [191] Eurasianet, Uzbekistan keeps up heat on marginal Islamic groups, May 2020, https://eurasianet.org/uzbekistan-keeps-up-heat-on-marginal-islamic-groups?utm_source=dlvr.it&utm_medium=twitter

        [192] OHCHR, UN expert welcomes Uzbekistan roadmap to ensure freedom of religion or belief, June 2018, https://www.ohchr.org/en/NewsEvents/Pages/DisplayNews.aspx?NewsID=23179&LangID=E; Mushfig Bayram and Felix Corley, Uzbekistan: When will draft Religion Law be made public?, Forum 18, June 2020, http://www.forum18.org/archive.php?article_id=2576

        [193] The Law of the Republic of Uzbekistan On Freedom of Worship and Religious Organizations (New Versin), https://www2.stetson.edu/~psteeves/relnews/uzbeklaw.html; HRW, Laws and Rules Regulating Religious Attire, 1999, https://www.hrw.org/reports/1999/uzbekistan/uzbek-03.htm

        [194] RFE/RL’s Uzbek Service, Uzbek Teachers Get Tough Assignment: ‘Remove Their Hijabs, But Don’t Hurt Their Feelings’, RFE/RL, October 2019, https://www.rferl.org/a/uzbek-teachers-get-tough-assignment-remove-their-hijabs-but-don-t-hurt-their-feelings-/30208276.html; Eurasianet, Uzbekistan: Supporters of Islamic clothing take battle to court, March 2019, https://eurasianet.org/uzbekistan-supporters-of-islamic-clothing-take-battle-to-court; RFE/RL’s Uzbek Service, Fresh Anti-Beard Campaign Reported In Uzbekistan, RFE/RL, September 2019, https://www.rferl.org/a/fresh-anti-beard-campaign-uzbekistan/30186953.html; RFE/RL’s Uzbek Service, Uzbek Men Reportedly Detained, Forced To Shave Beards, RFE/RL, August 2019, https://www.rferl.org/a/uzbek-men-reportedly-detained-forced-to-shave-beards/30129899.html

        [195] The Supreme Court of the Republic of Uzbekistan, T. About Astanov’s Case, January 2020, http://sud.uz/28-01-2020-8959698959698/; Mushfig Bayram, Uzbekistan: Muslim activist’s sentence imminent?, Forum 18, October 19, http://forum18.org/archive.php?article_id=2513; Sentenced under 244 d) of the Criminal Code for the Production or storage for the purpose of disseminating materials containing ideas of religious extremism, separatism and fundamentalism, calls for pogroms or forced evictions of citizens or aimed at creating panic among the population, as well as production, storage for the purpose of distribution or demonstration of attributes or symbols of religious extremist, terrorist organizations… d) using the media or telecommunications networks, as well as the worldwide information network Internet; Criminal Code of the Republic of Uzbekistan, A Common Part, September 1994, Lex.UZ, For the full criminal code see https://lex.uz/docs/111457

        [196] RFE/RL’s Uzbek Service, Uzbek Governor In Hot Water After ‘Ugly Beard,’ Hijab Remarks, RFE/RL, September 2019, https://www.rferl.org/a/uzbek-governor-in-hot-water-after-ugly-beard-hijab-remarks/30191875.html

        [197] Mushfig Bayram, Uzbekistan: Obstacle, pressure, bribe demands obstruct legal status applications, Forum 18, December 2019, http://www.forum18.org/archive.php?article_id=2527

        [198] Mushfig Bayram, Uzbekistan: Haj pilgrims face state control, bribery, exit ban lists, Forum 18, November 2019, http://www.forum18.org/archive.php?article_id=2520

        [199] Mushfig Bayram, Uzbekistan: Despite coronavirus lockdown officials continue literature raids, Forum 18, April 2020, http://www.forum18.org/archive.php?article_id=2564

        [200] Criminal Code of the Republic of Uzbekistan, http://www.legislationline.org/download/action/download/id/1712/file/a45cbf3cc66c17f04420786aa164.htm/preview

        [201] Reuters, Anything you want – except gay rights, Uzbekistan tells U.N., May 2018, https://www.reuters.com/article/us-uzbekistan-rights/anything-you-want-except-gay-rights-uzbekistan-tells-u-n-idUSKCN1IO2OA

        [202] Darina Solod, In Uzbekistan, homosexuality is illegal. Here’s what LGBT life is like there, open Democracy, February 2020, https://www.opendemocracy.net/en/odr/uzbekistan-homosexuality-illegal-heres-what-lgbt-life/; Global Voices, In Uzbekistan, where homosexuality is illegal, LGBTQ+ people must hide to survive, November 2019, https://globalvoices.org/2019/11/27/in-uzbekistan-where-homosexuality-is-illegal-lgbtq-people-must-hide-to-survive/; ADC Memorial, Turkmenistan and Uzbekistan: Criminal Prosecution for Consensual Same-Sex Relationships Between Men, https://adcmemorial.org/en/publications/turkmenistan-and-uzbekistan-criminal-prosecution-for-consensual-same-sex-relationships-between-men/

        [203] RFE/RL’s Uzbek Service, Murder In Tashkent: Killing of Gay Man Spotlights Plight Of Uzbek LGBT Community, RFE/RL, September 2019, https://www.rferl.org/a/killing-of-gay-man-spotlights-plight-of-uzbek-lgbt-community/30167271.html; Umberto Bacchi, Gay man’s murder raises questions over Uzbek human rights reforms, Thomson Reuters Foundation News, September 2019, https://news.trust.org/item/20190927144443-n71k8/; Steve Swerdlow, Twitter Post, Twitter, September 2019, https://twitter.com/steveswerdlow/status/1172600370046164998?s=11

        [204] tashGangs Telegram channel, https://telegram.me/tashGangs; Egor Petrov and Ekaterina Kazachenko, No one will hide behind a rainbow (18+), September 2019, https://fergana.agency/articles/110271/?fbclid=IwAR2MvDor2SZgsvA59WeR4ApUaTx9ugHyaZF0CfCv6Ar2Qps7PBHeXNaOKXw

        [205] RFE/RL’s Uzbek Service, Murder In Tashkent: Killing Of Gay Man Spotlights Plight of Uzbek LGBT Community, RFE/RL, September 2019, https://www.rferl.org/a/killing-of-gay-man-spotlights-plight-of-uzbek-lgbt-community/30167271.html

        [206] For example, this bizarre article argues for the need to maintain social taboos on discussing LGBTQ issues for fear of moving the Overton Window, arguing that if ‘a person succumbs to this hobby (homosexuality), he will lose such spiritual qualities as a sense of patriotism, the instinct of self-preservation and self-defense’. Re:post, Analyst from UzA announces introduction of homosexuality ideas in Uzbekistan through Overton’s Window, October 2019, https://repost.uz/overtona-net

        [207] For more on Dilmurad’s work on disability rights please see his website here: https://dilmurad.me/op-eds/

        [208] Ozodlik, On the border between Uzbekistan and Tajikistan is expected to open another border post, December 2019, https://rus.ozodlik.org/a/30346875.html

        [209] Muso Bobohozhiev, As a result of the conflict, about 175 people were injured on the Uzbek-Kyrgyz border on both sides, Asia-Plus, June 2020, https://www.asiaplustj.info/ru/news/tajikistan/incidents/20200601/v-rezultate-konflikta-na-uzbeksko-kirgizskoi-granitsi-raneni-okolo-175-chelovek-s-dvuh-storon

        [210] Bek Khoshimov, Twitter Post, Twitter, December 2019, https://twitter.com/bkhoshim/status/1201012305502330881?s=20; Eurasianet, Uzbekistan befuddled by Eurasian Economic Union tug of war, November 2019, https://eurasianet.org/uzbekistan-befuddled-by-eurasian-economic-union-tug-of-war

        [211] Luca Anceschi, Twitter Post, Twitter, October 2019, https://twitter.com/kate_mallinson1/status/1179688356143386624?s=11

        [212] Muhammad Tahir and Bruce Pannier, Majlis Podcast: Kazakhstan, Kyrgyzstan Show Dissatisfaction With Eurasian Economic Union, RFE/RL, May 2020, https://www.rferl.org/amp/majlis-podcast-kazakhstan-kyrgyzstan-show-dissatisfaction-with-eurasian-economic-union/30637145.html#click=https://t.co/6t20eGQstP

        [213] Shukhrat Babadzhanov and Ozodlik, An employee of the Russian oil company Lukoil called the Uzbek workers “a crowd of rams” (video), Ozodlik, November 2019, https://rus.ozodlik.org/a/30265561.html; Eurasianet, Uzbekistan bristles at Russia wading into language law debate, May 2020, https://eurasianet.org/uzbekistan-bristles-at-russia-wading-into-language-law-debate?utm_source=dlvr.it&utm_medium=twitter

        [214] Elliot Watson, Russia losing ground in Central Asia as key rival pumps in cash, GlobalMarkets, May 2019, https://www.globalcapital.com/article/b1f9mj5gd4t5kb/russia-losing-ground-in-central-asia-as-key-rival-pumps-in-cash

        [215] Asia Bound, Mapping China’s Health Silk Road, Council on Foreign Relations, March 2020, https://www.cfr.org/blog/mapping-chinas-health-silk-road; EIAS, “The Health Silk Road”: Implications for the EU under Covid-19, April 2020, https://www.eias.org/news/the-health-silk-road-implications-for-the-eu-under-covid-19/

        [216] Reid Standish, China’s Central Asian Plans Are Unnerving Moscow, Foreign Policy, December 2019, https://foreignpolicy.com/2019/12/23/china-russia-central-asia-competition/

        [217] China.org.cn, Chinese, Uzbek FMs hold talks on ties, August 2019, http://www.china.org.cn/world/2019-08/20/content_75117215.htm; Mansur Mirovalev, Why are Central Asian countries so quiet on Uighur persecution?, Al Jazeera, February 2020, https://www.aljazeera.com/indepth/features/central-asian-countries-quiet-uighur-persecution-200224184747697.html; The Tashkent Times, Uzbekistan joins countries backing China’s Xinjiang policy, July 2019, https://tashkenttimes.uz/world/4212-uzbekistan-joins-countries-backing-china-s-xinjiang-policy; Joanna Lillis, Twitter Post, Twitter, November 2019, https://twitter.com/joannalillis/status/1190258761094569984?s=11

        [218] Several EU member states but also Switzerland remains a major outlet for Uzbek Gold; FDFA, Bilateral relations Switzerland – Uzbekistan, https://www.dfae.admin.ch/eda/en/fdfa/representations-and-travel-advice/uzbekistan/switzerland-uzbekistan.html; OEC, Uzbekistan, https://oec.world/en/profile/country/uzb/; For information about the growing relations between Italy and Uzbekistan see: UZ Daily, Prospects for cooperation with the Confederation of Industry of Italy discussed, May 2020, http://www.uzdaily.com/en/post/57413; Davide Cancarini, Italy and Central Asia, a ‘proxy friendship’ or a serious foreign policy commitment?, FPC, March 2020, https://fpc.org.uk/italy-and-central-asia-a-proxy-friendship-or-a-serious-foreign-policy-commitment/

        [219] EEAS, New EU Strategy on Central Asia, May 2019, https://eeas.europa.eu/headquarters/headquarters-homepage_en/62412/New%20EU%20Strategy%20on%20Central%20Asia; U.S. Department of State, United States Strategy for Central Asia 2019-2025: Advancing Sovereignty and Economic Prosperity (Overview), February 2020, https://www.state.gov/united-states-strategy-for-central-asia-2019-2025-advancing-sovereignty-and-economic-prosperity/

        [220] Eurasianet, U.S. experiments with three-way dialogue with Uzbekistan, Afghanistan, May 2020, https://eurasianet.org/us-experiments-with-three-way-dialogue-with-uzbekistan-afghanistan

        [221] Hurriyet Daily News, Turkey, Uzbekistan aim to boost bilateral trade to %5 bln, February 2020, https://www.hurriyetdailynews.com/turkey-uzbekistan-aim-to-boost-bilateral-trade-to-5-bln-152238

        [222] UK/Uzbekistan: Partnership and Cooperation Agreement [CS Uzbekistan No.1/2019], https://www.gov.uk/government/publications/ukuzbekistan-partnership-and-cooperation-agreement-cs-uzbekistan-no12019

        [223] Eurasian Inventor, About, https://www.eurasianinvestor.com/about; Ownership of the copyright for Eurasian Investor belongs to CCI Ltd (Corporate Communications International Ltd) whose director Constantine Bridgeman was listed as CEO of Trinity Events and Eurasian Investor is listed a media brand of Trinity Events Group (home to a number of event brands including Adam Smith Conferences); Trinity Events Group website: http://trinity-events.com/en/;  UZ Invest Forum, A Major Two-Day Conference, Uzbekistan: One of world’s most promising economies, http://www.uzinvestforum.com/

        [224] Matthew Fisher and Robert Garden, Perspectives: Uzbekistan internationalizes legal landscape to entice foreign investors, November 2019, https://eurasianet.org/perspectives-uzbekistan-internationalizes-legal-landscape-to-entice-foreign-investors

        [225] MDIS Tashkent, Accounting and Finance, http://www.mdis.uz/Undergraduate_Programmes/Accounting_and_Finance

        [226] Shokhruz Samadov, Twitter Post, Twitter, October 2019, https://twitter.com/ShokhruzS/status/1189166382551830529/photo/1

        [227] Figures according to Cambridge Assessments.

        [228] Nikita Makarenko, Twitter Post, Twitter, March 2020, https://twitter.com/nikmccaren/status/1240360400987795461?s=11

        [229] Grata International, Uzbekistan has announced the quarantine regime, March 2020, https://gratanet.com/news/uzbekistan-has-announced-the-quarantine-regime

        [230] Umida Hashimova, Uzbekistan Adopts Strict Regulations To Fight COVID-19, The Diplomat, April 2020, https://thediplomat.com/2020/04/uzbekistan-adopts-strict-regulations-to-fight-covid-19/

        [231] Gazeta.uz, Construction at large facilities will resume, April 2020, https://www.gazeta.uz/ru/2020/04/14/%D1%81onstr/; AsiaTerra, In Uzbekistan, during the period of “self-isolation” allowed to build large facilities, April 2020, http://www.asiaterra.info/news/v-uzbekistane-v-period-samoizolyatsii-razreshili-stroit-krupnye-ob-ekty?fbclid=IwAR2jRhU84pwJ7sv8PYFp-ZJL2d0VUVdBwUV5y0nkzzaXBI3gGl2CnYrgezY

        [232] Javlon Vakhabov, Twitter Post, Twitter, April 2020, https://twitter.com/JavlonVakhabov/status/1255909452512931840?s=20

        [233] Xinhua, Uzbekistan eases COVID-19 restrictions, Asia & Pacific, May 2020, http://www.xinhuanet.com/english/asiapacific/2020-05/07/c_139038018.htm; Reuters, Uzbekistan extends duration of coronavirus curbs, but eases some, May 2020, https://uk.reuters.com/article/uk-health-coronavirus-uzbekistan/uzbekistan-extends-duration-of-coronavirus-curbs-but-eases-some-idUKKBN23609G; Almaz Kumenov and Ayzirek Imanaliyeva, Kazakhs, Kyrgyz, Uzbeks cautiously, anxiously, eye return to familiar patterns, Eurasianet, May 2020, https://eurasianet.org/kazakhs-kyrgyz-uzbeks-cautiously-anxiously-eye-return-to-familiar-patterns

        [234] Mena FN, Uzbekistan to resume international flights, domestic train services soon, June 2020, https://menafn.com/1100323425/Uzbekistan-to-resume-international-flights-domestic-train-services-soon

        [235] Development Strategy Center and CERR, Information on measures to combat the effects of coronavirus in Uzbekistan, May 2020, https://strategy.uz/index.php?news=935

        [236] Information via Telegram Channel @koronavirusinfouz; Reuters, Uzbekistan extends duration of coronavirus curbs, but eases some, May 2020, https://uk.reuters.com/article/uk-health-coronavirus-uzbekistan/uzbekistan-extends-duration-of-coronavirus-curbs-but-eases-some-idUKKBN23609G; BBC News, Coronavirus UK map: How many confirmed cases are there in your area?, (continuously updated), https://www.bbc.co.uk/news/uk-51768274

        [237] Radio Ozodlik, Tashkent teachers used as “trolls” praising Mirziyayev’s quarantine policy, Ozodlik, April 2020, https://rus.ozodlik.org/a/30577701.html

        [238] Ria.ru, Uzbekistan criminalizes fakes about COVID-19, March 2020, https://ria.ru/20200326/1569193853.html; HRW, Central Asia: Respect Rights in Covid-19 Response, April 2020, https://www.hrw.org/news/2020/04/23/central-asia-respect-rights-covid-19-responses

        [239] Navbahor Imamova, Twitter Post, Twitter, May 2020, https://twitter.com/Navbahor/status/1266209297630978048?s=20; Navbahor Imamova, Twitter Post, Twitter, May 2020, https://twitter.com/Navbahor/status/1266242126448189444?s=20

        [240] Podrobno.uz, It is estimated that Uzbekistan could receive about $ 38 million in fines during quarantine. Ahead, at least three more weeks of self-isolation, April 2020, https://podrobno.uz/cat/obchestvo/uzbekistan-zarabotal-na-shtrafakh-vo-vremya-karantina-poryadka-38-millionov-dollarov-vperedi-minimum/

        [241] Uzbek Forum for Human Rights, Human Rights Activists Isolated for 14 Days After Monitoring Cotton Fields, June 2020, https://www.uzbekforum.org/human-rights-activists-isolated-for-14-days-after-monitoring-cotton-fields/

        [242] See the essay in this collection by Eldor Tulyakov

        [243] Eurasianet, Uzbekistan: President nixes helicopter money idea, appeals to business community, April 2020, https://eurasianet.org/uzbekistan-president-nixes-helicopter-money-idea-appeals-to-business-community; Irina Matvienko, Facebook Post, Facebook, April 2020, https://www.facebook.com/100001488784857/posts/3009477632445167/?d=n

        [244] Kindness/Freedom, The campaign to forcibly transfer money to the fund initiated by the President will intensify, Ozodlik, April 2020, https://www.ozodlik.mobi/a/mirziyoyev-saxovat-xayriya-majburiylik/30581316.html

        [245] Ibid.; Bruce Pannier, Crony Charities Spring Up in Kazakhstan, Uzbekistan Amid COVID-19 Crisis, RFE/RL, May 2020, https://www.rferl.org/a/crony-charities-spring-up-in-kazakhstan-uzbekistan-amid-covid-19-crisis/30588640.html

        [246] Office of the Chief Economist, Fighting COVID-19, Europe and Central Asia Economic Update, World Bank Group, Spring 2020, https://openknowledge.worldbank.org/bitstream/handle/10986/33476/9781464815645.pdf?sequence=5

        [247] Alisher Ruziohunov, Twitter Post, Twitter, May 2020, https://twitter.com/ARuziohunov/status/1262420778127163393?s=20; bne IntelliNews, Long Read: The Growers – a handful of countries in New Europe are coping with the coronacrisis and are still expanding, May 2020, https://www.intellinews.com/long-read-the-growers-a-handful-of-countries-in-new-europe-are-coping-with-the-coronacrisis-and-are-still-expanding-184035/

        [248] Eurasianet, Uzbekistan shores up food defences as coronavirus rages, April 2020, https://eurasianet.org/uzbekistan-shores-up-food-defenses-as-coronavirus-rages

        [249] Bruce Pannier, Mirziyoyev Steps Up As COVID-19 Crisis Increases Contact Among Central Asian Leaders, RFE/RL, April 2020, https://www.rferl.org/a/mirziyoev-steps-up-as-covid-19-crisis-increases-contact-among-central-asian-leaders/30523898.html

        [250] RFE/RL, Sokh Exclave: Two Decades of Simmering Tension, January 2013, https://www.rferl.org/a/sokh-exclave-two-decades-of-simmering-tension/24817411.html

        [251] Muso Bobohodzhiev, As a result of the confict, about 175 people were injured on the Uzbek-Kyrgyz border on both sides,Asian-Plus, June 2020, https://www.asiaplustj.info/ru/news/tajikistan/incidents/20200601/v-rezultate-konflikta-na-uzbeksko-kirgizskoi-granitsi-raneni-okolo-175-chelovek-s-dvuh-storon;  BBC Uzbek, Sukh: Isn’t Uzbekistan ready to talk to Kyrgyzstan?, June 2020, https://www.bbc.com/uzbek/uzbekistan-52968894

        [252] BBC News, Uzbekistan: Why are the Sukhis dissatisfied with the governor? Uzbekistan (Video), June 2020, https://www.bbc.com/uzbek/uzbekistan-52903225

        [253] Fergana.News, Shavkat Mirziyoyev reminds Uzbeks of a thousand-year neighbourhood with Kyrsgyzstan, June 2020, https://fergana.agency/news/118877/; Podrobno.uz, Mirziyoyev sent business ombudsman for 2 months to Ferghana region to study problems of entrepreneurs, June 2020, https://podrobno.uz/cat/economic/mirziyeev-otpravil-biznes-ombudsmana-na-3-mesyatsa-v-ferganskuyu-oblast-izuchat-problemy-predprinima/; Eurasianet, Uzbekistan pledges huge investments in troubled exclace, June 2020; https://eurasianet.org/uzbekistan-pledges-huge-investments-in-troubled-exclave?utm_medium=twitter&utm_source=dlvr.it

        [254] Hydropower & Dams, Investigations underway following Sardoba dam breach in Uzbekistan, The International Journal on Hydropower & Dams, May 2020, https://www.hydropower-dams.com/news/investigations-underway-following-sardoba-dam-breach-in-uzbekistan/

        [255] BBC Uzbek, Sardoba tragedy: Has the allocated aid money become “familiar”?, June 2020, https://www.bbc.com/uzbek/uzbekistan-53020042 and Mehribon Bekieva, Andijan farmers who did not transfer money to liquidate the consequences of emergencies in the Syrdarya region are threatened with land acquisition, Ozodlik, June 2020, https://rus.ozodlik.org/a/30687634.html

        Footnotes
          Related Articles

          Economic reforms in Uzbekistan: Achievements, problems, perspectives

          Article by Yuliy Yusupov

          Economic reforms in Uzbekistan: Achievements, problems, perspectives

          The Uzbek economic model

          As an independent state, Uzbekistan appeared on the world map in 1991. The country launched reforms that were supposed to create a base for running a market economy. In 1996, however the course of the economy was radically shifted towards intensification of state intervention in the economy and the implementation of an import substitution policy. To accelerate industrial development, the state redistributed huge flows of material, financial, monetary and labour resources through:

           

          • Direct allocation of resources, administrative regulation of commodity prices, interest rates and exchange rates;
          • High taxes and government expenditures;
          • Restricted access to the official exchange rate which is beneficial for currency buyers (usually two to three times different from the market rate);[1]
          • Establishment of artificial monopolies by limiting the access to markets for new players and provision of tax, credit and other benefits to certain enterprises or groups of enterprises;
          • Direct (‘manual’) business management; and
          • Limitation of imports by tariff and non-tariff barriers.

           

          The result was the extremely low level of economic efficiency and economic growth rates, high unemployment and external labour migration, and rampant corruption.

           

          Table 1. GDP per capita, in USD, nominal growth[2]

          1995 2018 Growth 1995 2018 Growth
          China 610 9771 16,0 Moldova 477 3227 6,8
          Azerbaijan 397 4721 11,9 Mongolia 632 4122 6,5
          Vietnam 277 2567 9,3 India 374 2010 5,4
          Armenia 456 4212 9,2 Belarus 1371 6290 4,6
          Lithuania 2169 19153 8,8 Russia 2666 11289 4,2
          Georgia 578 4717 8,2 Tajikistan 214 827 3,9
          Latvia 2322 17861 7,7 Kyrgyzstan 364 1281 3,5
          Kazakhstan 1288 9813 7,6 Ukraine 936 3095 3,3
          Estonia 3131 23266 7,4 Uzbekistan 586 1532 2,6

           

          Due to the policies pursued, market reforms were curtailed and market mechanisms were partially replaced by command and administrative regulation. Limited competition, high business costs, and insecurity of property rights and deals hampered the creation of competitive manufacturing and other businesses. The incredibly large benefits and high level of monopolism stimulated corruption, rapid unearned incomes and the export of monetary capital.

           

          The artificial cheapening of capital (conversions at the lucrative official exchange rate, cheap loans, and tax exemptions) and expensive labour (due to high payroll taxes) led to utilisation of capital-intensive industries instead of labour-intensive ones, which, amongst other factors, contributed to extremely low employment in the formal sector. As the results of a sociological survey conducted in the summer of 2018 showed (no earlier data is available), with about 18.8 million people employed, employment in the official sector of the economy amounted to 5.3 million people (less than 30 per cent of the workforce), while in the informal sector – also about 5.3 million people (including 1.6 million employed in temporary one-off and seasonal jobs), the number of external labour migrants exceeded 2.6 million people.[3]

           

          A very high level of direct government intervention in the economy has been established. The vast majority of large-scale enterprises and financial institutions are state-owned. Many enterprises are controlled by the state through controlling stakes or so-called ‘golden shares’. The scale of state ownership is impossible to estimate due to the lack of respective statistics, but according to some estimates it exceeds 50 per cent of the country’s total production assets. The state also owns more than 80 per cent of all the assets in the banking sector.[4] At the end of 2018, the expenditures of the consolidated budget of Uzbekistan amounted to 35.2 per cent of GDP in 2018, and considering quasi-fiscal expenditures of state enterprises, the volume of state expenditures amounted to no less than 41.2 per cent of GDP. These two figures are one and half to two times higher than similar figures of successfully developing countries with comparable GDP per capita and even higher than analogous figures of some advanced countries in the world (see Figure 1).

           

          Figure 1. Revenues of the state budget and extra-budgetary funds to the GDP of individual Asian countries, in percentage, in 2015

          Source: www.adb.org

           

          Time of reforms

          Uzbekistan’s economy needs fundamental, systemic and consistent reforms and the replacement of the entire system of public institutions. The key task is to create environment for normal operation of effective market mechanisms.

           

          Uzbekistan’s economic reforms began after the assumption of power by the new president. The following reforms are most important ones from an economic perspective:

           

          • Unification of exchange rates, liberalisation of the foreign exchange market and introduction of conversion for current operations (summer – autumn 2017);
          • Removal of various administrative barriers to cross border flow of goods and people (primarily with the neighbours of Uzbekistan) and reduction of customs charges (2017-18);
          • Reforms of banking sector and money circulation (2017-18);
          • Radical tax reform (2019); and
          • Reduction of various administrative costs of doing business.

           

          Several other important areas have already been outlined for reforms to be launched in 2020: administrative reform, agrarian reform, the restructuring and privatisation of state enterprises, a new stage of banking reform, and more. However, due to the COVID-19 pandemic, the timeframe and scope of these reforms became uncertain.

           

          Some of the reforms, both in progress and pending, are described below in more detail.

           

          Liberalisation of foreign economic activity

          Up to 2017, the government of Uzbekistan had been implementing the policy of active protectionism, by limiting imports through the absence of free conversion of the national currency, high customs charges and non-tariff barriers. In addition, there were significant formal and informal barriers to the free movement of people and capital across borders. All of this deprived Uzbekistan of opportunities to fully participate in the international division of labour and to establish competitive industries.

           

          As already mentioned, in 2017-18 the government introduced free currency conversion for current transactions, removed a number of administrative barriers to the movement of goods and people and reduced customs charges, which constitute the most important achievements of reforms in Uzbekistan.

           

          However, starting from December 2018, under pressure from industry lobbyists, the government started to restore to some extent the import substitution and protectionism policy: earlier reduced customs charges for a certain range of FEACN codes were increased and new non-tariff barriers to import were introduced.[5] However, zero and low customs tariffs for some categories of goods are combined with rather high tariffs for other categories, which allows to keep the average customs tariff approximately at the level comparable to the average tariffs of the Eurasian Economic Union (EAEU) countries. As a result, in industries with high tariffs and non-tariff barriers, conditions are created for monopolisation of markets by particular companies.[6]

           

          In connection with the COVID-19 pandemic in the spring of 2020, customs charges on a range of essential goods were abolished, the government plans to reduce customs charges on goods for business as well. There is hope that once the pandemic is over, the tendency of liberalisation of foreign economic activity will continue. The government has announced its desire to join the World Trade Organisation (WTO) as soon as possible. Joining the WTO will inevitably lead to the reduction of many tariff and non-tariff barriers to imports.

           

          Reform of Banking Sector

          Up to 2017, the bank-credit sector used to be one of the most regulated sectors of the Uzbek economy. Banks had no commercial independence, their activities, including the establishment of interest rates, were strictly regulated by the Central Bank and alternative credit institutions had very limited presence. The monetary system was fragmented and tight restrictions on cash circulation were in place, generating different values for different types of money.

           

          The deregulation and commercialisation of Uzbekistan’s banking sector have taken place over the recent years. The Central Bank has significantly reorganised its activities in terms of control and regulation of commercial banks, regulation of money circulation and currency market. The banks have become more client-oriented, the cost of the banking services significantly reduced, the quality improved and the range of services expanded. The administrative restrictions on the purchase of currency and cash turnover have been removed.

           

          Nevertheless, more than 80 per cent of bank assets are still owned by the state, and the government is actively providing ‘soft’ and ‘bad’ loans (imposed by government agencies) through banks primarily to state enterprises.[7] The credit sector competition is still underdeveloped, new players (both domestic and international) have limited access, and the non-banking sector is represented by only a small number of microfinance institutions and pawnshops.

           

          However, the government declares its intention to denationalise the sector, to privatise some part of the assets of state banks, to cease the practice of concessional lending, to increase access of foreign banks to the sector. Several important reforms were planned to be carried out in 2020. However, the coronavirus pandemic is undermining these plans. Preservation of the practice of concessional lending, administrative interference in the issuance and prolongation of loans (which is often almost inevitable in the conditions of an acute economic crisis) is especially dangerous for the planned reforms.

           

          Tax reform

          The key problems of the tax system of Uzbekistan, formed in the previous two decades, were as follows:

           

          • The overall high tax burden on the economy (mentioned above), especially high payroll taxes, which is burdensome for business;[8]
          • Very complicated taxation rules which increase the costs of tax administration and create unequal game rules for business (a large number of taxes, different taxation regimes, separate rules for calculating the same taxes for different categories of taxpayers, great deviation from international practice in determining the tax base, a huge number of exceptions, additional rules, benefits, including individual ones, when paying taxes);
          • Highly uneven distribution of the tax burden between the simplified and general taxation regimes (transition of an enterprise from the simplified to the general taxation regime increased the tax burden several times), as well as between different sectors of the economy;[9] and
          • Broad application of taxes on gross revenues (turnover), which negatively affect the public division of labour and the formation of long value chains (as the goods move along the chain, the same value was taxed many times, and the longer the chain, the higher the tax burden).

           

          These problems became the key reasons for the low level of registered employment of the population, did not allow to carry out deep processing of raw materials and to create competitive manufacturing by utilising the advantages of economies of scale and narrow specialisation, forced the business to go into the ‘shadow economy’, to split into parts, and destroyed the competitive environment.

           

          On January 1st 2019, Uzbekistan launched a tax reform process, during which many of the above-mentioned problems were already addressed (partly or completely).[10] The following achievements were particularly important:

           

          • Drastic reduction of taxation on labour (by one and half to two times);
          • Significant reduction of the tax burden on enterprises under the general taxation regime (the most important ones are the reduction of the VAT rate from 20 to 15 per cent, elimination of contributions to the State Targeted Funds from revenues – 3.2 per cent);
          • Significant reduction in the sphere of influence of turnover taxes (before the reform these taxes were paid by almost all enterprises, now medium and large enterprises do not pay them at all, and small enterprises can choose between turnover tax and VAT); and
          • Work has begun on eliminating a huge number of tax privileges and exemptions, equalising tax conditions for all parts of the economy.

           

          Several mistakes in the preparation and initial phase of the reform were corrected by subsequent adjustments in the second half of 2019. In particular, VAT was reduced from 20 to 15 per cent, the refusal to provide tax benefits and exceptions began, and some mechanisms for paying VAT were improved. Nevertheless, relatively high tax administration costs and overall high level of redistribution of revenues through the budget and quasi-budget funds remain. Due to the coronavirus pandemic, some businesses have been given tax holidays and several inefficient budget and quasi-budget expenditures are being reduced. It is hoped that after the pandemic it will be possible to maintain some positive steps towards reducing state participation in the economy.

           

          Administrative Reform

          The existing model of state administration in Uzbekistan is characterised by excessive centralisation of decision making, underdevelopment of self-regulation institutions, which leads to ‘manual management’ of socio-economic and political processes in the country. There is a poor performance of checks and balances, as well as significant informal dependence of the legislative and judicial branches of government on the executive branch.

           

          The main issue of state administration and economic policy in Uzbekistan is that the executive authorities continue to actively use administrative methods of management that are incompatible with the effective functioning of a market economy. Active government intervention is the main factor in high transaction costs for national business and the widespread corruption and, consequently, low competitiveness of domestic products. Accordingly, the main goal of administrative reform is a significant reduction of state participation, as well as modification of functions and methods of state regulation in the economy.

           

          Uzbekistan needs a fundamental administrative reform based on consideration of international experience and functional analysis that will result in:

           

          • Reconsideration and redistribution of the structure, tasks, functions and responsibilities of central authorities, as well as of administrative bodies at the sectoral level;
          • Reduction, simplification and optimisation of procedures for public service delivery;
          • reconsideration of the principles of social sector financing (combined with the reforms of education, health care and pension system);[11]
          • Fundamental transformation of the public service system; and
          • Redistribution of functions, powers and financial resources between central and local governments. At the same time, it is necessary to conduct a fundamental reform of the local government itself, including addressing the issues of the separation of powers at the local level and increasing the responsibility of local authorities towards the population.

           

          Unfortunately, only some elements of administrative reform have been implemented in Uzbekistan so far. The coronavirus pandemic is inevitably introducing some adjustments into the government’s plans to intensify the reforms in 2020.

           

          Regulation of business, protection of property rights, development of competition

          The Uzbek leadership has done much in the last years for the improvement of business environment and reduction of transaction costs. This is mainly reflected in reduction of the tax, customs and administrative burden, simplification of procedures for export-import transactions and obtaining various permits, and the improvement of the money circulation system and the banking sector.

           

          At the same time, the regulatory and legal sphere continues to face many problems related to the lack of transparency, inconsistency and inefficiency of legislation, extremely ineffective judicial and legal protection of property and transactions, and lack of real separation of powers and checks and balances.[12]

           

          Another major issue associated with the imperfection of the regulatory and legal framework is the high level of market monopolisation and unequal business rules. Competition is destroyed by artificial barriers to market access for new enterprises, high tariff and non-tariff barriers to imports, and a wide range of individual and group (for example, for members of industry associations) privileges. Reforms have been extremely slow (mostly just plans for the time being) in the so-called ‘natural monopolies’ (energy, utilities, transport) and extractive industries sectors. State enterprises dominate and there is practically no competition. Meanwhile, healthy competitive environment can be successfully created in the majority of such industries with the involvement of private investors.

           

          Reforms in the agrarian sector and irrigation systems

          Agriculture is one of the major sectors of the Uzbek economy. Almost half of the population of the country lives in rural areas. In 2019, the contribution of the agricultural sector to Uzbekistan’s GDP was 25.5 per cent.[13] Nevertheless, agriculture is the sector of economy which is the most regulated by the state. The property rights of major agricultural producers and farmers are poorly protected, methods of regulation of their activities are de facto taken from the Soviet past, and markets for many types of agricultural products, manufacturing resources and services for the sector are underdeveloped. Agriculture desperately needs to be reformed, but no significant changes have taken place so far.[14]

           

          A key feature of the agricultural sector of Uzbekistan is the presence of two agricultural crops produced mainly for state needs – cotton and wheat. In the latest years, there has been a certain reduction in the amount of land mandatorily allocated for cotton, primarily in favour of fruit and vegetable production. However, cotton and wheat still constitute about two thirds of all lands allocated for cultivated areas, orchards and vineyards. The existing mechanisms of forming the state order and the pricing system make the cultivation of cotton and wheat unprofitable for a significant part of farmers. In addition, the existing system of land quotas for mandatory crops does not allow farmers to optimise the structure of production, with due regard for soil and climate peculiarities, water availability, staff qualifications, etc. Often, other crops are more profitable to grow on land allocated for cotton and wheat.

           

          The system of administrative regulation of the industry also extends to resource markets. Agricultural machinery, fuel lubricants, fertilisers, fodder, seeds, biological and chemical agents for plant protection, etc., are supplied to farmers by state monopoly companies. The prices of some resources are often subsidised. The amount of resources that can be purchased at lower (subsidised) prices is limited. Land owned by farmers is excluded from economic turnover, the rights to use it cannot be resold, it cannot be used as collateral (to get a loan) or even be legally subleased.

           

          Soil fertility is continuously decreasing due to its inefficient use and degradation of land is also taking place. A complex, expensive and technologically poor irrigation system is used to deliver water to agricultural land. At the same time, there are no effective incentives for the efficient use of water by end users, persons and organisations responsible for water infrastructure. The main part of the costs of water delivery to agricultural producers is covered by the state budget. The payments by agricultural producers for water delivery services are not directly linked to the volume of water consumption. Their amount is not sufficient to stimulate economic water consumption. The result is that there is a huge loss of water during its delivery and use.

           

          The sector needs a fundamental reform, the main elements of which are as follows:

           

          • Abandonment of the practice of planned assignments on cotton and wheat production, formation and development of free and competitive markets for these products;
          • Formation and development of free and competitive markets of resources and services for agricultural producers;
          • Strengthening ownership rights of land users, provision of the possibility for the resale, sublease or borrowing against the land; and
          • Introduction of principles of paid water use, public-private partnership mechanisms in irrigation system management.

           

          The strategy for the development of the agricultural sector was adopted at the end of 2019, emphasising the need for fundamental reforms. At the beginning of 2020, the President announced plans to cancel the mandatory state order during the period 2020-23. It is also planned to develop competitive markets for agricultural products, resources and services for the agricultural sector, as well as to create a legal framework for land use. Besides, the draft concept of water sector development, which assumes reformation of the sector, is under discussion.[15] However, in view of the forthcoming removal of the mandatory state order, the question arises about the redistribution of the portions of land which are held by farmers.

           

          In recent decades there have been several redistributions of cultivated lands of former collective and state farms. And all these redistributions were carried out completely arbitrarily without any public discussion and approval. This resulted in the current situation when most of the cultivated land is at the disposal of (on the basis of lease agreements) a very small part of rural residents (farmers). The overwhelming majority of rural population has only small plots (dekhkan farms). At the same time, it should be taken into account that some regions have complicated demographic situation, overpopulation and high unemployment in rural areas.

           

          Most rural residents consider this distribution of land to be illegitimate. The problem becomes very acute due to the forthcoming cancellation of the state order, which will turn farmers into real owners of most fertile and irrigated agricultural land.

           

          One of the options for solving this acute problem is to use the fact that lease agreements state that farmers have no right to freely dispose of lands allocated for cotton and wheat. In fact, this is not their land. And since the state cancels the state order, there is a chance to revise the agreements and redistribute the lands previously allocated for the state order in favour of other rural residents (for example, through auctions). During redistribution of the land, especially when determining the size of land plots to be transferred to new owners, it is necessary to keep in mind a significant number of economic and social circumstances, including: the impact of the size of farms on agricultural productivity, employment and income of rural residents, as well as the interests of adjacent sectors of the economy, the demographic situation in the regions, and so on.

           

          Challenges and prospects of reforms

          The country’s leadership is still under strong influence of the philosophy and practice of import substitution and protectionism, as well as traditions of ‘manual management’ of the economy. The importance of separation of government functions from business practices and the need for the government to act as an ‘arbitrator’ defining the rules of the game for business, rather than being a direct participant in business processes, is not understood. There is no unified team of reformers who clearly and equally understand the goals and directions of reforms and methods of their implementation. On the contrary, the positions of industry and individual lobbyists who defend corporate and private interests are very strong.

           

          Many challenges are related to the very low average level of professionalism, initiative and economic literacy of civil servants. For a long time, a) the existing system of selection and promotion of personnel, b) lack of political competition, and c) low salaries in government bodies (with the exception of law enforcement agencies), caused ‘negative selection’ of officials, leaving in management positions the unsolicited performers of someone else’s will with low qualifications and high degree of inclination to corruption. It is extremely difficult to carry out fundamental reforms with such personnel potential and to expect a significant improvement in the quality of public administration.

           

          Nevertheless, the reforms in the country are going on, even if not always consistently and systematically. If at least some of the necessary reforms are implemented relatively successfully, there is hope for the formation of more or less effective inclusive market institutions, the creation of conditions for sustainable economic development, the formation of a ‘middle class’ and civil society. In the future, the ‘middle class’ and civil society will become a social pillar for further economic, legal and political reforms.

           

          In conclusion, the author would like to note that there is an acute objective need for expert and organisational support for reforms in Uzbekistan by international organisations, governments of foreign countries and the international expert community. Without it, it will be quite difficult for the country to build and implement an effective strategy of reforms, which will make it possible to shape a fundamentally new socio-economic system.

           

          Yuliy Yusupov. Director of Centre for Economic Development, a NGO engaged in economic development research, economic policy, business consulting (www.ced.uz). He carries out research and consulting in the field of economic development and economic policy (in a broad spectrum of areas), as well as market research and business consulting (in a wide range of markets) in Central Asian countries. As an independent expert he is also hired by various international organisations: UNDP, EBRD, IFC, World Bank, USAID, GIZ, JICA, OSCE, UNICEF, IFAD, UNESCO, etc. He is actively involved as an international consultant, mainly on EBRD projects and programs (more than 40 projects). Author of a number of training manuals and monographs, more than 20 published analytical reports, and more than 150 articles in periodicals and collections.

           

          [1] The currency was distributed at the official exchange rate not on the free market and between ‘selected’ buyers in accordance with decisions of officials who were guided by: a) the development priorities of certain industries defined by state programs, b) corruption interests.

          [2] Source: Databank, World Development Indicators, https://databank.worldbank.org/source/world-development-indicators#

          [3] Kun.uz, 7.9 million Uzbeks work in informal sector, October 2018, https://kun.uz/ru/69289201; The figure for external migrants seems to be substantially underreported.

          [4] Nuz.uz, Banking sector transformation: strategic challenges for Uzbekistan, January 2020, https://nuz.uz/ekonomika-i-finansy/45851-transformaciya-bankovskogo-sektora-strategicheskie-vyzovy-dlya-uzbekistana.html

          [5] Foreign Economic Activity Commodity Nomenclature, the customs codes used in the post-Soviet Space Additional requirements for properties of imported goods and conditions for their sale, different from the requirements for local goods, or difficult to achieve for importers.

          [6] Julius Yusupov, What will result in growth of customs payments, ced.uz, October 2019, http://ced.uz/publitsistika/chem-obernetsya-rost-tamozhennyh-platezhej/

          [7] Currently, the share of bank liabilities to the private sector in total liabilities comprises 28 per cent. Decree of the President of the Republic of Uzbekistan, On the strategy for reforming the banking system of the Republic of Uzbekistan for 2020-2025, Uza.uz, May 2020,  http://uza.uz/ru/documents/o-ctrategii-reformirovaniya-bankovskoy-sistemy-respubliki-uz-12-05-2020

          [8] Julius Yusupov, Five challenges for the future of Uzbekistan. Why should Mirziyoyev hurry up with tax reform, Fergana News, May 2018, https://www.fergananews.com/articles/9965; See also other publications: Julius Yusupov, Tax reform, Centre for Economic Development, http://ced.uz/samoe-glavnoe-predstoyashhee-sobytie-2018-goda-nalogovaya-reforma/

          [9] Enterprises with a small number of employees (from 25 to 200 depending on the industry) had the right to work in a simplified taxation regime with a much lower tax burden than under the general taxation regime.

          [10] Tax reform is carried out in accordance with the Concept approved by the Decree of the President of the Republic of Uzbekistan, About the concept of improving tax policy of the Republic of Uzbekistan, Uza.uz, June 2018, http://uza.uz/ru/documents/o-kontseptsii-sovershenstvovaniya-nalogovoy-politiki-respubl-30-06-2018

          [11] Financing of the social sphere is currently carried out in accordance with the staffing table and is not tied to the performance of institutions.

          [12] Publications on the subject: Julius Yusupov, Administrative reform, Centre for Economic Development, http://ced.uz/administrativnaya-reforma/

          [13] Data of State Committee on Statistics of Republic of Uzbekistan

          [14] Julius Yusupov, The agricultural sector of Uzbekistan: features, key problems, the need for reform, Centre for Economic Development, http://ced.uz/issledovaniya/agrarnyj-sektor-uzbekistana-osobennosti-klyuchevye-problemy-neobhodimost-reform/. Other publications on the topic: Centre for Economic Development, Agrarian reform, http://ced.uz/uzbekistanu-neobhodima-agrarnaya-reforma/

          [15] Julius Yusupov, Water scarcity: can Uzbekistan create an effective water management system, Centre for Economic Development, http://ced.uz/sobytiya/defitsit-vody-smozhet-li-uzbekistan-sozdat-effektivnuyu-sistemu-upravleniya-vodnymi-resursami/

          Footnotes
            Related Articles

            The investment climate in Uzbekistan

            Article by Kate Mallinson

            The investment climate in Uzbekistan

            Uzbekistan has the most diversified economy in Central Asia, with significant mineral and metals wealth, including gold, as well as textiles and services, and the largest population in the region.[1] The country also has a low, if rising, – level of debt, comfortable foreign-exchange reserves, and a robust public-investment and reform programme. All things considered, it has been doing reasonably well for a country trying to shake off its Soviet economic legacy. However, owing to the immensity of the challenges and a lack of institutional and human capacity, some of the harder reforms have still to be achieved. And now, as well as embarking on the more challenging and substantive phase of development, including privatisation, the breakup of monopolies and reform of capital markets, the government will have to focus on tackling the impact of the COVID-19 pandemic and the related economic fallout including the collapse of global energy prices (gas comprises 8.3 per cent of the country’s export portfolio), reduced Chinese demand and the return of labour migrants from abroad.[2]

             

            Uzbekistan is improving its attraction of foreign direct investment (FDI), which is vital for job creation in this country with a significant youth bulge and for economic growth more widely. FDI stood at $4.2 billion in 2019, more than tripling from 2018 and almost half of the total during the entire 25 years of President Islam Karimov’s rule, which ended in 2016. However, many foreign investors are still tentatively waiting to see the long-term results of the reform programme. In a survey by the International Monetary Fund (IMF) in 2019, foreign investors said few reforms had had significant positive impacts, besides the easing of rules on repatriation of investments, reducing the costliness of export procedures, and the relaxation of rules for immigration visas for foreign workers.[3] Current investors cited the lack of resources (including skilled labour), land-tenure rights, and energy, as well as administrative bottlenecks, as binding constraints on investment. Unpredictable or inconsistent economic policies and the lack of improvements in public governance, alongside hastily drafted presidential decrees and legislation that often require presidential decrees to clarify their meaning as well as opaque carve-outs, further deter investors.

             

            However, the government is rightly experimenting to see what it can do. It has undertaken an ambitious and large strategy, and although it is not clearly sequencing and prioritising, it is tackling the lower hanging fruit, such as the agricultural sector but taking longer to liberalise the telecoms sector, which is harder. Ultimately, they have undertaken one of the fastest reform processes for a frontier market without resorting to shock therapy, and all of it has been done at a low social cost.

             

            Mirziyoyev’s Reform process

            The environment for foreign investors in Uzbekistan today is radically different from what it was during the closed situation under President Karimov, when currency controls and expropriation were the norm. Under President Shavkat Mirziyoyev, who came to office at the end of 2016, the government has embarked on a rapid and extensive reform programme, putting Uzbekistan on the road from a control economy dominated by the public sector to a competitive market economy dominated by the private sector. This is reflected in the government’s core plan, the 2017-21 National Development Strategy, which focuses on liberalising the economy, implementing social reforms, reforming public administration, and strengthening the rule of law.[4]

             

            The first phase of the reform programme in early 2017, focused on clearing up legacy problems from the Karimov era, removing obstacles to investment, plugging the economy firmly into the international financial markets and starting to fix basic infrastructure problems. In the World Bank’s 2020 Doing Business ratings, Uzbekistan was among the world’s top 20 reformers, rising from 76th to 69th place in one year.[5] Although President Mirziyoyev mandated improving the country’s international rankings, under his predecessor the country had already moved up in the World Bank’s ranking from the lowest quartile in 2014 to the second quartile in 2017. The government wants to raise the country to 20th place by 2030. However, such rankings do not necessarily reflect the overall investment climate as, like its Central Asian peers, Uzbekistan’s government has become adept in using targeted reforms to rise in them. These indexes do not capture some other aspects of doing business in the country, including the ‘stamp’ culture of bureaucracy in the vertical system of authority, a lack of experience of lower and medium management levels and continuing inertia, the unpredictability of government policy, high levels of corruption and uneven application of the rule of law.

             

            At the very beginning of his term, President Mirziyoyev eliminated the dual-currency system and eased capital controls. He also secured the financial and technical support of the international financial institutions, including the World Bank, the European Bank for Reconstruction and Development, and the Asian Development Bank. Reflecting these changes, Uzbekistan secured its first ratings from Fitch and Standard & Poor’s in 2018. Although the country holds reserves of almost $30 billion (including $14.6 million in gold), which is equivalent to almost 60 per cent of GDP, the government is accessing the international capital markets to anchor the reform process.[6] The pricing of its bonds and its sovereign ratings will help investors to make a better-informed assessment of Uzbekistan’s credit risk. By February, it had issued its first two Eurobonds, raising a total of $1 billion.

             

            This year, Uzbekistan has started undertaking significant reform of state-owned enterprises, separating regulatory and commercial functions, and unbundling key economic sectors, including at state energy company Uzbekneftegas. The ratings agencies have noted improvements in reporting and in corporate-governance standards. The government also continues to make progress on reform of the capital markets following the launch of the 2025 Capital Market Strategy in December 2019. The government planned this year to launch five initial public offerings on the Tashkent Stock Exchange, to engage the Korea Exchange as a strategic partner of the Tashkent one and to pass a new law on capital markets, but much of this is in doubt now.

             

            Under President Karimov, the use of child and forced labour was widespread, which contributed to making Uzbekistan an international pariah and created huge reputational risk for investors. Around 300 leading brands, including Disney, Nike and Walmart, boycotted the country and the United States government placed heavy restrictions on the import of its cotton. In 2018, President Mirziyoyev issued a decree banning all forced labour. During the 2018 cotton harvest, forced labour made up less than seven per cent of the workforce involved, half the 2015 level. The International Labour Organisation says that systematic child labour is no longer a feature of the industry.[7]

             

            Laws on improving the investment climate

            At the end of 2019, President Mirziyoyev signed four laws aimed at improving the investment climate: on investment in the banking sector, on clarifying the tasks of a Foreign Investors’ Council, on a revision of the tax code, and most significantly on investment and investment activities, which entered into force in January 2020.[8] The investment laws, which were developed over three years with the assistance of the United Nations (UN) Development Programme, deliver on the stated aim of easing the regulatory environment for foreign investors. However, as is common in markets with weak institutions, investors are set to face challenges with the interpretation and implementation of the investment laws when dealing with regulatory bodies and local administrations. With suspicion towards private enterprise, weak but improving protection of property rights and rent-seeking behaviour common within the executive branch at the national and local levels, the legislation will need to be accompanied with fundamental institutional change to have a major impact. Many of their guarantees and protections for foreign investors are drawn from existing legislation and have previously proven widely ineffective.

             

            Following the enactment of the law on investment and investment activities, the Investment Ministry and its regional branches will be the sole interlocutor for foreign investors. This is a positive step to streamline the process of investment and to bring order to the bureaucratic maze that foreign investors typically face, but much more work is needed on the investment regime to unify how companies interact with the state and to create a more level playing field. While it is reassuring that the sclerosis of the Karimov presidency is nowhere to be seen, with plenty of dynamism in the regulatory environment and decrees issued quickly, the government often has to issue new decrees to clarify the first decrees. It also often resorts to one-off carve-outs and special preferences for specific investment projects, creating an uneven competitive environment. The capacity of government agencies needs to catch up with the pace of reforms, while the constant flow of new regulation is overwhelming for officials and creates uncertainty for investors, as was witnessed with surprise VAT announcements and backtracking towards the end of 2019. Some reforms are also getting lost in the long chain from presidential decree to implementation. All of this makes forecasting hard for investors.

             

            Tax reforms began with a presidential decree in June 2018 that reduced the tax burden on businesses and employees. The aim is to reduce tax avoidance and the role of the shadow economy as well as to increase the national pension fund’s ability to play a role in developing a culture in which independent workers can manage their own finances. In many ways, the reforms have been transformational. Taxes on labour were burdensome and Uzbekistan now sees record numbers for the registration of people formerly being paid under the table now being formalised into employment, which has had a significant impact on the employment of women.

             

            On January 1st 2020, Uzbekistan adopted a new Tax Code to replace the one introduced in 2008. Its new provisions include decreasing the overall tax burden, simplifying tax rules, and improving tax administration. According to the Ministry of Finance, the new Tax Code was prepared taking into consideration recommendations of the International Monetary Fund, the World Bank and international experts. As a result of this reform, the government is expected to add to its tax intake the equivalent of at least four per cent of GDP.[9]

             

            Anti-corruption & Judicial reform

            Institutional reforms are delivering some progress in the fight against corruption under the State Anti-Corruption Programme for 2019-2020. This translates into improved governance standards, as reflected in better rankings from Transparency International Corruption Perception Index and the World Justice Project Rule of Law Index.[10] However, instilling a genuine culture of transparency in areas such as public procurement and issuing permits or licenses will require generational change.

             

            The COVID-19 pandemic has had some positive impact including accelerating existing government pledges to prioritise a transition to a digital economy over the next five years, which will improve public services and raise standards. Small and innovative steps have been taken to improve the rule of law, including the creation of a special council to enhance judicial independence, and proposals for a special investment zone governed by English law. These are examples of the government building effectively from scratch, but they constitute an island of (potential) legality in a sea of uneven application of the rule of law. In a March 2019 report, the Organisation for Economic Co-operation and Development noted that the judiciary is one of the areas where Uzbekistan needs to conduct substantial reforms judges are not independent and there is no supervisory review of judgments.[11] Only three per cent of judicial appointments carry life tenure, a key means of securing the independence of judges. The Prosecutor-General’s Office has an incredibly broad remit, extending to entrepreneurial rights, and it answers only to the president. Senior judicial figures carry excessive influence, and all are used to operating in the established system, in which judges serve to endorse the expropriation of private businesses by the state. Investors therefore rightly do not have full confidence in the courts. To assuage them, it is important that the judicial system shows that it can review arbitration decisions and implement them in accordance with the UN Convention on the Recognition and Enforcement of Foreign Arbitral Awards (also known as the New York Convention).

             

            Political reforms lag economic reforms and President Mirziyoyev’s commitment to real liberalisation remains unclear. With little significant change to the human-rights situation, he is treading a fine balance between reform and continuity. He has managed to consolidate his power and curb the excesses of the National Security Service, which enjoyed excessive authority under President Karimov and pervaded the business environment. But Uzbekistan is still largely run by senior cadres from the Karimov administration. And, while the government has attracted younger reformers, often returning from abroad, it has also been rehabilitating key figures from the Karimov years who were implicated in corruption scandals. Ministers are sometimes removed and their trials take place behind closed doors. The new leadership has transformed the media environment, but the country still lacks objective analytical reporting. Direct criticism of the president or his family remains a taboo.

             

            The post-pandemic outlook

            Just as with the reform programme, President Mirziyoyev and his government have demonstrated a high degree of resolve in dealing with the public-health challenge posed by the coronavirus pandemic. In April, the ratings agencies’ affirmation of Uzbekistan’s Long-Term Foreign Currency Issuer Default Rating at BB– with a stable outlook highlights the country’s resilience against the impact of the health crisis and lower energy prices through its strong fiscal and external buffers, its diversified commodity export base and access to external official financing.[12] In addition, significant steps have been taken to further improve fiscal transparency. But whether the president and government can maintain their reform momentum while navigating the pandemic and its aftermath in the longer term is yet to be seen.

             

            The current global economic crisis and coronavirus pandemic will test the durability of the recent reform process in Uzbekistan. Although the Uzbek population has largely been behind the reform programme, the negative impact on already challenging socioeconomic conditions in Uzbekistan could push latent disaffection and high expectations of Mirziyoyev to the surface. Alongside the thornier reforms of privatisation and capital markets, the Uzbek government urgently needs to prioritise educational reforms synchronised with the job market to ensure that the over a half a million young people entering the job market each year, are an asset not a liability. In addition, the government needs to continue to make Uzbekistan a hub both for tourists but also for cargo, meaning additional investment and reforms to develop both soft and physical infrastructure.

             

            Kate Mallinson is an acknowledged political risk expert on Central Asia, and she has worked continuously in the region since 1987, including Uzbekistan from 1999-2001.  Kate has spent over two decades in the risk management sector and runs PRISM, a political risk consultancy which focuses on Central Asia, and other FSU countries, and provides consultancy to companies operating on the ground, including assisting clients in placing their business risks in political context by providing intelligence and analysis on politics, regulation and government stability. Recognised as an authority in the region, Kate enjoys regular dialogue with the region’s most influential policy makers, business representatives, journalists and analysts. Kate is an Associate Fellow for the Russia and Eurasia Programme at Chatham House and a member of the Locarno Group within the Central Asia Directorate at the UK government’s Foreign and Commonwealth Office.

            Photo by President of Russia, https://creativecommons.org/licenses/by/4.0/deed.en

             

            [1] World Bank Group, Uzbekistan: Towards A New Economy, Summer 2019, http://documents.worldbank.org/curated/en/866501562572675697/pdf/Uzbekistan-Toward-a-New-Economy-Country-Economic-Update.pdf

            [2] OECD, GREEN Action Task Force, Environment Directorate Environment Policy Committee, September 2019, http://www.oecd.org/officialdocuments/publicdisplaydocumentpdf/?cote=ENV/EPOC/EAP(2019)13&doclanguage=en

            [3] International Monetary Fund, Republic of Uzbekistan : 2019 Article IV Consultation-Press Release and Staff Report, May 2019, https://www.imf.org/en/Publications/CR/Issues/2019/05/09/Republic-of-Uzbekistan-2019-Article-IV-Consultation-Press-Release-and-Staff-Report-46884

            [4] Decree of the President of the Republic of Uzbekistan, On the Strategy for the Further Development of the Republic of Uzbekistan, February 2017, No. 6, Article 70, mfa.uz, https://mfa.uz/ru/press/news/2017/02/10244/

            [5] World Bank, Doing Business 2020, October 2019, https://www.doingbusiness.org/en/reports/global-reports/doing-business-2020

            [6] Central Bank of the Republic of Uzbekistan, International reserves of the Republic of Uzbekistan (as of April 1st 2020), https://cbu.uz/en/statistics/intlreserves/214381/

            [7] ILO News, Forced and child labour In Uzbek cotton fields continues to fall, ILO, February 2020, https://www.ilo.org/global/about-the-ilo/newsroom/news/WCMS_735883/lang–en/index.htm

            [8] Law of the Republic of Uzbekistan, About Investment Activities, No.ZRU-598, December 2019, Lex.UZ, https://lex.uz/ru/docs/4664144

            [9] World Bank, Worldwide Governance Indicators, July 2010 – last updated November 2019, https://datacatalog.worldbank.org/dataset/worldwide-governance-indicators

            [10] Transparency International, CPI 2019 Global Highlights, January 2020, https://www.transparency.org/cpi2019?/news/feature/cpi-2019

            [11] OECD, Anti-Corruption Reforms in Uzbekistan – Istanbul Anti-Corruption Action Plan Fourth Round of Monitoring, 2019, https://www.oecd.org/corruption/acn/OECD-ACN-Uzbekistan-4th-Round_Monitoring-Report-2019-ENG.pdf

            [12] Fitch Ratings, Fitch Affirms Uzbekistan at ‘BB-‘; Outlook Stable, April 2020, https://www.fitchratings.com/research/sovereigns/fitch-affirms-uzbekistan-at-bb-outlook-stable-10-04-2020

            Footnotes
              Related Articles

              Corruption and reform in Uzbekistan: The elephant is still in the room

              Article by Professor Kristian Lasslett

              Corruption and reform in Uzbekistan: The elephant is still in the room

              When Uzbekistan’s first post-Soviet President, Islam Karimov, passed away in September 2016, he left behind a complex legacy. Uzbekistan had not suffered prolonged instability, armed conflict, or state-failure, like in certain other post-Soviet spaces. On the other hand, life had become increasingly choreographed by an authoritarian state, buttressed by an expansive surveillance apparatus, and arbitrary forms of violence.[1] Behind the state lay opaque cliques of security chiefs, politicians, mandarins, businessmen, and select organised crime figures, who built personal alliances, and leveraged unchecked state power, to administer rackets and protect economic territory. In the academic literature neo-patrimonialism and clientelism have been employed to describe these dynamics.[2] Victims interviewed by the author have used the more visceral phrase, mafia-state (this denotes the state operates like a mafia organisation, not that the state has been captured by an outside crime group). Each term, in their own way, depict how power to make political and economic decisions in Uzbekistan, with profound implications for the distribution of wealth and the enjoyment of human rights, has been captured by closed, elite networks and frequently used for improper ends.

               

              Islam Karimov’s Presidential successor, Shavkat Mirziyoyev, has attempted to shed some of these legacies by framing himself as an ambitious moderniser with an appetite for greater levels of transparency and accountability.[3] This has presaged a raft of pro-business reforms, and some market liberalisation measures. These reforms have met cautious enthusiasm at home and at times rapturous applause from abroad. In a context marked by hope and goodwill, pointing to the enduring challenge of corruption and kleptocracy triggers the risk of being labelled a ‘spoiler’. Yet it is an issue that is difficult to avoid. Deeply entrenched political-economic structures, and the institutional and social cultures they are syncopated with, are difficult to shift, especially in a top-down manner where those in power have excelled because of their ability to navigate this particular environment.

               

              It is important, therefore, that the enduring spectre of grand corruption is considered and calculated into any analysis of the reform process in Uzbekistan.[4] Even as this essay is being edited, reports are emerging in Uzbekistan that may tie the Sardoba dam collapse, and emergency COVID-19 spending, to corruption.[5] Accordingly, understanding and challenging the practices, processes, relationships and structures that systemically reproduce grand corruption remains an important task.

               

              The documentation and clinical analysis of such practices trigger challenges. Processes captured under the rubric of corruption, are frequently understood in quantitative terms using different measurement tools. It is exceedingly difficult, given the secretive nature of such transactions and the often unchecked power enjoyed by practitioners, to qualitatively document them, at least at a grand level. Without qualitative documentation based on representative and robust samples, it is difficult in turn to produce sophisticated and reliable forms of analysis that can guide policy and practice.

               

              Against this challenging backdrop the following essay takes an inductive approach, working off investigative data-sets pertaining to a number of cases in order to formulate a series of evidence based hypotheses on the structures and drivers that stimulate grand corruption in Uzbekistan.

               

              The first part of this essay deals with a classic case study on corruption in Uzbekistan, looking at the underpinning structures its content points to. Then the analysis turns to two contemporary case studies relating to the Mirziyoyev era, where serious governance concerns have been raised, in order to consider whether they exhibit similar traits to this classic case. The conclusions that follow from this will then be employed to deduce how the underpinning system these cases are outward evidence of, may mediate reform process outcomes.

               

              Gulnara Karimova: A Baseline for Grand Corruption Studies in Uzbekistan

              The eldest daughter of Islam Karimov, Gulnara Karimova, is currently serving a custodial sentence in Uzbekistan for a series of criminal convictions relating to corrupt activity that a range of authorities assert took place between 2000 and 2012.[6] This activity has also been the subject of international asset forfeiture, civil litigation, and foreign jurisdiction prosecutions.[7] Researchers, as a result, have access to granular detail on the underpinning activity. This classic case, therefore, serves as an instructive baseline window into a wider system.

               

              The first point to note is that the evidence, and judicial findings, indicate Karimova headed a powerful organised crime syndicate that was embedded within the Uzbek state.[8] This network featured an inner core of fixers, managers, envoys and proxies, who were intimately involved in the group’s day to day business affairs. In addition, the syndicate also enjoyed ties to a non-core set of high profile fixers and envoys, who prosecuted the group’s affairs on a needs basis

               

              Syndicate activities, the evidence indicates, were conducted with the assistance and complicity of senior state officials, and enacted through a diverse range of state organs. These organs included cabinet, government committees, ministries, the courts, sector regulators, and the security services. These different state levers enabled the syndicate to expropriate businesses, monopolise markets, solicit bribes, and administer extortion rackets. Through these activities the syndicate was able to develop a diverse portfolio of business interests across a range of sectors including services, construction, manufacturing, industrial, retail, natural resources, and finance. Once markets and businesses had been seized, they continued to be operated on a privileged basis, drawing on special state treatment, reportedly generating significant profits for the syndicate.

               

              A range of international actors and jurisdictions have in practice proved essential buttresses for this activity. It appears European and North American businesses have been consenting parties to protection rackets. Foreign telecommunications providers in particular, were aware of the Karimova syndicate’s racketeering activities, and the ultimate beneficiary. While overseas banks in the United Kingdom (UK), Switzerland and Latvia have been employed as key conduits for syndicate money laundering operations. It is less clear from the public record how culpable these financial institutions are. However, the group’s primary bankers in these regions have a documented criminal history. A range of corporate services were offered by the British Overseas Territories. This enabled syndicate activities to be conducted with secrecy and security.

               

              Karimova used these arrangement to grow her own personal wealth. She was able to obtain productive assets that could generate profit, and then operate them under privileged conditions that augmented financial returns. This income was supplemented by rents derived from non-productive assets such as real-estate, and bribes/protection payments solicited from companies seeking market access. Businesses were also in a position where they had to accommodate syndicate commercial proposals, regardless of merits. Failure to do so risked state persecution and loss of assets. The wealth generated was transformed into political capital, through funding a wide range of charitable initiatives that positioned Karimova as a potential successor to her father. However, this was a highly competitive process at an elite level. Subsequently Karimova herself experienced expropriation and imprisonment after influential rivals organised against her. This is one potential exit point for ‘game’ losers.

               

              Subsequent investigative research by the author indicates that the schemes and practices summarised above, were at the more extreme end of the spectrum in terms of volume and the tactics employed. However, the opaque use of state power to obtain unfair commercial advantage, the use of complex offshore structures that conceal beneficial ownership and conflicts of interest, the provision of state aid to politically exposed entities without transparent rationale, the use of illegal methods to make augmented profits, expropriation and intra-elite cannibalisation of corporate assets, and the cultivation of significant private business portfolios by senior state officials and their family, remain systemic features of Uzbekistan’s political-economy. Karimova’s case represents an instance where these dynamics were taken to their most extreme. But evidence indicates that in the Mirziyoyev era, these dynamics remain an enduring mediation that will shape reform outcomes. One recent example that exhibits some of these ongoing challenges is the controversial mega-project, Tashkent City.

               

              The Tashkent City Mega-Project

              Tashkent City is a major US$1.3 billion property development in the heart of Tashkent.[9] It was ushered in by the Mirziyoyev government as a powerful urban signal of its modernising agenda.[10] Once complete Tashkent City will consist of residential complexes, retail, business and financial districts, Hilton and Radisson branded hotels, a Congress Centre, and a large recreational park boasting a 7D cinema, planetarium and wax museum. The property development is divided into eight lots. Each lot has a designated investor or investors, a designer, and general contractor responsible for construction efforts.

               

              A government directorate was set up to coordinate the project, in collaboration with private investors, designers, and construction companies. Article eight of the Cabinet of Ministers decree governing Tashkent City states that investors would be selected through a tender process, which would be set out in future regulations.[11] Under the decree Tashkent City investors stood to benefit from significant state aid including tax and customs exemptions.

               

              No transparent tender process took place. The Mayor’s Office and Tashkent City Directorate confirm that investors were selected by an Administrative Council set up under the originating decree.[12] Members of the Administrative Council include the Prime Minister, First Deputy Prime Minister, the Ministers for Finance, Economics, Justice, Foreign Affairs, Foreign Trade, and Internal Affairs, Chairmen and Directors of various state committees and public enterprises, the Mayor of Tashkent and the head of the public directorate responsible for Tashkent City. A request was made for investor bid and selection documents. The Tashkent Mayoral Office responded: ‘Administrative Council documents relating to the approval of investors are internal documents for official use, and therefore, we are not able to give them to you’.[13] When questions were asked about the level of due diligence conducted during the selection and award process, the Mayor of Tashkent, Jahongir Artikhodjayev, informed the media, ‘if we ask the beneficiary for each investor, we can close the gates of Uzbekistan, nobody will come here’.[14]

               

              This remark followed an exposé published by Open Democracy in the UK.[15] Their investigation claimed that shares in Tashkent City’s biggest foreign investor, Hyper Partners GmbH – which is providing US$400 million – were owned by a teenager, Mustafa Palvan. The investors in lots one, five, and seven, and the general contractor selected for lots one, five, seven and eight, also triggered serious governance concerns.

               

              Table 1: 2019 shareholding profile of investors and contractor for lots one, five, seven and eight, Tashkent City[16]

              Company Role Lot Shareholders
              High Land City Investor One Ismail Israilov (81.24%), Techno Continental (8.19%), Next Generation Product (8.17%), and Azizxuja Azlarov (2.40%)
              Akfa Dream World Investor Five Perfect Plast Profil (21.4%) (April 2020 update[17]: Wide Tent System 31.45%, Techno Continental 21.36%, Perfect Plast Profil 19.23%, Asia Electron 12.92%, Atlant Metal 6.44%, Baxodir Abdullayev 8.6%)
              Premium Village Investor Seven Ismail Israilov (23.28%), Quality Electronics (37.2%), Asia Electron (28.51%), Factory of Technologies (9.3%), Athamjon Israilov (1.17%)
              Discover Invest Contractor One, Five, Seven and Eight Abror Ganiyev (86.18%), Sobirjon Xakimov (13.82%)

               

              Table 1 indicates that Ismail Israilov and Abror Ganiyev were both key shareholders. At the time, both individuals were managers in the Akfa-Artel group of companies. The corporate shareholders identified in Table 1, were tied to the same conglomerate. Akfa-Artel thus emerged as a key player in Tashkent City. This prompted particular concern as a result of the fact both Akfa and Artel were founded by the Mayor of Tashkent (2018-current), Jahongir Artikhodjayev, who served in 2017-18 as head of the public directorate responsible for implementing Tashkent City.[18]

               

              Further corporate data collated between January and May of 2019, confirmed that Ganiyev jointly owned at least four companies with Jahongir Artikhodjayev, he co-owned a further three companies in the Akfa-Artel group (at least three), has been identified as an executive in two Akfa-Artel linked entities, and was appointed Chairman of the Board at Akfa.[19] Additionally, the registered address for Discover Invest, contractor for lots one, five, seven and eight, was found to be the same as J-United Group, a key holding company 100 per cent owned during 2019 by the Mayor of Tashkent.

               

              Israilov exhibited a similar profile to Ganiyev. He was, for instance, listed as a Manager at Akfa Engineering and Management, a firm at the time 100 per cent owned by Jahongir Artikhodjayev. In addition to this, the data-set revealed that Israilov co-owned at least four companies with Artikhodjayev, he was sole shareholder in six companies linked to the Akfa- Artel group, and co-owned at least four companies with Abror Ganiyev.

               

              Ganiyev and Israilov were both asked if they held the shares on behalf of a third party. Neither individual responded. The Mayor of Tashkent’s office denied he had an interest in Tashkent City.[20] Because of the Akfa-Artel group’s use of opaque offshore holding companies (see Table 2), and Ganiyev/Israilov’s silence on the matter, it was impossible to verify whether or not the Mayor of Tashkent had a beneficial interest in Tashkent City. It could be verified though that the Mayor retained significant beneficial interests in the Akfa-Artel group.

               

              Because Administrative Council tender records were withheld, Artikhodjayev’s potential role in the selection process for Tashkent City investors could not be scrutinised either.

               

              Table 2: Offshore ownership structure of investor for lots one, five, and seven, Tashkent City[21]

              Company Shareholders Person with Significant Control (UK only)
              Techno Continental Wynex Innovation LLP (100%) None declared
              Next Generation Product MacMerry Management LP (50%), Singapore Syndicate Group Pte Ltd (50%) Dalston Management LP (Dalston Management declares no PSC)

               

              Perfect Plast Profil Esperansa Group LP (100%) Esperansa Incorporated LP[22]
              Wide Tent System Esperansa Group LP (100%) Esperansa Incorporated LP
              Asia Electron MacMerry Management LLP (50%), Commerce Standard Pte Ltd (50%) Dalston Management LP (Dalston Management declares no PSC)

               

              Quality Electronics MacMerry Management LP (50%), Commerce Standard Pte Ltd (50%) Dalston Management LP (Dalston Management declares no PSC)

               

              Factory of Technologies MacMerry Management LP (50%), Singapore Syndicate Group Pte Ltd (50%) Dalston Management LP (Dalston Management declares no PSC)

               

               

              After the above details were published in the international and national media, a leaked audio-recording emerged. The voice recording is reported to be the Tashkent Mayor.[23] The recorded voice makes serious threats against the media. The threats include disappearing journalists, or subjecting them to false allegations of a homophobic nature.

               

              Given the levels of state secrecy experienced, it is difficult to substantively compare and contrast this case with the example of Gulnara Karimova. However, there are certain prima facie parallels. First, we observe in the case of Tashkent City a major state organised economic opportunity being awarded through closed channels, instead of a transparent open tender. Second, numerous corporate beneficiaries of the subsequent awards made through a closed process, exhibit a range of red flags. These red flags include the use of opaque offshore holding companies, further camouflaged in one instance by a persons with significant control declaration that violates UK transparency laws (see footnote 22). Third, some of the key corporate beneficiaries of this mega-project are tied to the Akfa-Artel conglomerate, a group founded by the current Mayor of Tashkent, who previous served as head of the Tashkent City directorate. No conflict of interest has been acknowledged by the Mayor’s office. Finally, following a period of heightened scrutiny it appears the Mayor used serious threats to intimidate journalists. This echoes the coercive tactics experienced by residents displaced by the Tashkent City project.[24]

               

              These features of Tashkent City, as a totality, reflect many of the risk factors exhibited by the Karimova case between 2000 and 2012, which were subsequently found to be the outward symptoms of corrupt activity following extensive investigation by justice agencies in multiple jurisdictions. While Tashkent City may exhibit a number of the same red flags documented in the Karimova case, it cannot be factually established the same types of corruption underpin Tashkent City. Given the Uzbekistani state’s opposition to basic forms of transparency in this case, it is unlikely there will be any state-led attempt to verify whether or not the red flags pointed to above are symptomatic of impropriety. However, based off the information collated to date, and the state secrecy surrounding Tashkent City, serious concerns remain over the probity of this mega-project.

               

              These concerning structural features exhibited by Tashkent City were observed in a sector wide study of cotton conducted during 2019. Although, in this study more granular detail was uncovered on certain key corporate players.

               

              Evaluating Cotton Sector Integrity

              Agriculture, cotton cultivation, and associated forms of manufacturing, including textiles, constitutes a key pillar of Uzbekistan’s economy. Textile companies in particular are among some of the largest and most influential concerns in Uzbekistan. The cultivation of raw cotton, however, has been seriously tarnished by a quota-system reliant on state-organised forced labour regimes. To address this serious human rights issue, stimulate new investment, and enhance value-added activity, the Government of Uzbekistan implemented a privatisation programme in the cotton sector through a ‘cluster’ system.[25]

               

              Cotton clusters are vertically integrated production units, organised on a district basis. Cluster operators, primarily textile companies, are responsible for overseeing the production of cotton and its conversion into value added products. Transparent, competitive tender processes were not employed to select cluster operators. Instead, the governing decrees state that cluster operators have been picked on the basis of a proposal made by each company in conjunction with the relevant regional government.[26] The Ministry for Agriculture, and the President’s Office, failed to respond to a written freedom of information request for these proposals sent in the required format. Under the law, On the Openness of the Activities of Public Authorities and Administration, authorities must respond within 15 days of registering a request.[27]

               

              In light of the sector’s fragile human rights record, a corporate integrity analysis was conducted of 71 cluster operators looking at a series of benchmarks linked to financial transparency, corporate governance, and professional track record.[28] Following an initial iteration of the research in early 2019, a scorecard system was developed and applied to twenty representative clusters. Green flags were awarded for evidence of good practice, red flags were awarded where bad practice was documented, while amber flags were reserved for situations where key benchmarks could not be verified due to a lack of corporate information on the public record (direct requests were also made to companies for information). A systematic application of the scorecard revealed a high proportion of red (41 per cent) and amber flags (49 per cent). This indicated that companies operating the cluster system were opaque, and where records could be located, they exhibited concerning features.

               

              One example of this is the Uztex group. Uztex brands itself as the largest textile company in Uzbekistan. It is a conglomerate made up of primarily limited liability companies, which are responsible for different aspects of group operations. Uztex was founded by Fakhritdin Mamatdjanov and his son Farkhod.[29] The Mamatdjanov family are also the principal owners of Invest Finance Bank, which encountered negative publicity after it was found managing significant accounts connected to Gulnara Karimova (although to the author’s knowledge Uzbek authorities have not charged the bank for any offences relating to Karimova or her companies).[30]

               

              Shares in Uztex are held primarily through a complex offshore structure, using incorporated entities in Switzerland, Singapore and the UK. The General Director of a Russian subsidiary alleged to Uzbek authorities that the group’s key Swiss offshore vehicle has been used by Farkhod Mamatdjanov to covertly facilitate criminal activities.[31] Subsequently, Russian authorities seized corporate property as part of a criminal investigation into Mamatdjanov.[32]

               

              Leaked Uztex internal records raise further concerns. They indicate that Uztex contracted to buy US$84 million in equipment from Swiss multinational, Rieter, for two Uzbek operations, Textile Finance Namangan LLC and Textile Finance Khorezm LLC.[33] Rieter is a highly regarded supplier of premium industrial equipment to the textile sector. Following the initial agreements in 2017, Rieter then subcontracted the job to a little known British Limited Liability Partnership, Wayrex LLP.[34] Wayrex LLP is a ‘trade agent for polymeric raw materials’.[35] Wayrex LLP is also a significant holding company in the Uztex group. Rieter was asked why they subcontracted the job back to the very group which had made the purchase, especially given that according to public disclosures Wayrex LLP is a minor trade agent. The company responded ‘it is a common practice in our industry that machine manufactures like Rieter are trusted with the coordination of different suppliers’.[36] Rieter claim only one of the two contracts with the Uztex group went ahead.

               

              Another example from the cluster system involves Beshariq Tekstil and Amudaryotex. These two cluster operators are significant, established textile companies. Investigations revealed that both companies had acted as guarantors for significant loans provided to affiliated Russian companies by Russia’s Starbank. These loans were defaulted on during March 2016.[37] In the same month Starbank lost its banking license and was eventually declared bankrupt. Starbank’s appointed trustee Russia’s Deposit Insurance Agency, claims senior Starbank executives, including its Chairman Agadzhan Avanesov, knowingly formed bad debts.[38] Russian newspaper, Novaya Gazeta, claims this bad debt was formed with companies owned by the Chairman.[39]

               

              After corporate filings were analysed, it was discovered that Beshariq Tekstil is part owned by Avanesov, through a British limited liability partnership, Vertical Alliance LLP.[40] Amudaryotex at the time inquiries were made during 2019 was owned by Mirakbar Yakubzhanov, through British holding company, Welroy Technology Ltd.[41] Yakubzhanov and Avanesov are former business affiliates. Avanesov, who is now based in Geneva, denies allegations made by Russian authorities and media. Avanesov claims his commercial relationship with Yakubzhanov ended in litigation, where he was awarded USD1.33 million.[42] Russian media reports from July 2019 claim Avanesov remains wanted by authorities, a claim he denies.[43]

               

              Thinking about Reform and Grand Corruption

              The high profile case of Gulnara Karimova projected the image of a political-economy where lucrative sectors were being seized by senior regime figures, and their close affiliates, through opaque means that relied on the covert and improper application of authoritarian state power. These commercial arrangements readily availed of international corporate and financial infrastructure to further conceal activities, launder proceeds, and safely manage assets abroad. The application of coercive state-power was used to intimidate targets of different racketeering operations.

               

              Research into two of the most significant projects shepherded into being by the Mirziyoyev government, indicates that they exhibit some of the same core governance weaknesses and corporate red flags that marked the preceding era. It cannot be factually inferred that the same forms of criminality are generating these red flags. However, in light of previous patterns, their systematic appearance is a matter of serious concern.

               

              In the case of Tashkent City companies closely linked to the Mayor benefited from significant state facilitated investment and construction opportunities, awarded under notably opaque conditions. These companies employ extensive offshore structures which serve to conceal beneficial ownership arrangements. Tashkent City construction activities were prefaced by the use of coercion against residents, while subsequently according to news reports the Mayor has been recorded making threats to disappear journalists. Similarly, the cotton cluster research reveals state facilitated opportunities and aid, was awarded to corporate operators through an administrative process fundamentally lacking transparency. A significant number of corporate operators were found to be opaque, and making active use of offshore holding structures, which served to conceal beneficial ownership arrangements. Serious evidence was uncovered which tied cluster operators to improper activity. Since this study was concluded news reports have appeared, which accuse cluster operators of employing coercive tactics against farmers and workers.[44] In all of the above cases, the Mirziyoyev government potentially breached its own law by failing to respond to lawful requests for public administrative documents.

               

              This data serves as an important reminder. Uzbekistan’s political economy functions through the close integration of authoritarian politics with choreographed market activity. In a country as large as Uzbekistan, there clearly remains space for business to emerge on a licit footing. However, at the upper echelons of society, where some of the most lucrative trade is done, evidence indicates that success is premised in part on political influence, the opaque provision of state aid which gives selected businesses commercial advantages, and the tactical use of illicit commercial strategies to engorge rates of profit and monopolise economic opportunities.

               

              In the post-Karimov era it appears the upper hand has been gained by a more entrepreneurial class of elites, who can navigate this system with dexterity to accumulate wealth across a range of industries. Ground has been lost by a more conservative class of rent-seeking officials tied to the security state. Modest accommodations have also been made to civil society by the Mirziyoyev government. However, this appears to be driven more by reputational concerns that impact on investor/business confidence, rather than a conversion to liberal politics.

               

              It would seem likely the Mirziyoyev government will achieve some success in implementing its modernising agenda. To the extent this grows the national wealth, it will disproportionately benefit elite networks, although this will likely take place alongside a general improvement in the standards of living for the wider population. With a larger economic pie, there is the potential for growing clusters of power to emerge allied to the President, but which also have independent capacity to prosecute political and economic objectives, navigating authoritarian capitalism to the power-cluster’s benefit. Indeed it is no contradiction to imagine that a successful process of authoritarian modernisation will increase levels of grand corruption, as different power-clusters look to game the system to augment their political influence and financial returns. In this scenario, which looks a likely one, opening up civil society, growing democratic institutions, and cultivating genuine agencies of oversight and accountability, constitutes a structure and culture that is highly antagonistic to this system as it stands, and thus is a dimmer prospect.

               

              The outcomes of this prospective balance will be acceptable to many national and international elites who will benefit from a stable system of authoritarian capitalism mediated by certain unsaid national ‘realities’ i.e. systematic grand corruption, while improved standards of living and the continuing limits placed on civil society will weaken the potential for the type of spontaneous uprisings that were observed in the Middle East and Africa. And in a world where authoritarian politics is making a return, as global capitalism struggles with a range of existential threats, Uzbekistan’s state may find itself increasingly the norm rather than the exception.

               

              Of course, even within this prospective balance of forces, there is room for incremental progressive change. As Uzbekistan opens up its capital markets, deregulates industries, and primes privatisation initiatives, economic transactions will increasingly be mediated through the corporate sector. There is a serious need to modernise the corporate law in Uzbekistan in order to strengthen corporate governance and corporate transparency. In line with this, there has been incremental improvements in governmental transparency. These improvements need to be built on. In particular to ensure, for example, open registers of interests are made mandatory for public officials, all public procurement is open and transparent, and important records, such as court documents, are made available to the public in a timely, accessible and unredacted manner.

               

              International jurisdictions have a role to play too. In the UK the government has strengthened corporate transparency, but has failed to prosecute companies which submit false or improper filings. Nor is there a substantive system in place to actively detect irregular filings. Other jurisdictions used by Uzbekistani corporate groups such as Switzerland, Singapore, and Cyprus, are even further behind, with corporate registers that still permit the use of nominee directors, and where required, nominee shareholders. All of which creates an opportunity structure that allows improper dealings in Central Asia to be processed through international corporate and financial infrastructure, with looted value often resting in global centres of wealth, such as London, Paris and Geneva.

               

              Finally, independent civil society in Uzbekistan is vulnerable. It operates under an environment of surveillance, where civil rights are far from assured. Furthermore, as Uzbekistan’s market, financial and public infrastructure rapidly changes, they present new challenges for civil society if it is to hold the powerful to account. This requires capacity building. We are seeing examples in the Uzbekistani media of data-driven journalism that exposes irregular commercial and public transactions. These seeds require nurturing. Resources are needed in order to strengthen civil society’s capacity to fully harness data sources, rights to information, data-processing facilities, and advocacy opportunities, so that the public has access to forensic information on the activities of government and the private sector, synthesised with critical analysis that can enrich the public’s capacity for political agency. Though, with opposition political activity forbidden in Uzbekistan significant limits remain in place on the public’s political agency.

               

              Of course, we face one known unknown in Uzbekistan – the long-term impact of COVID-19 on an already fragile global political-economy. If a global recession is sparked, leading to serious downturn in Central Asia, the more predatory forms of racketeering observed in the Karimova case study may grow in appeal. If this coincides with diminished standards of living for the general population, these structural antagonisms could indeed provide the kindling for more radical forms of political challenge to the status quo, which we have observed for instance in neighbouring Kazakhstan.

               

              Kristian Lasslett is Professor of Criminology at Ulster University, sits on the Board of the International State Crime Initiative and is Co-Director of Uz Investigations. He is an investigative researcher who works on corruption and kleptocracy in Central Asia, Europe and the South Pacific. Professor Lasslett’s work focuses on new ways data science, open source intelligence gathering, digital analytics, and traditional investigative methodologies, can be synthesised to help build theoretically rich understandings of how grand corruption shapes national and international political economy. His most recent book, Uncovering the Crimes of Urbanisation, was published by Routledge in 2018.

              Photo by Tashkent City Park, https://creativecommons.org/licenses/by-sa/4.0/deed.en

               

              [1] Cooley, Alexander and Heathershaw, John. 2017. Dictators without borders. London: Yale University Press; David G. Lewis, Tackling corruption in Uzbekistan: A white paper, Open Society Foundations, June 2016, https://www.opensocietyfoundations.org/uploads/ff271daf-1f43-449d-a6a2-d95031e1247a/tackling-corruption-uzbekistan-20160524.pdf; Alexey Malashenko, Exploring Uzbekistan’s potential political transition, Carnegie Moscow Center, July 2014, https://carnegieendowment.org/files/CP_Uzbekistan_web_Eng2014.pdf;

              [2] See for example: Ceccarelli, Alessandra. Clans, politics and organized crime in Central Asia. Trends in Organized Crime 10(3): 19–36; Ilkhamov, Alisher. 2007. Neopatrimonialism, interest groups and patronage networks: the impasses of the governance system in Uzbekistan. Central Asia Survey 26(1): 65–84; Walker, Justine. 2009. Drug trafficking and terrorism in Central Asia: An anatomy of Relationships. Phd Thesis: University of St Andrews.

              [3] Edward Lemon, Mirziyoyev’s Uzbekistan: Democratization or authoritarian upgrading?, Foreign Policy Research Institute, June 2019, https://www.fpri.org/wp-content/uploads/2019/06/lemonrpe4.pdf

              [4] Transparency International define grand corruption as ‘the abuse of high-level power that benefits the few at the expense of the many, and causes serious and widespread harm to individuals and society. It often goes unpunished’. See, anti-corruption glossary, Transparency International, https://www.transparency.org/glossary/term/grand_corruption

              [5] Mutaxassislar: Sardobadagi falokat sababchisi shamol emas¸ qurilishlardagi dahshatli o‘g‘riliklardir!, Radio Ozodlik, May 2020, https://www.ozodlik.org/a/30587855.html; Маҳаллий нашр Сардобада кўпқаватли уйларни қурадиган ширкат Ортиқҳўжаевга алоқадорлигини фош қилди, Radio Ozodlik, May 2020, https://www.ozodlik.org/a/маҳаллий-нашр-сардобада-кўпқаватли-уйларни-қуриш-ҳуқуқини-олган-ширкат-ортиқҳўжаевга-алоқадорилигини-фош-қилди/30625879.html

              [6] Gulnara Karimova sentenced again for corruption, financial crimes, Radio Free Europe/Radio Liberty, March 2020, https://www.rferl.org/a/gulnara-karimova-sentenced-again-for-corruption-financial-crimes/30495071.html

              [7] See for example, Dutch prosecution of Uzbek-owned firm, Uzbek Forum for Human Rights, August 2016, https://www.uzbekforum.org/dutch-prosecution-of-uzbek-owned-firm-takilant/

              [8] To survey the primary and secondary sources on which this summary is based, see Lasslett, Kristian. Kanji, Fatima. McGill, Daire. 2017. A dance with the cobra: Confronting grand corruption in Uzbekistan. London: International State Crime Initiative. Available online: https://statecrime.org/data/2017/08/Full-Report-with-Executive-Summary.pdf

              [9] See http://www.tcibc.uz/

              [10] Dilmira Matyakubova, Who is ‘Tashkent City’ for? Nation-branding and public dialogue in Uzbekistan, Central Asia Program Paper 205, June 2018, https://voicesoncentralasia.org/who-is-tashkent-city-for-nation-branding-and-public-dialogue-in-uzbekistan/https://centralasiaprogram.org/wp-content/uploads/2018/06/Matyakubova-CAP-Fellows-Paper-June-2018.pdf

              [11] On measures to improve the architectural appearance and improvement of the central part of the city of Tashkent, as well as the creation of appropriate conditions for the population and guests of the capital, Cabinet of Ministers of the Republic of Uzbekistan Decree, No.559, July 2017, http://lex.uz/ru/docs/3295075

              [12] Letter from B Rizaev, Deputy Director, Tashkent City Directorate, to K Lasslett, Professor of Criminology, Ulster University, 25 April 2019; Letter from E Iminov, Head of Administration Tashkent Mayor’s Office, to K Lasslett, Professor of Criminology, Ulster University, 25 April 2019.

              [13] Letter from E Iminov, Head of Administration Tashkent Mayor’s Office, to K Lasslett, Professor of Criminology, Ulster University, 25 April 2019.

              [14] ‘It doesn’t matter when a company is created’ – hokim about investors Tashkent City, Gazeta, January 2019, https://www.gazeta.uz/ru/2019/01/31/investors

              [15] Phantom foreign investors for an open new Uzbekistan, Open Democracy, December 2018, https://www. opendemocracy.net/en/odr/tashkent-city-project-uzbekistan-phantom-foreign-investors

              [16] High Land City LLC, Company Extract, 597138; Akfa Dream World LLC, Company Extract, 557636; Premium Village LLC, Company Extract, 538977; Discover Invest LLC, Company Extract, 002784-05.

              [17] During the original investigation in 2019 the company extract for Akfa Dream World could not be located. Only one shareholder was identified through stock exchange filings. Subsequently the commercial extract was identified.

              [18] Akfa Group CEO Ortiqhojaev named interim Tashkent mayor, The Tashkent Times, April 2018, https://tashkenttimes.uz/national/2318-akfa-group-ceo-ortiqhojaev-named-interim-tashkent-mayor

              [19] For a full breakdown of the data see, Breaking with the past? Conflicts of interest and transparency in Mirziyoyev’s Uzbekistan, London: Corruption and Human Rights Initiative. Available online: https://corruptionandhumanrights.org/app/uploads/2019/05/Breaking-with-the-Past-30-May-2019-FINAL.pdf

              [20] Letter from E Iminov, Head of Administration Tashkent Mayor’s Office, to K Lasslett, Professor of Criminology, Ulster University, 25 April 2019.

              [21] Techno Continental JSC, Company Extract, 569933; Wynex Innovation LLP, Company Extract, OC393843, https://beta.companieshouse.gov.uk/company/OC393843; Next Generation Production, Company Extract, 600194; MacMerry Management LP, Company Extract, SL011585, https://beta.companieshouse.gov.uk/company/SL011585; Perfect Plast Profil JSC, Company Extract, 1633; Esperansa Group LP acquired a 100% stake in Perfect Plast Profil JSC, Tashkent Republic Stock Exchange, July 2018, https://www.uzse.uz/boards/539?locale=en; Esperansa Group LP, Company Extract, SL025982, https://beta.companieshouse.gov.uk/company/SL025982; Wide Tent Systems JSC, Company Extract, 1652, accessed 15 September 2019;  Asia Electron, Company Extract, 533066, accessed 19 May 2019;  Quality Electronics, Company Extract, 561905; Factory of Technologies, Company Extract, 600187.

              [22] Esperansa Incorporated LP is an English Limited Partnership and is not deemed a relevant legal entity for the purposes of PSC declarations under the Scottish Partnerships (Register of People with Significant Control) Regulations 2017. This is due to the fact English limited partnerships are not subject to equivalent transparency requirements that would permit the public to successfully trace the chain of PSCs.

              [23] Farangis Najibullah, ‘No winners in this fight’: Journalists resign after Tashkent Mayor’s ‘death’ ‘gay threats’, Radio Free Europe/Radio Liberty, November 2019, https://www.rferl.org/a/uzbek-journalists-resign-after-tashkent-mayors-death-gay-threats-/30282235.html; Uzbekistan decides against charges over mayor’s threats against journalists, Reuters, November 2019, https://uk.reuters.com/article/uk-uzbekistan-mayor-media/uzbekistan-decides-against-charges-over-mayors-threats-against-journalists-idUKKBN1Y11GB

              [24] Atkhan Akhmedov, Dispossession and urban development in the new Tashkent, Open Democracy, December 2018, https://www.opendemocracy.net/en/odr/dispossession-and-urban-development-in-the-new-tashkent/

              [25] Shavkat Mirziyoyev: There are still 3.5 months before the end of the year, we should determine plans for next year today, Website of the President of the Republic of Uzbekistan, September 2018, https://president.uz/ru/lists/view/2024; Cluster system: Development prospects, Committee on Agriculture and Water Management, Oliy Majlis, May 2019, available online: http://parliament.gov.uz/ru/events/committee/25863/

              [26] On measures to introduce modern forms of organising cotton-textile production, Cabinet of Ministers of the Republic of Uzbekistan Decree, January 2018, https://lex.uz/ru/docs/3527483; On additional measures for the further development of cotton and textile industries, Cabinet of Ministers of the Republic of Uzbekistan Decree, September 2018, https://www.lex.uz/docs/3906242

              [27] On the openness of the activities of public authorities and administration, Law of the Republic of Uzbekistan, No.ZRU-369, 5 May 2014, https://lex.uz/docs/2381138

              [28] Lasslett, Kristian and the Uzbek Forum for Human Rights. 2020. Out of the Cauldron, into the Fire? Risk and the Privatisation of Uzbekistan’s Cotton Sector. Belfast: University of Ulster.

              [29] Work as the essence of life – Interview with Mamatjanov Fakhritdin Djuraevich, Uztex Magazine, Autumn 2017, https://www.yumpu.com/en/document/read/59560256/eng-light-uztex- 

              [30] Ordinary general meeting of shareholders, InFinBank, June 2019, https://www.infinbank.com/en/investors/decisions/2019/06/2065/; Gulnara Karimova’s Terra group bank accounts have been frozen’, Radio Ozodlik, October 2013, https://www.ozodlik.org/a/25151464.html

              [31] Stavropol Region Arbitration Court, Case No.A63 – 13475/2018, Decision, 19 December 2018.

              [32] Stavropol Regional Court Criminal, Case No.22-958/2019, Appeal Decision, 26 February 2019.

              [33] Contract No.21425014, Textile Finance Khorezm LLC and Rieter Machine Works Ltd, 10 May 2017; Contract No.21529101, Textile Finance Namangan LLC and Rieter Machine Works Ltd, 27 September 2017.

              [34] Agreement between Textile Finance Khorezm LLC, Rieter Machine Works Ltd, and Wayrex LLP, 19 October 2017; Agreement between Textile Finance Namangan LLC, Rieter Machine Works Ltd, and Wayrex LLP, 19 October 2017

              [35] Wayrex LLP, Report of the members for the financial period from 1.03.206 to 28.02.2017, April 2017, https://beta.companieshouse.gov.uk/company/OC311533/filing-history

              [36] Letter from Thomas Anwander, General Counsel, Rieter Management AG, to Professor Kristian Lasslett, Ulster University, 18 October 2019.

              [37] Moscow City Arbitration Court, Case No. A40-45399 / 18-25-340, Decision, 23 May 2019; Moscow City Arbitration Court, Case No A40-228454 / 17-25-1453, Decision, 8 May 2018.

              [38] Deposit Insurance Agency, On filing an application on bringing subsidiary liability of controlling Starbank JSC, March 2019, https://www.asv.org.ru/liquidation/news/570136/

              [39] Andrew Zayakin and Irek Murtazin, How are bankruptcy of a bank in Moscow and a fish factory in St. Petersburg connected with the serene life of Russians in Geneva, Novaya Gazeta, August 2018, https://novayagazeta.ru/articles/2018/08/24/77590-shveytsarskiy-beglets

              [40] Beshariq Tekstil JSC, Company Extract, 35/2, accessed 22 December 2019; Vertical Alliance LLP, Company Extract, OC321610, https://beta.companieshouse.gov.uk/company/OC321610/filing-history

              [41] Amudaryotex LLC, Company Extract, 94, accessed 8 January 2019; Welroy Technology Ltd, Company Extract, 06857165, https://beta.companieshouse.gov.uk/company/06857165/filing-history

              [42] Email from Mr Agadzhan Avanesov to Professor Kristian Lasslett, 26 February 2020.

              [43] In St. Petersburg, a wanted co-owner of Starbank was spotted. The investigation believed that he lives in Switzerland, Fontanka, July 2019, https://www.fontanka.ru/2019/07/07/015/

              [44] Uzbek Forum for Human Rights, Cotton clusters and the despair of Uzbek farmers: Land confiscations, blank contracts and failed payments, April 2020, https://www.uzbekforum.org/wp-content/uploads/2020/04/COTTON-CLUSTERS-2_compressed.pdf

              Footnotes
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                Reversing brain drain is the key to Uzbekistan’s future

                Article by Navbahor Imamova

                Reversing brain drain is the key to Uzbekistan’s future

                The COVID-19 pandemic threatens economies and has disrupted societies everywhere. To recover, restore, and rebuild, every country will need to lean on expertise and the very best of its human capital. However, in Central Asia, the bitter truth is that systems that were already struggling before the pandemic will suffer more because so many of their best and brightest have simply left. This brain drain of the region’s human capital now poses nearly as big a problem as the virus itself.

                 

                Once the pandemic fades, governments hope their citizens abroad can be enticed home to help their native countries heal from the effects of the pandemic, applying their knowledge, skills, networks and finances to the problems of recovery. Yet appeals to altruism and patriotism may not be sufficient. For instance, the region’s largest country, Uzbekistan, is already trying to find new and additional appeals to attract these specialists to return.

                 

                There are two schools of thought on this in Uzbekistan. One is that many intelligent and capable Uzbeks left because they were not valued by the established system. A second view claims that Uzbekistan still has many well-educated and skilled people inside the country but their skills are misapplied. Put bluntly, what remains of Uzbekistan’s human capital base is not doing the right things, or doing them in the right places.

                 

                This underlying problem of human capital has been one of the country’s hottest topics since late 2016, when Shavkat Mirziyoyev came to power and promised to create a new Uzbekistan on the ashes of the late Islam Karimov’s stagnant dictatorship. However, to make that new Uzbekistan, and thus remake this hub of Central Asia, Mirziyoyev has had to expand his patriotic appeals, lean on an array of new incentives and enticements, and, ultimately, broaden the country’s political, economic, and intellectual establishment.

                 

                The patriotic piece of this appeal is the most straightforward. Proud of their ancient history, culture, and scientific heritage, Uzbeks have always shared the dream of a prosperous, truly independent society where people could achieve their own dreams and every citizen have a chance to thrive. In this, Uzbekistan is not unique. The ‘Uzbek dream’ has echoes in most developing countries, including those that are considered to be fast-rising powers, such as China and India. Like Uzbeks, millions of their citizens also live and work in the more advanced economies of North America, Europe, Australia, and New Zealand. And also just like those countries, millions of Uzbeks have sought opportunities for study and work abroad, settling wherever they can best pursue their professional and economic dreams.

                 

                Both sides of Uzbekistan’s human capital debate reflect elements of the true picture. Many talented Uzbeks have indeed emigrated in the face of a system that has not known how to appreciate them. At the same time, many of the talented Uzbeks who remain are underutilised, underpaid, or undervalued. Adham Bekmurodov leads an ambitious government effort, ‘El-yurt umidi’, or the Nation’s Hope Foundation. With an initial state investment of $75 million at its launch in late 2018, the programme envisioned training 5,000 specialists within two to three years at the top schools around the world.[1]

                 

                “The state is funding graduate, PhD, postgraduate studies, and training opportunities,” Bekmurodov says. “The top priority is to place them in government institutions and have them work to speed up the reforms because we need these professionals in the system as soon as possible.” In the fall of 2019, the fund had 907 fellows scattered across the globe, nearly 700 of them attending professional training programmes. The next stage aims to supply the private sector with these foreign-educated specialists.

                 

                Applicants to the programme proceed through four stages but the most important one is to convince the selection committee that she or he strongly believes in Mirziyoyev’s reform agenda, has ideas to further it, and then advocate their own case for overseas training abroad, suggesting ways that it can help them to be more useful upon return.

                 

                Bekmuradov says 885 of his fund’s alumni have already joined the government and are serving in key roles in various institutions. ‘El-yurt umidi’ also seeks to link Uzbek professionals around the world to relevant sectors at home. It has forged networks through its expert council comprised of scientists, academics, entrepreneurs, financiers, doctors and others.

                 

                In the fall of 2017, when Mirziyoyev made his first trip to the United States (US), he met 18 Uzbek professionals in New York, urging them to come home and help him to reform Uzbekistan. And while none of those Uzbeks followed him back to Tashkent, Mirziyoyev’s message was still received as a historic sign of opening and inspired those present and thousands of others around the world to look at the country through new eyes.

                 

                Indeed, many of these overseas Uzbeks have since developed close relations with their colleagues in the country. And they see a role for themselves in attracting investment, fighting corruption, and linking Uzbekistan with international networks and global practices.

                 

                Mirziyoyev followed his New York and later Washington visit with similarly-spirited stops in Paris, Berlin, Tokyo and other capitals, where he met with more groups of successful and well-established Uzbeks, repeating the same exhortations and telling them that Uzbekistan is proud of them wherever they are and whatever they are doing. Many of these Uzbeks are enthused but cautious since the government may not follow up on the President’s promises. But, the doors to their native land are now open and they have more options to help Uzbekistan than ever before.

                 

                In 2017, when Mirziyoyev unfolded the highlights of his reform agenda, a group of these Uzbeks launched ‘Buyuk Kelajak’ (Great Future), bringing together hundreds of professionals from East Asia all the way to Canada. In 2019, Bahrom Ismoilov, one of its founders, told VOA that this expert network had proposed a development strategy for Uzbekistan for the next 15 years. “We are a network of great minds and capable hands, ready to contribute and change the course of the country if the leadership is ready to consider our ideas and advice,” Ismoilov said.[2]

                 

                Buyuk Kelajak’s institutional sponsors in Tashkent, the Development Strategy Center and the ‘Yuksalish’ National Movement, contend that many of that network’s ideas are already being realised, specifically in public administration, and in the legal and economic sectors. Ismoilov has since left the network but Buyuk Kelajak maintains that it is continuing to grow and increase its impact. Its members have diverse and sometimes conflicting goals; some want to pursue these from abroad, while others seek to return and join the government, and there are those who merely want to use this platform to grow their own ventures. The Mirziyoyev Administration seems comfortable with all of these propositions but is eager to turn their talk into genuine results that pay dividends for Uzbekistan’s economic development.

                 

                In 2019, Mirziyoyev launched a new institution, the Government Service Development Agency, and appointed Sherzod Kudbiyev, a presidential advisor and former Minister of Labor, to head it. Kudbiyev’s main task was to set up a professional public service in Uzbekistan, which should include a substantial number of Uzbeks with foreign experience. In a summit in Tashkent with over 300 overseas Uzbeks in early 2020, Kudbiyev tried to persuade professionals from various fields that the system was open to hire and accommodate them.[3]

                 

                “Uzbekistan, your motherland, is waiting for you!” he exclaimed, challenging them to join its ranks to help take the country to a new level in every sphere. Kudbiyev has moved to a new position since then but the agency’s mission remains the same.

                 

                Abdujabbor Abduvohidov, a veteran academic with vast experience in the government, is now Mirziyoyev’s close aide on education, science and culture. He argues that Uzbekistan cannot transform without the contributions of its citizens abroad, and especially those with solid networks and experience.[4]

                 

                “Who will work in Uzbekistan if not you?” he asks these overseas Uzbeks rhetorically. “We will create the necessary conditions for you, but it will be up to you to show us what you can do.”

                 

                The event at which Abduvohidov spoke focused on two groups of Uzbeks trained abroad: the first is a former Umid community, ‘Umid’ being a scholarship fund launched by Islam Karimov that from 1997-2003 funded 828 students to obtain degrees abroad. The Karimov Administration later ended the programme on grounds that it was not delivering a sufficient return on investment. Many Umid fellows simply did not return after graduation; even among those who did return, many chose to leave again or opt out of government service.

                 

                Yet, El-yurt umidi director Bekmuradov does not agree that Umid failed. Nor do many Umid fellows. At least a dozen now either serve as ministers or deputy ministers in the government or manage high-profile portfolios below that level in the Uzbek government. Minister of Foreign Trade and Investments Sardor Umurzakov is one of them. Educated in the United Kingdom and experienced in international banking, he is now the face of Uzbekistan’s quest for foreign direct investment and aims to forge close ties with global markets.

                 

                Umurzakov’s calls to his fellow Uzbek professionals sound like John F. Kennedy’s from the 1960s when he exhorted his fellow Americans, “ask not what your country can do for you – ask what you can do for your country.” Umurzakov says he knows how many of these passionate yet cautious Uzbeks feel about returning and joining the ranks.

                 

                “You left or stayed abroad because there were no opportunities to grow and achieve your dreams here in Uzbekistan… I was one of you too. I came back following my studies, worked hard to make a difference but grew frustrated with the lack of will to change the system, so I went back to Europe. But the times that we dreamed of are now here. Under the leadership of President Mirziyoyev, we have more options and opportunities than ever to change this country, to make this a better place to live. Together we can offer a better future for the generations to come.”[5]

                 

                Umurzakov asks those interested in working in Uzbekistan to embrace the challenges and use them to shape the system in every field in ways that they think are right for the country. The Uzbek people want these specialists back, says Umurzakov, because they believe they are capable of forging a new Uzbekistan. So, he urges, those who believe in themselves and their skills to return and seek the most challenging positions, such as deputy governors, who execute and manage local reforms.

                 

                Uzbekistan’s Justice Minister Ruslanbek Davletov, another Umid alumnus, believes there is room now for willing and talented people. As someone overseeing the human rights reform process, with responsibility for improving the way the government serves its citizens, Davletov believes in reducing the state’s role in a citizen’s life and business. Describing his own professional path and lessons learned so far, he advises Uzbek professionals interested in working in Uzbekistan to focus on how they can shape the system and society in general to become more accountable and transparent.[6]

                 

                Davletov told VOA in 2018 that he saw no clash or disagreement between those with foreign experience and locally trained professionals. “I can assure you we all want to reform Uzbekistan and while we may have different ideas, the goal is the same,” he said.

                 

                Atabek Nazirov, formerly a US-based banker is now on his third high-level position in the Mirziyoyev Administration. He says that when he came to Tashkent in 2018, he committed to keep his mind “as open as possible,” to get to know the system, connect with relevant people and entities, and most importantly to learn from them and listen. “What is clear,” he told VOA when he was working as deputy minister of public education, “is that Uzbekistan needs us, and it needs us now.” He previously served as the Deputy Minister of Innovative Development and currently heads the Capital Market Development Agency.[7]

                 

                “You can’t come here expecting miracles. You come because you want to be a part of the changes this country needs, and because you can help during this process with your knowledge and work,” Nazirov observes. “You are taken very seriously by everybody in the country and you’re given every chance and every opportunity to share your knowledge and make your recommendations. So, the message I would send to someone like myself, willing to come back is, drop all your expectations. Don’t expect anything. Just be ready to come and join the reform programmes. Join the government if you’re offered the chance. If not, there are other things to do, in the private sector, among NGOs, anything, its fun to be here. It’s the best time to be here.”

                 

                Based on his own experience, Nazirov advises others to be ready for personal sacrifices, such as having your family still based abroad, or losing some income. But, he says, once back in Uzbekistan, you can definitely make a difference. “You take initiative, you run with it, and if you can convince people, your idea wins the day.”

                 

                Bakhrom Mirganiev, a tax lawyer bas­­ed in the US, with extensive experience in Big 4 tax firms, as well as banking, IT, media, and capital markets, believes Uzbekistan can equally utilise its human capital at home and abroad. Mirganiev spent a year in Tashkent, working at the Ministry of Finance, reforming tax and customs duties policies. He has also consulted for Uzbek banks, focusing on restructuring the banking system, their short and long-term strategy, implementing risk management and compliance mechanisms, as well as developing retail business.

                 

                “What’s clear is that Uzbekistan does not lack knowledge or skills. There are enough professionals and experts at home and those willing to join from abroad. But we need a substantial amount of will to move projects and initiatives forward,” Mirganiev told VOA.[8] “No matter where you are – in Tashkent or elsewhere, locally trained or foreign educated – those with ideas are struggling to make themselves heard and their work seen.” These stories beg a pivotal question: are these people, faced with systemic challenges and barriers, supporting each other and networking?

                 

                Everyone who has talked to VOA says ‘yes’, but also points to obstacles. While moral support plays a role, colleagues rooted in the system and those just joining it need to connect and cooperate to deliver results. That means both groups need to share common goals, and both see a lack of leadership and effective management.

                 

                Several expats, including Mirganiev, say they face enormous difficulties in getting paid by the Uzbek government. Banks and consulting firms pay fine, Mirganiev says, but if you work in the bureaucratic system, promises are rarely kept, and employment contracts are not developed. Clearly stated rights and responsibilities mean little except on paper. And they are not followed, diminishing trust in the government. That, in turn, makes many of these foreign-based Uzbeks reconsider their return. They come to question the value of the sacrifices they are making, including being away from family and earning less income.

                 

                “We are not asking for the money we make in America, even though that was the initial promise by the Uzbek government. All that has changed now. But we want reliability. Some offer to do pro bono work if they can afford to do so, but if you are here in Uzbekistan full-time, then those employment contracts and salary agreements are critically important,” Mirganiev says.

                 

                “There is no doubt we want to help and are willing to share our experience to make Uzbekistan a modern, economically strong and internationally recognised player in the world, but all these goals require hard-won professional expertise.”

                 

                Umid Mamadaminov is another US educated and experienced professional. He has founded several business ventures with American as well as Chinese partners in Uzbekistan. Focused on the energy, agricultural and education sectors, Mamadaminov observes that there are plenty of opportunities and space for anyone with skills to do great things.[9]

                 

                “Obviously there are many challenges,” he says. “The important decisions made at the top don’t always filter down into the system and people like us face many barriers because of the lack of responsibility, perception and will. I know the leadership is aware of these issues. But we are trying every day to make things work, to break those barriers and find a common language with the local authorities. But we can’t just pick up and leave or lose hope because of these longstanding issues. Aren’t we here to fix problems and show new ways of doing things?”

                 

                Azizjon Rasulov, a German-educated lawyer and international business expert, returned in 2001 and has since worked in Uzbekistan, in his own fields, leading several projects. He believes in living up to commitments, stressing that his five-year government work requirement helped him understand the system better. He adds that every dollar that Uzbekistan has spent in educating and training its youth bears fruit. No matter where people work today, he says, they are helping this country in some way.[10]

                 

                “I see an open policy now in terms of connecting with the world, including with Uzbeks abroad. If you want to work here, make sure you have a clear contract outlining the terms and conditions. The country needs you, but nobody is requiring you to come back. You can return if you want to and are ready to deal with the challenges. It’s harder if you’ve been away for too long but if you are someone who has maintained professional ties with Uzbekistan over the years, it may be easier for you to adjust.”

                 

                Like many others, Rasulov, too, believes Uzbekistan can and must find a golden mean that balances the role of local professionals and foreign educated ones. Their input, he says, complements to one another’s and can produce amazing results for the country when joined together. Indeed, he adds, such cooperation can perhaps demonstrate that Uzbekistan’s ‘brains’ have not actually ‘drained’ but simply travelled the world to get the best of it and then brought it back home to make what was left behind stronger and more effective.

                 

                The question, ultimately, is what the Uzbek government will do to overcome these concerns—to retain talent, incentivise returnees, and change the environment for both groups in meaningful and enduring ways. The good news is that the Mirziyoyev Administration is more open than ever before to ideas and proposals from compatriots around the world. And it has demonstrated the credibility of that openness by actually hiring some of them.

                 

                But the system needs to take further steps. One would be to establish a central recruiting body, which should announce vacancies, act as a centralised clearing-house for applications, provide a single of point-of-contact for those seeking opportunities, and coordinate interviews with candidates while helping them navigate the system to match their talents to tangible prospects. Right now, interested professionals have been left to their own devices, relegated to seeking opportunities through personal networks without an assistance from an outlet empowered to truly help them. Such a body would match the right talent to the right people in the right places and ensure that they are considered and then matched to relevant positions. At present, the expert councils and the ‘El-yurt umidi’ Foundation are neither tasked with nor aim to offer these services. So, what Uzbekistan needs now is a transparent, fair and professional recruitment system dedicated to hiring from abroad.

                 

                Navbahor Imamova is a prominent Uzbek journalist at the Voice of America. As anchor, reporter, multimedia editor and producer, she has covered Central Asia and the U.S. for nearly 20 years on TV, radio and online. Since 2018, she has also been reporting from inside Uzbekistan as the first-ever U.S.-based accredited correspondent in the country. During 2016-2017, she was a prestigious Edward S. Mason Fellow in public policy and management, while earning her Mid-Career Masters in Public Administration at Harvard University’s John F. Kennedy School of Government. Imamova played a pivotal role in the launch of Uzbek television programming at VOA in 2003, and has since presented almost 900 editions of the flagship weekly show, ‘Amerika Manzaralari’, which covers American foreign policy focusing on Washington’s relations with Central Asia, as well as life and politics in the U.S. She speaks frequently on regional issues in Central Asia, as well as Uzbek politics and society, for policy, academic, and popular audiences. Her analytical pieces have been published in leading academic and news outlets including Foreign Policy, The National Interest, and The Atlantic. Imamova also is the founding President of the VOA Women’s Caucus. She began her career at the Uzbek state broadcaster in Tashkent. This paper does not reflect the views of the Voice of America, where author works;

                Photo by Papas Dos, https://creativecommons.org/licenses/by/2.0/

                 

                [1] Navbahor Imamova, “El-yurt umidi”: Uzbekistan needs personnel and support of compatriot, Amerika Ovozi, June 2019, https://www.amerikaovozi.com/a/4948935.html

                [2] Navbahor Imamova, What role does “Great Future” want to play in the future of Uzbekistan, Amerika Ovozi, June 2019, https://www.amerikaovozi.com/a/4943132.html

                [3] Amerika Ovozi, Mirziyoyev’s adviser: The homeland is waiting for you, January 2020, https://www.amerikaovozi.com/a/5241269.html

                [4] Amerika Ovozi, Adviser to the President: If we do not work for you in Uzbekistan, who will?, January 2020, https://www.amerikaovozi.com/a/5241271.html

                [5] Amerika Ovozi, Minister: Uzbekistan cannot develop without you, January 2020, https://www.amerikaovozi.com/a/5241258.html

                [6] Amerika Ovozi, Minister: The role of the state in human life and business should be reduced, January 2020, https://www.amerikaovozi.com/a/5241268.html

                [7] Navbahor Imamova, Deputy Minister Atabek Nazirov: Uzbekistan needs us now, Amerika Ovozi, July 2018, https://www.amerikaovozi.com/a/4507430.html

                [8] Amerika Ovozi, Compatriot: We are back and working, January 2020, https://www.amerikaovozi.com/a/5231865.html

                [9] Amerika Ovozi, Umid Madaminov: Entrepreneur attracting US and Chinese businesses to Uzbekistan, YouTube, January 2020, https://youtu.be/YNT8WYEsLvE

                [10] Amerika Ovozi, How much does Uzbekistan need personnel trained abroad?, January 2020, https://www.amerikaovozi.com/a/5233488.html

                Footnotes
                  Related Articles

                  The perils of rebuilding Uzbekistan: The rise of glass and glitter

                  Article by Dilmira Matyakubova

                  The perils of rebuilding Uzbekistan: The rise of glass and glitter

                  Central Asian countries have attempted to build their nation branding strategies through redesigning their capital cities. The process can be widely observed in former Soviet republics with Kazakhstan that built Astana (now Nur-Sultan), a capital of modernity and progress anchoring the legacy of the first president’s name Nursultan Nazarbayev; Turkmenistan re-modelling Turkmenbashi’s white marble-clad Ashgabat with the aim to eternalise the name and figure of ‘the Great Head of the Turkmen’, the first president Saparmurat Niyazov. Post-Soviet Uzbekistan is not left outside the trend. Although the previous leader was less concerned with the creation of a cult of personality in material spaces, rather leaving a legacy of an impregnable leader that led to the formation of such places of recollection.

                   

                  The new government under President Shavkat Mirziyoyev is committed to demonstrating its progress through significant urban regeneration projects that are aiming to transform the capital into a modern business pivot. In 2017, the Cabinet of Ministers issued a Decree ‘On measures to improve the architectural appearance and improvement of the central part of Tashkent, as well as creation of favourable conditions for the population and visitors to the capital.’ This led to initiation of a US$1.3 billion urban project called ‘Tashkent City’, which occupies the central part of town, covering 80 hectares (3.1 square miles).[1]

                   

                  Mirziyoyev ‘views the role of the city as a tool to promote a new brand image for the country that is ‘modern’ and open to foreign business and investment’.[2] He seeks opportunities to bring more and more foreign businesses and investment, thus creating favourable conditions for them in the capital. The remodelling of the city is one of these policy measures. It aims to rebuild the country a distance away from the previous authoritarian regime that had investment constraints and lacked transparency in governance. The government’s approach to planning, whilst designed to attract and appease global investment and more tourists, however, lacks empathy and understanding of social relevance of these projects for the local city dwellers. While it is sensible for the new government to seek a distinct image that repositions the country’s place in the world through investment oriented projects, its policy has created major social and increasingly political problems that are now a major cause for public discontent. Demolitions and mass evictions have been the major topic for debate in the media in Uzbekistan since late 2017 starting with the removal of the Soviet-era Cinema House. The public believes that many of the new projects are built as facades of progress to accommodate certain ‘important’ events rather than meeting the needs of the inhabitants.

                   

                  The project ‘Tashkent City’ aimed to build an international business centre with an industrial park, shopping malls, Congress Centre, high-rise hotels, restaurants and residential apartments. With all these major developments, like a ‘city in the city’, the capital is becoming a façade of a progressive country. The projects like ‘Tashkent City’, whilst promoting modernism and progress masks the reality of the social and economic predicaments and can hardly contribute to enhancement of economic or social wellbeing of the vulnerable population, particularly those affected by ongoing mass demolitions.

                   

                  From Mahalla to Skyscraper

                  The redevelopment of the area for ‘Tashkent City’ began with the rapid demolition of houses and homes in the historical mahallas (traditional neighbourhood) of O’qchi (Fletcher) and Olmazor (Apple Orchard) of the old town, leaving the residents no choice but to hastily find new homes. The Mahalla is a local institution of self-governance and it plays an important socio-economic role in society in Uzbekistan. ‘It serves a cultural function: is a place for social interactions between communities’, tied to the space and the sense of community is solid in the mahallas.[3] When people were forced to leave their mahallas, they did not only lose their homes, they lost their livelihoods, their communities, social networks, and their memories tied to the space. Forced eviction without consultation, adequate compensation or resettlement is widespread in Mirziyoyev’s Uzbekistan. Tashkent City did not merely clear the space for a modern city; it eradicated an epoch from the history of a traditional life in Uzbek mahallas that carried a long history dating back to 14th century. The state owns the land and the right to use it for so-called ‘state and public needs’ but does it have a right to eradicate the history and sweep away the public memory? For the government however, it did not matter whether the people agreed to eviction or felt emotional attachment to the space. As it was a top-down decision, it did not involve any public engagement or discussion of any form.

                   

                  Olmazor mahalla. Photo: Umida Akhmedova

                   

                  By closing the doors to its past and remodelling the capital, new Tashkenters, rising from commercial structures to be part of the government elite, are attempting to build an image for themselves by borrowing iconic names such as Cambridge Residence, Gardens Residence, Boulevard, etc. These are mere imitations of locations that have a strong, historic legacies and stories attributed to their names whereas the Boulevard in ‘Tashkent City’ represents a recent and painful narrative for its residents.

                   

                  An investor who is building a lot in Tashkent City area is a local packing company ‘Universal Packing Masters’ under ‘Murad Buildings’ plans a 266, five meter skyscraper called ‘Nest One’ in the area, with luxury apartments, restaurants, offices, etc.[4] The company has a motto, ‘Murad Buildings Builds Happiness!’. The owner advertises his lofty project that is building so-called ‘smart houses.’ These houses are being built in the very ground from where previously, people had been strong-armed out their homes. For many though it is building rather a turmoil, far from happiness.

                   

                  The situation of Davron Halikov, a former resident of Olmazor mahalla illustrates the social problems of vulnerable population affected by the clamour. Found sitting on a bench in the middle of the city, Davron is quietly thinking about how to cover his next rent payment. His current earnings at a car dealership are not enough to make ends meet. He is renting an apartment with his wife and four children as he lost his home during the mass demolition of his mahalla in the old town. Davron is far from the ability to rent or buy a place in the Boulevard of ‘Tashkent City’, which would cost him $100,000 for a one bedroom, 64-m² (square meter) unfurnished apartment.[5] He was refused a replacement dwelling on a simple technicality; he was not living in the house the moment of demolition together with the rest of the larger family. Due to the great size of the family in one house, he had opted to rent another place in the city. He filed a case at the city court, but has since dropped it as he does not believe either the government or the judicial system has anything to offer him:

                   

                  ‘This country does not exist for me as homeland anymore. It is just a place for living for the moment until I find a place somewhere abroad. The only thing I am worried about now is my apartment rent payment, which is due on Monday. I am worried about my children’s fate. I want to help them to stand on their feet… I am waiting for magic to happen. I know that I cannot expect anything from the government.’[6] 

                   

                  Davron tried to approach local government for help with his case, but he did not receive any. He is not the only person who remains homeless due to the demolitions. During the swift preparation of the territory for ‘Tashkent City’, in neighbouring mahalla O’qchi 521 houses owned by 2165 families were demolished. According to a legal expert at the directorate of ‘Tashkent City’, out of 2165, only 1138 families lived in the area before demolition started. This means that the other 1027 families have not received compensation in any form for not residing in the de facto area.[7] Meaning there are people like Davron who remain without a home. The expert also claimed that the residents of the mahalla expressed a desire to move to multi-storey apartments instead of receiving land plots in a similar size. The interviews in the past however, evidenced the opposite; many asked for a house to accommodate the whole family, in the same or nearby territory, they were unhappy with replacements offered.[8] The state failed to understand the difference in lifestyles and cultures between those living in traditional settlements and those in multi-story contemporary apartments. In traditional settlements, families are large and extended family often sharing the same dwelling. They were offered smaller distributed residences based on the legal owner. Those who were sharing had rights, which were ignored, and they ended up homeless, stressed and distressed.

                   

                  The unfinished part of the Boulevard. Photo: by author

                   

                  There is a clear violation of the legislation in this regard, as according to the regulations ‘on the Procedure for Compensation of Damages to Citizens and Legal Entities due to Seizure of Land for State or Public Needs’, all residents who are registered in the properties are guaranteed to receive a compensation.[9] In addition to this, the forced eviction occurred as most families were forced to leave the area rapidly as the demolition started before the resettlement of all the residents. This happened through extortion in the form of creating an untenable environments for the residents; they were cut off from utilities such as electricity and gas, which is an obvious sign of forced eviction according to international law.[10]

                   

                  The new Decree of Cabinet of Ministers, ‘on the on the procedure for compensation of losses to citizens and legal entities in connection with the seizure of land for state and public needs’, known by local people as ‘Fascistic PKM 911’, has been an exploitable tool for developers to pursue their profitmaking activities as building business centres, real estate, amusement parks, etc.[11] This decree, unlike the previous one, has amended the deadlines for notification and demolition giving more licence to the investors and construction companies to carry out their actions. It states notice periods of three to five days or simply ‘as necessary’. This means that these deadlines are very flexible to the extent that investors can use them in their favour. It allows the decision on demolition of a housing block if 75 per cent of the residents have given their consent. The investor can gain the rest through court as laid out in the legislation. In principle, an investor or contractor must go through a set of legal steps that includes a number of procedures to gain permission for action. However, in practice, only the final phase of the application is applied (gaining consent of the 75 per cent of the residents) resulting in a higher number of permissions for demolitions.

                   

                  Besides, the decree uses the phrase ‘compulsory purchase’ of a property in cases when the residents disagree, which grants the state and developers even more authority. Judicial tools are important in local enforcement of the regulations and obligations stated in the right to adequate housing (United Nations Habitat) or by direct reference to International Covenant on Economic, Social and Cultural Rights. Thus, the legislation should include an aspect on forced evictions, aligning it with international norms and agreements to ensure the right of an individual to security and the right to protection from forced evictions. The new decree does not meet international norms, as it does not incorporate the fundamental rights and protection against forced evictions enshrined in international law on socio-economic and cultural rights. Nonetheless, Uzbekistan signed those agreements, thus it carries obligations to comply with norms specified as ensuring protection from unlawful and forced evictions and safeguarding adequate housing. [12] It seems like the government of Uzbekistan has no intention to comply with those agreements it signed thus failing to fulfil its obligations as a member state.

                   

                  The new Tashkenters attempt to ‘sell’ the city as something it is not by creating facsimiles of world icons and popular metropolises, yielding gruesome results. The irony is that whilst the population of the demolished mahallas remain homeless, the real estate agency ‘Dream City Development’ who is responsible for selling the new properties is constantly advertising sales of new apartments. The real-estate agency is devoting a large resource pool towards selling apartments and commercial buildings in iconic’ locations such as Boulevard and Gardens Residence in the territory of ‘Tashkent City’, now called Dream City. Dream City is being developed in eight lots; each lot has its own investors who have opaque roots but who seem to be connected to newly appeared bureaucrats in government. The original sources for investment for the lots are unknown and unavailable in the public domain. There is strong evidence however, which suggests these investors are using offshore entities and surrogate shareholders to conceal their engagements in these lots. The investigations by the Open Democracy society identified foreign investors who may be acting as covers for local businesspersons. The chains of companies that are in the frontline of the project closely linked to Jaxongir Artikxodjaev, the mayor of Tashkent were exposed.[13] About the ambiguity of the true beneficiaries of the lots in the Tashkent City, anti-corruption campaigner, Thomas Mayne, reports that:

                   

                  ‘This shows how easily it is to obscure the true owners of a project – the beneficial owners – using companies registered abroad. The project certainly raises many red flags: the source of the funds is unclear, and a 19-year-old is unlikely to be the true beneficial owner of the company responsible for the Tashkent City shopping centre project.[14]

                   

                  Gardens Residence apartments. Photo: by author

                   

                  Whilst the residential buildings remain empty in the Boulevard section of Dream City, the real estate agency Dream City Development claims that 80 per cent of the apartments in the Boulevard section have been sold. According to the agency, 70 per cent percent of the buyers are Tashkenters and 10 per cent of them are foreign acquisitions. The other 20 per cent is available for purchase.[15] Although there is a lack of social infrastructure in the new project, this does not seem to deter prospective buyers. It appears that the nouveau riche in ‘Tashkent City’ will not feel the need for schools or medical centres in the immediate vicinity. The abundance of shopping avenues, offices and hotels will be sufficient. It is anticipated that the apartments are purchased as investments and those who acquire them have no plans to live in the area.

                   

                  Alexey Ulko, a writer on Arts and Culture uses the term ‘new bureaucracies’ for people who have appeared in the government and government-affiliated commercial structures. In his opinion, these urban projects are not designed to address public needs rather focused towards meeting the needs of these new elite who aim to climb the social ladder:

                   

                  ‘Old bureaucracies lived in impregnable castles, stagnant and stiff, surrounded by old loyal servants and faded portraits of glorious ancestors. New bureaucracies are more like financial pyramids sucking in more and more new people. You cannot run such an enterprise in a bleak Soviet-built barrack isolated from the rest of the world by an ugly concrete wall. What you need is an urban area with tall, shiny, expensive-looking and spacious offices for thousands of people to work in and many more thousands craving to: glitzy temples of conspicuous consumption.’[16]

                   

                  The current government is employing a strategy of ‘Destroy and Build’, a quick fix to realise their current plan of buying off land, destroying old areas and building new in the city. The outfall from the demolition is not only one of practical complications but of psychological distress and resistance.

                   

                  Towering Rage of Demolition

                  The degree of devastation is so strong that this has led to citizens attempting suicide by setting themselves alight in protest to demolitions or attacking public officials. On December 14th 2018, Nozima Ergasheva in Kibray District publicly set herself on fire during a reception of citizens in the district administration to illustrate her protest of the decision on demolition of her house. As a result, she received injuries to 68 per cent of her body.

                   

                  Cases of suicide attempts have been common among the people whose homes are threatened to be taken away due to the reason that they are deemed to be built illegally on agricultural land. During 2018-2019, ‘23,000 cases of unlawful appropriation of land were recoded’ in the country.[17] This means that 23,000 families would lose their homes because the state found them illegal and decided to take the land for so-called ‘state needs.’ Shaken by the news, people committed desperate actions. In February 2020, Mukaddas Mustafaeva in Karshi set herself alight in protest at the demolition of her house and her father suffered severe burns in an attempt to stop the fire.[18]

                  The mass demolitions, on the other hand, sparked civic activism; citizens adopted a different role, people have become more and more alert and posting, sharing the cases they witness. They have become agents of potential political change. Although the situation with freedom of expression and freedom of assembly has not improved in post-Karimov Uzbekistan and there have been direct threats to the lives of journalists and bloggers who have openly discussed the hottest issues in the country, issues like eviction and mass demolition. The case of Amir Sharifullin, a blogger at Tashkent – DEMOLITION (Ташкент – СНОС) Facebook group has been a litmus test for intolerance of the government towards public criticism. Amir was kidnapped and beaten by two men causing him serious bodily injury. Later one of these men was held administratively liable as opposed to criminal charges, while the other one went free. The media believes that there is an evident link between the perpetrators and the state security structures.[19]

                   

                  The group is owned and administered by Farida Charif (Sharifullina) who is the mother of Amir and housing rights activist who is outspoken about issues on demolition and evictions. The group that united more than 20,000 people is a platform where members post, share, discuss demolition and eviction related issues. As Amir believes, the kidnapping was a way of threatening and putting pressure on his mother. Naming the case of violent kidnapping as ‘administrative liability’ and letting perpetrators go free evidently shows that this was most likely the act of the authorities who have conflicts of interest in the matters discussed in the group. Apparently, those who did not find any criminal aspect in the case were unhappy about public criticism of the unlawful demolitions and wanted to quash the protests.

                   

                  From World Heritage to World Disney

                  The urban transformation processes stretch far beyond merely redeveloping the capital. There are also growing efforts to develop the tourism industry across the country with regional cities being remodelled to make them more attractive for tourists. In the minds of the government officials, being ‘attractive’ is about building shiny, high-rise hotels and business centres, or Disney-like amusement parks, often changing the environment surrounding historically important sites. High-rise buildings are appearing in Samarkand’s heritage zone where buildings of more than two-storeys are prohibited by law suggesting, corruption across the process of beautification and modernisation for the sake of tourism. This is evidenced through the former khokim (mayor) of Samarkand, Turobjon Juraev, being sentenced to 13 years in prison for taking a bribe of $2,000,000 for permitting the construction of high-rise buildings in the city’s heritage zone and another four officials in the same office were punished for the same crime.[20] This is what happens when you just move the chairs around. Juraev was sharply criticized by previous president Karimov and sacked in 2013; he was accused of corruption. In 2017 however, he was appointed as khokim of Bekabad District of the Tashkent region and in the same year then became head of Samarkand. This is a perfect example of the power loop and nepotism among corrupt officials in government where the same faces come back to new chairs and commit the same crimes.

                   

                  Samarkand. Photo: M & G Therin-Weise (UNESCO)

                   

                  Carrying out this beautification process for the sake of tourism in this manner is resulting in mass destruction and irreparable changes. The beautification process that is assumed will charm the appetites of tourists is nothing more than a mere tourist kitsch. It is a process of mass destruction and Disneyfication of historic monuments, such as attempting to turn Shakhrisabz into a World Disney Park as opposed to a World Heritage site.

                   

                  In 2016, the World Heritage Committee considered the historic centre of the city of Shakhrisabz in southern Uzbekistan to be added to the List of World Heritage in Danger of over-development and irreversible alterations. The Committee then asked the UNESCO’s World Heritage Centre and the International Council on Monuments and Sites to evaluate the damage and advise restorative measures.[21]

                   

                  Conclusions and Recommendations

                  The government has to acknowledge that a lack of a well-thought out plan caused the perils of its rebranding policy to seize people’s homes, their communities and their welfare. To ensure the wellbeing of society and to ensure that the population benefits from planning efforts, the government should have a dialogue with the people to explore what they wish for their own wellbeing, as the state’s perception of wellbeing does not seem to coincide with the nation’s understanding of wellbeing. The leadership appears to be trying to build a nation brand, seeking to whitewash its reputation and promote tourism and investment in the country. The process of nation branding is rather a complex development as it is far from merely public relations and marketing a country to a target audience. Nor is it merely building favourable conditions to please guests; it is a systematic and continuous commitment to improvement. Countries are judged based on their governance, policies, their novel ideas, symbolic actions and their contribution to global development. Before investing in promoting itself, its tourism or newly branded cities, a double landlocked country such as Uzbekistan with a murky reputation needs to work towards improving its character through thoughtful reforms in the aim to gain genuine respect on the world stage. Enhancing and ensuring human rights protection, judiciary independence, accountability, transparency in governance and open dialogue with people will enable it to succeed in building a nation brand. These efforts would then guarantee an enhanced reputation for the nation rather than a glittering, soaring, pretentious capital. Further recommendations are that:

                   

                  • Government ought to revise the current decree on compensation of losses to citizens and the seizure of land to include an important aspect on forced evictions, aligning the legislation with international norms and agreements that ensure the right of an individual to security and the right to protection against forced evictions;
                  • Government should ensure that residents are given fair and adequate compensation and replacement in accordance with principles on adequate housing rights prior to resettlement and are protected from extortion and intimidation; and
                  • To ensure unanimity in decision-making and that legislations do not contradict one another, there needs to be an independent committee for reviewing the decrees and amendments accepted. The committee would ensure that the domestic laws seriously affecting citizens’ rights and liberties are to be closely aligned with international human rights laws.

                   

                  Photo by Mysportedit, https://creativecommons.org/licenses/by-sa/4.0/deed.en

                   

                  [1] Dilmira Matyakubova, Who Is “Tashkent City” For? Nation-Branding and Public Dialogue in Uzbekistan, Voices on Central Asia, June 2018, https://voicesoncentralasia.org/who-is-tashkent-city-for-nation-branding-and-public-dialogue-in-uzbekistan/

                  [2] Dilmira Matyakubova, Nation Branding, Social Classes and Cultural Heritage in Uzbekistan, Cabar.asia, April 2019, https://cabar.asia/en/nation-branding-social-classes-and-cultural-heritage-in-uzbekistan/

                  [3] Dilmira Matyakubova, Who is Tashkent City For? Nation branding and Public Dialogue in Uzbekistan, CAP Paper 205 (CAAF Fellows Papers), June 2018, https://centralasiaprogram.org/archives/12455

                  [4] Про Nest One – About Nest One, https://nestuzbekistan.uz/ru/kurumsal; Murad Buildings and Ozguven announced the first skyscraper’s name in Uzbekistan, UzA, August 2019, http://uza.uz/en/society/murad-buildings-and-zg-ven-announced-the-first-skyscraper-s–29-08-2019

                  [5] Dream City, A conversation with an agent of ‘Dream City Development’, February 2020,  http://dreamcity.uz

                  [6] Interview with Davron Halikov, former resident of Olmazor mahalla. March 2020.

                  [7] «Было много сомнений, но мы сделали это…» – интервью с представителем Дирекции Tashkent City (‘There were many doubts but we did it’…interview with a representative of Tashkent City Directorate), Podrobno.uz, December 2019, https://podrobno.uz/cat/obchestvo/-bylo-mnogo-somneniy-no-my-sdelali-eto-intervyu-s-predstavitelem-direktsii-tashkent-city/

                  [8] Matyakubova. Who is Tashkent City For? Nation branding and Public Dialogue in Uzbekistan

                  [9] Положение о порядке возмещения убытков гражданам и юридическим лицам в связи с изъятием земельных участков для государственных и общественных нужд – Regulation on the procedure for compensation of losses to citizens and legal entities in connection with the seizure land for state and public needs, May 2006, https://nrm.uz/contentf?doc=105171_polojenie_o_poryadke_vozmeshcheniya_ubytkov_grajdanam_i_yuridicheskim_licam_v_svyazi_s_izyatiem_zemelnyh_uchastkov_dlya_gosudarstvennyh_i_obshchestvennyh_nujd_(prilojenie_k_postanovleniyu_km_ruz_ot_29_05_2006_g_n_97)&produ

                  [10] Matyakubova. Who is Tashkent City For? Nation branding and Public Dialogue in Uzbekistan; The Right to Adequate Housing, UN Habitat, Fact Sheet No. 21/Rev.1, https://www.ohchr.org/Documents/Publications/FS21_rev_1_Housing_ru.pdf

                  [11] Ўзбекистон республикаси вазирлар маҳкамасининг қарори, жисмоний ва юридик шахсларнинг мулк ҳуқуқлари кафолатларини таъминлаш ҳамда ер участкаларини олиб қўйиш ва компенсация бериш тартибини такомиллаштиришга доир қўшимча чора-тадбирлар тўғрисида – Regulation on the procedure for compensation of losses to citizens and legal entities in connection with the seizure land for state and public needs, November 2019, https://lex.uz/ru/docs/4597630

                  [12] The Right to Adequate Housing, UN Habitat. Fact Sheet No. 21/Rev.1.

                  [13] Kristian Lasslett, Uzbekistan Ltd: private-public interests clash in flagship project, openDemocracy, January 2019,  https://www.opendemocracy.net/en/odr/uzbekistan-ltd/

                  [14] OpenDemocracy Investigations, Phantom foreign investors for an open new Uzbekistan, openDemocracy, December 2018, https://www.opendemocracy.net/en/odr/tashkent-city-project-uzbekistan-phantom-foreign-investors/

                  [15]Dream City, A conversation with an agent of ‘Dream City Development’, February 2020.

                  [16] Interview with Aleksey Ulko, writer on Arts and Culture, February 2020.

                  [17] Uzbek Justice Ministry hints at new wave of illegal buildings demolitions, Fergana News,  February 2020, https://en.fergana.ru/news/115498/

                  [18] Vladimir Rozanskij, Another woman sets herself on fire to save her home,  AsiaNews, February 2020, http://asianews.it/news-en/Another-woman-sets-herself-on-fire-to-save-her-home-49359.html

                  [19] AsiaTerra, Why police did not detect corpus delicti in the actions of two recidivists who attacked Amir Sharifullin?, March 2020, http://www.asiaterra.info/news/pochemu-militsiya-ne-obnaruzhila-sostava-prestupleniya-v-dejstviyakh-dvukh-retsidivistov-napavshikh-na-amira-sharifullina

                  [20] Sputnik News, Ex-khokim of Samarkand region received 13 years in prison for bribes, August 2019, https://uz.sputniknews.ru/society/20190802/12158730/Eks-khokim-Samarkandskoy-oblasti-poluchil-13-let-tyurmy-za-vzyatki.html

                  [21] World Heritage Convention, Historic Centre of Shakhrisabz, Uzbekistan, added to List of World Heritage in Danger, July 2016, http://whc.unesco.org/en/news/1522/

                  Footnotes
                    Related Articles

                    Media landscape in Uzbekistan

                    Article by Nikita Makarenko

                    Media landscape in Uzbekistan

                    Scorched earth: media in Uzbekistan between 2005 and 2016

                    Under the rule of President Islam Karimov (1991-2016), the media in Uzbekistan experienced significant pressure. The total domination of the media environment by censorship and threats to journalists meant there was no freedom of expression in the media at all. Only a few websites such as Uznews.net, Ferghana.ru, and Neweurasia.net were brave enough to publish critical stories, and their offices were abroad. None of these websites were registered in the country. But all of them were blocked and only a few people were able to read it using a VPN (virtual private network). It was extremely dangerous to write for these outlets and many journalists faced threats or had to emigrate outside of Uzbekistan to seek safety. Local TV, radio, and newspapers were sterile in terms of criticism during this time.

                     

                    A 2006 Human Rights Watch report summarised the media environment in Uzbekistan at the time saying that ‘the government continues its practice of controlling, intimidating, and arbitrarily suspending or interfering with the work of civil society groups, the media, human rights activists, and opposition political parties. In particular, repression against independent journalists, human rights defenders, and opposition members increased this year.’[1]

                     

                    2005 should be considered a watershed moment because, after the Andijan Events in 2005, the media environment was cleansed of any remaining opposition. Foreign journalists were banned and websites were blocked. I entered the National University of Uzbekistan Faculty of Journalism in 2004 and was a witness to these events. ‘You cannot discuss the question of freedom of speech in this building’, as Dean of the Faculty Kudrat Irnazarov once said. A generation of journalists were raised in such an environment, and it is important to understand this context when examining the present day situation.

                     

                    A shift of the media landscape in Uzbekistan between 2016 and 2020

                    The new President of Uzbekistan, Shavkat Mirziyoyev, was elected in 2016 after the death of Karimov. Surprisingly for all he chose a course to let people speak more freely. It was not announced like ‘now you could speak’, but people started to write increasingly critical posts on Facebook or via Telegram messenger, and there were no repressions. Step by step, you were able to see critical posts in private online media outlets too. I stepped up in the process in May 2017. I was not sure that it was ‘allowed’ to write yet but was persuaded to by the Editor-in-Chief at Gazeta.uz to try.

                     

                    My first critical story was published in May 2017 and it was well received.[2] People were calling me and saying: ‘We can’t believe it is online. Should be a new era’. We realised that it was a success and we had none of the ‘consequences’ as it could happen in Karimov times. No phone calls, no threats. That was the beginning, and from that point, I was constantly trying to publish more and more stories.

                     

                    The following month, President Mirziyoyev for the first time confirmed his intention to develop freedom of speech and blamed the media for the lack of criticism saying “it is a pity that our media still don’t reflect all problems which we have in our lives, yet we need to strengthen a spirit of criticism and self-criticism in our society.”[3] From this time journalists and bloggers became an integral part of the so-called ‘Uzbek Thaw’. Reforms were coming in thick and fast and people were demanding more and more information. As a result of the ongoing process of liberalisation, Uzbekistan jumped from 169th in the World Press Freedom Index in 2017 to 156th in 2020.[4] It was also excluded from the ‘blacklist’ of countries, deemed to have a ‘very serious situation’, and put on the ‘red list’ for countries with a ‘difficult situation’.

                     

                    Waiting for consequences and media boom

                    A new liberalisation sparked a boom of online media. From 2016 through 2019 the Internet was the main platform of debates and critical publications. Many new media outlets were opened and competition between them increased. Daryo.uz and Kun.uz became the main competitors in the Uzbek language, while Gazeta.uz dominates in Russian, especially among liberal-oriented parts of the society.

                     

                    While there is no censorship anymore like in the past (telephone calls from high ranking officials with an (unofficial) order to take down an unwanted article), the question of self-censorship continues to exist. Many editors and journalists asking themselves: ‘Where is the boundary? What remains a taboo?’ And there is no strict answer. Every media outlet has to decide for themselves. As far as I can see, major corruption investigations could be a problem for a journalist and could lead to ‘bad consequences’. However, it is a question of brave people to start, to lead and to try.

                     

                    Right now, there is no strict and open pressure on media anymore. Imprisoned journalists were released, and no journalist or blogger has received a long-term prison sentence in the last three years (except a few minor cases with 15 days detention). However, there are some threats and trends which make journalists uncomfortable. For example, a conflict between Kun.uz and the Mayor of Tashkent Jakhongir Artikhodjaev. In November 2019 he threatened journalists in a private conversation. This happened after a deputy in one of districts of Tashkent insulted Kun.uz’s journalist and smashed his camera. Artikhodjaev responded that “you could disappear and nobody will find you”. An audio recording of this conversation was later published. In a few cases regional governors have also threatened journalists, sometimes even with death. It mostly happens in Ferghana Valley, where the Governor of Ferghana district, Shukhrat Ganiev, in December 2019 asked Ravshan Kurbanov, a Governor of Kuva district, during a telephone call if he had already read a “funeral praying” for an unnamed blogger or not. This blogger was posting about protests in Kuva (people had blocked a road because of a lack of gas and electricity). Ganiev instructed Kurbanov, that instead of “fixing problems” he should “read a funeral praying”.

                     

                    Despite these unpleasant cases, there has been no significant sign that the course of the government to provide freedom of speech will be changed. However, there is always a question: is it an experiment, or it is forever? A universal fear that this situation could be turned 180 degrees back into the Karimov times always exists among journalists and bloggers, even if there is no reason to have this fear in the present moment. This fear is a cause of self-censorship. Self-censorship is also a consequence of the Karimov era. Many journalists just cannot change their mind-set and they continue to work as they worked before the ‘thaw’.

                     

                    Moreover, the boom of online media has highlighted the significant lack of qualified people. This is also a heritage of the Karimov era. It was never prestigious to be a journalist before, nor was it profitable. Today online media can offer decent salaries, but there are only a few people who could create honest and professional content. This lack of human resources dramatically affects the media and prevents the market from enlarging.

                     

                    TV and radio environment

                    While online media is the locomotive of criticism in Uzbekistan, TV, and radio are far behind. These spheres were less affected by the ‘thaw’ than the Internet. It is true to say that TV dominates the media market and has the widest coverage in the country while Internet consumers are mostly situated in major cities. According to the latest poll by Internews, 77 per cent of people between the ages of 30 and 45 got their news from TV.[5] 23 per cent trust online websites and 18 per cent trust social networks. State-controlled TV channels are still old-fashioned, very cautious in their criticism and avoid any ‘conflict topics’. Those TV channels such as Uzbekistan 24 and Toshkent act as an instrument of state propaganda. Their attitudes toward what should be shown on TV have not changed since Karimov’s time. Mostly their news highlights development, prosperity, and praises the country’s leaders.

                     

                    However, a few private TV-channels, taking advantage of digital broadcasting opening up the number of possible channels, have started to attract more viewers and compete with state channels. ZOR TV, Sevimli, Milliy, and Mening Yurtim produce entertaining shows and broadcast movies and TV series, while Uzreport TV concentrates on reports and high-quality journalism rather than entertainment.

                     

                    Despite this, the local TV market has not developed as much as online media and has not moved towards freedom of speech values. Also, Russian TV still dominates the market and people prefer to watch it via cable or antenna. The local TV has the potential to develop as soon as producers are able to buy and adapt major international shows and projects or create something unique which will attract viewers.

                     

                    Unblocked websites

                    For years, many critical websites have been blocked in Uzbekistan. Mostly it happened in 2005. This legacy of Karimov initially remained under the next president, and it took some time before they began to be unblocked. Some of them were unblocked in 2017, some of them in 2018 and finally by May 2019 most of them were unblocked.

                     

                    A dangerous step backwards happened in September 2018 when Facebook and YouTube were blocked for users in Uzbekistan. Officially the government explained it as a ‘temporary problem on their side’, blaming Facebook and YouTube for problems with a connection. Both websites were unblocked in February 2019, right after the former Chief of the National Security Service, Ikhtiyor Abdullaev, was dismissed and put under arrest. These two events were never officially connected but Facebook and YouTube were never blocked again.

                     

                    Finally, in May 2019 most of the websites had been unblocked, including Ferghana.ru, Uzmetronom.com, AsiaTerra.info, Eurasianet.com, Voice of America, BBC Uzbek and Deutsche Welle. This decision was hailed by Reporters Without Borders.[6] However, the only major website which is still blocked is Ozodlik, the Uzbek service of RFE/RL. While the website of RFE/RL works normally, only the Uzbek service page is inaccessible from Uzbekistan. The reason has not been officially explained.

                     

                    The Agency, the Mass Media Fund, and new legislation

                    An inspiring signal to the mass media happened in November 2018. Komil Allamjonov, a former press-secretary of President Mirziyoyev, was appointed to the position of chairman of the Agency of Information and Mass Communications (AIMC). Known as a liberal person he replaced a former pro-Karimov chairman Laziz Tangriev. But what was a more important signal is that Saida Mirziyoyeva, a daughter of the President was appointed as his first deputy. In patriarchal Central Asian society, this step means a lot. Both Allamjonov and Mirziyoyeva proclaimed that they would protect the rights of journalists and bring attention to the rights of bloggers too.

                     

                    The new Agency started to develop legislation that would protect journalists and provide more rights to them. Corrections to the Law Codex offered by the Agency removed the risk of prison for defamation and slander. This is a big problem for modern journalism in Uzbekistan. While ‘traditional’ ways of repressing the media are not accessible to elites and businessmen anymore, suing a journalist for defamation and slander is a new trend. It was the right decision to protect journalists from prison terms, but still it is a problem. Every court case costs an enormous amount of money for a media outlet even if they win due to legal costs and it could lead to bankruptcy if they lost. There have been no such cases of bankruptcy yet in the Mirziyoyev-era but the media society has a fear of this. Lawyers usually do not work pro-bono and fines for defamation and slander are still high. In the environment of the ‘sick’ judiciary system in Uzbekistan which is still highly corrupted, this is a dangerous trend that potentially could hurt freedom of speech.

                     

                    In February 2020 both Allamjonov and Mirziyoyeva decided to quit the Agency. Citing that they aimed to concentrate on non-profit work which would allow them more opportunities. A new Public Fund for the Support and Development of National Mass Media was created and popular Uzbek blogger Khushnudbek Khudayberdiev was appointed as chairman. Allamjonov and Mirziyoeva joined the Board of Trustees that oversees the strategic direction of the fund. The new fund should accumulate donor funds (including the state budget) to support projects in education, news content and should continue work to simplify and improve media legislation. A group of popular bloggers and journalists has entered the Public Council of the fund to control its day to day activities with Lola Islamova (Anhor.uz) appointed as chairman.[7]

                     

                    Bloggers on the rise

                    From the very beginning, the Agency put a lot of attention to raising the status of bloggers. And there was a reason. From the very first days of the ‘thaw’ bloggers were the first to start reporting honestly. While traditional media was slow to change their minds, bloggers were brave and gained the trust of the audience. Uzbekistan is unique in that most of its blogging is concentrated around Telegram messenger. In general, Uzbekistan is second in the world for Telegram users. And with its pretty secure environment and great interface blogging has flourished. Popular bloggers who write in the Uzbek language could have up to a few hundred thousand subscribers, such as the channels of Davletov, Khushnudbek Khudayberdiev, and Troll.uz. Russian-writing bloggers have up to ten thousand subscribers each with Effekt Makarenko, Insider.uz and Nablyudeniya Pod Chinaroy among the most popular blogs.[8]

                     

                    A project of legislation to provide bloggers the same rights to information as journalists was announced in August 2019 but has not been finished or signed. Currently, bloggers are not named in any media law. The law on digital information mentions them stating that a blogger is responsible for his/her content and should not publish anything which contradicts current laws. Even though channels on Telegram and Facebook page are not mentioned in any Uzbek legislation and are not a subject of Uzbek law, court cases where bloggers are accused of defamation and slander are a common thing in modern Uzbekistan. For example, in December 2019 blogger Abdufato Nuritdinov from Andijan was arrested and got 15 days of isolation in prison for insult, defamation and using swear words directed at a local district mayor, Erkinjon Yakubov. In another case in February 2020 the most popular Russian-language Facebook group ‘Potrebitel.uz’ was sued by a businessmen for defamation, but they won the case.

                     

                    However, bloggers are continuing to gain strength with successful monetisation in 2019. Some popular bloggers are efficient in advertising and businessmen prefer to cooperate with them because they have people’s interest and trust. A groundbreaking event in 2019 happened on August 27th, when Mirziyoyev for the first time met a group of local and foreign bloggers in Samarkand and shot a famous selfie with them. “I see among you our bloggers too. I am proud of that. You should know that the president will always support you”, said Mirziyoyev.[9]

                     

                    Pandemic reaction

                    Uzbek media representatives are proud of their current work during the pandemic. From the very first days of quarantine and lockdown, a group of 72 most popular media leaders and bloggers united and created a Telegram channel called Coronavirus.info on March 15th. Among them are journalists from Gazeta.uz, Kun.uz, Daryo.uz, TV and radio channels, and popular bloggers Khushundbek Khudayberdiev, Nozim Safari, Troll.uz, Feruzkhan Yakubkhodjaev and others. Every day it posts important information, fights fake news and provides citizens with an opportunity to get trusted information about the situation. The channel is supported by the Mass Media Fund, the government and its related offices. All leaders and bloggers daily discuss a strategy and make decisions to step up together, combining efforts. In a few weeks Coronavirus.info got 1.4 million subscribers which is a huge number and a successful result acknowledged by many other countries who are trying other tactics. This achievement was acknowledged by Telegram Messenger, and on April 3rd they have launched a special page to gather verified Telegram coronavirus information channels from other joining countries.[10] To this day, such verified channels exist in Cuba, Georgia, Germany, Hong Kong, India, Italy, Israel, Kazakhstan, Kyrgyzstan, Malaysia, Nigeria, Russia, Saudi Arabia, Singapore, Spain, Togo, Ukraine, and Uzbekistan.

                     

                    Together with this, every day during the pandemic private TV channel Uzreport TV was able to broadcast live briefings. More than five to six times per day officials from different offices gave updates and answered people’s questions. These videos are immediately uploaded to the Telegram channel too, keeping most of the population in the loop; TV and Telegram is a perfect combination in modern Uzbekistan. However, many media outlets had to minimise their costs and let go of staff because of the pandemic. A possible economic crisis is coming and it will hit the media if the demand for advertisements decreases.

                     

                    Nikita Makarenko is a journalist, blogger and TV producer. Born in Tashkent, Nikita graduated from the National University of Uzbekistan in 2011 and started his career on radio. He worked for various local and international online outlets, in 2017 he joined one of the most popular Uzbek media outlets, ‘Gazeta.uz’, where he worked until May 2020. Currently, he runs his show at the ‘Uzreport TV’ channel and works as a blogger. In 2019, he taught a class on propaganda theory at Oberlin College (U.S.).

                     

                    [1] Human Rights Watch, Uzbekistan: Events of 2005, World Report 2006, https://www.hrw.org/world-report/2006/country-chapters/uzbekistan

                    [2] Nikita Makarenko, Why tourists are not coming to us, Gazeta.uz, May 2017, https://www.gazeta.uz/ru/2017/05/05/tourism/

                    [3] Shavkat Mirziyoyev, Print and media workers, President.uz, June 2017, https://president.uz/ru/lists/view/707

                    [4] RSF, World Press Freedom Index 2017, https://rsf.org/en/ranking/2017; RSF, World Press Freedom Index 2019, https://rsf.org/en/ranking/2019

                    [5] New Reporter, Test ‘How old are on you on the Internet?’ and study results, April 2020, https://newreporter.org/2020/04/23/test-skolko-vam-let-v-internete-i-rezultaty-issledovaniya/

                    [6] RSF, Uzbekistan unblocks many independent news sites, May 2019, https://rsf.org/en/news/uzbekistan-unblocks-many-independent-news-sites

                    [7] The author is a member of the Public Council.

                    [8] This is a personal blog of the author.

                    [9] Gazeta.uz , Shavkat Mirziyoyev assured bloggers of support, August 2019, https://www.gazeta.uz/ru/2019/08/27/blogers/

                    [10] The Telegram Team, Coronavirus News and Verified Channels, Telegram, April 2020, https://telegram.org/blog/coronavirus

                    Footnotes
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